Welcome to our dedicated page for STEM SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
STEM, INC. executive Michael James Carlson, President, Managed Services, reported routine equity compensation activity. On March 7, 2026, 3,541 RSUs vested and converted into the same number of common shares at $0.00 per share, the second installment from a 10,625 RSU grant dated May 28, 2024.
On March 10, 2026, 2,079 common shares were automatically sold at $11.12 per share to cover the related tax liability, a non-discretionary “sell to cover” transaction. Following these events, Carlson directly holds 19,458 common shares and 3,516 RSUs.
Stem, Inc. CEO Arun Narayanan reported a mix of compensation-related stock activity. On March 7, 2026, restricted stock units (RSUs) converted one-for-one into 18,125 shares of common stock at a $0.00 conversion price, reflecting vesting of awards granted on January 27, 2025. The Form 4 shows remaining unvested RSU balances of 25,000 and 5,625 units from those grants. To cover tax obligations from the RSU settlement, 5,145 common shares were automatically sold on March 10, 2026 at $11.12 per share in an open-market transaction that the filing states was a non-discretionary “sell to cover” trade. Following these transactions, Narayanan directly holds 12,980 common shares.
Matthew Tappin submitted a Form 144 notice concerning 655 shares of Common Stock tied to restricted stock vesting on 03/06/2026. The filing also lists four reported dispositions by Tappin in the prior three months: 522 (02/19/2026), 366 (02/20/2026), 300 (03/03/2026) and 185 (03/04/2026) shares, with per‑trade gross proceeds shown in the excerpt.
STEM submitted a Form 144 notice proposing the sale of 2,079 shares of Common Stock tied to a restricted stock vesting event on 03/06/2026. The filing also lists a prior sale of 730 shares on 02/19/2026 by Michael Carlson.
Saul Laureles filed a Form 144 proposing to sell 942 shares of Common stock. The excerpt lists the securities to be sold as Restricted Stock Vesting (03/06/2026) and shows prior sales of 536 shares on 02/19/2026 and 292 shares on 03/03/2026. Broker details for Fidelity Brokerage Services LLC and an entry dated 03/10/2026 appear in the excerpt.
Stem, Inc. entered into an Open Market Sales Agreement with Jefferies LLC to establish an at-the-market equity program allowing the company to sell shares of common stock with an aggregate offering price of up to $30,000,000 on the NYSE and other permitted markets.
Jefferies will act as sales agent and/or principal, using commercially reasonable efforts to execute sales based on Stem’s instructions, and will receive a commission of up to 3.0% of the gross proceeds from any shares sold. Stem is not obligated to sell any shares and may suspend or terminate the program at any time under the agreement’s terms.
The shares will be offered under Stem’s shelf registration statement on Form S-3 (Registration No. 333-291820), declared effective by the SEC on December 11, 2025, and a related prospectus supplement filed on March 6, 2026.
Stem, Inc. may sell up to $30,000,000 of its common stock in an at-the-market offering through Jefferies LLC as sales agent pursuant to a Sale Agreement. The Sales Agent’s compensation will be up to 3.0% of gross proceeds. The last reported sale price was $12.18 per share on March 5, 2026. Stem intends to use net proceeds for general corporate purposes, including working capital. Shares outstanding were 8,489,879 as of December 31, 2025; assuming sales of 2,463,054 shares at $12.18 per share, Common Stock outstanding could be up to 10,952,933 after this offering.
Stem, Inc. files its annual report describing a major shift from hardware resales to an AI-enabled software and services model. Hardware revenue was $68.6 million in 2025, about 43.9% of total revenue, down from 53.1% in 2024, reflecting this transition.
The company implemented an approximately 27% global workforce reduction in April 2025, incurring $6.1 million in restructuring costs. Stem reports an accumulated deficit of about $1.49 billion and expects GAAP net losses through at least 2026.
Stem highlights scale advantages, with 36 GW of solar and nearly 2 GWh of storage assets under management, and over 90 patents and nine registered trademarks as of December 31, 2025. The company ends 2025 with 423 employees and emphasizes new AI-driven PowerTrack software and managed services as core to its growth strategy.
STEM, INC. Chief Legal Officer Saul R. Laureles reported an automatic sale of 292 shares of common stock at $9.67 per share. The shares were sold solely to cover his tax liability from previously reported restricted stock units that settled on March 1, 2026, and did not represent a discretionary trade. After this tax-related sale, he directly holds 25,476 shares of common stock.