Welcome to our dedicated page for STEM SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
Tammineedi Anil reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Anil Tammineedi received a grant of 12,168 restricted stock units on June 3, 2026. Each RSU represents the right to receive one share of common stock. The award vests 100% on June 3, 2027, and his reported holdings after the grant are 12,168 derivative units.
Shivram Krishna reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Shivram Krishna received a grant of 12,168 restricted stock units on June 3, 2026. Each RSU represents a right to receive one share of common stock, vesting 100% on June 3, 2027. Following the award, he holds 12,168 RSUs directly.
BUZBY DAVID S reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director David S. Buzby reported receiving a new equity award in the form of restricted stock units. He was granted 12,168 RSUs on June 3, 2026, each representing a contingent right to receive one share of common stock. The award vests 100% on June 3, 2027, meaning the shares become deliverable only if the vesting condition is satisfied. Following this grant, Buzby holds 12,168 RSUs directly as part of his equity-based compensation, and the filing does not show any open-market buying or selling activity.
Birns Ira M reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Ira M. Birns received a grant of restricted stock units as equity compensation. The award covers 12,168 RSUs, each representing a contingent right to receive one share of common stock. All units are scheduled to vest 100% on June 3, 2027, subject to the grant’s terms and any continued service conditions. Following this grant, Birns has 12,168 derivative securities reported in the form, and the filing does not show any open‑market purchases or sales associated with this award.
Guruswamy Vasudevan reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Guruswamy Vasudevan received a grant of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock. The grant vests 100% on June 3, 2027, and following this award he holds 12,168 RSUs directly.
Stem, Inc. reported results of its 2026 annual stockholders meeting held on June 3, 2026. Stockholders elected three Class II directors to serve until the 2029 annual meeting, with each nominee receiving around 1.8–2.0 million votes in favor and more than 2.4 million broker non-votes.
They approved an amendment and restatement of the 2024 Equity Incentive Plan, increasing shares available for issuance by 425,000 shares and extending the plan term. Stockholders also approved, on a non-binding advisory basis, the compensation of named executive officers and ratified RSM US LLP as independent auditor for the fiscal year ending December 31, 2026.
A total of 4,532,097 shares, or approximately 53% of shares entitled to vote, were present or represented by proxy, and detailed vote counts were provided for each proposal.
Stem, Inc. registers for resale up to 289,045 shares of its Common Stock by selling shareholder raicoon GmbH. The prospectus states the Selling Shareholder will receive all proceeds and may sell the shares on the NYSE or by other methods described under the "Plan of Distribution."
The filing discloses 8,567,751 shares outstanding as of March 31, 2026 and cites a last reported sale price of $10.15 on June 1, 2026. The registration is on Form S-3 and is a resale (secondary) registration; Stem will not receive proceeds from resales.
Stem, Inc. reported first-quarter 2026 revenue of $29.0 million, down from $32.5 million a year earlier, as it continues shifting toward software, edge hardware and services. The company posted a net loss of $18.9 million, narrower than the $25.0 million loss in 2025, and a basic and diluted loss per share of $2.22.
Cash and cash equivalents were $36.6 million with negative working capital of about $16.0 million and a stockholders’ deficit of $265.9 million, reflecting substantial debt, including convertible notes and 2030 Senior Secured Notes. Operating cash outflow was $8.3 million. Management believes current cash will cover at least the next 12 months but notes potential need for future financing.
Stem put in place a $30.0 million at-the-market equity program in March 2026, with no shares sold as of quarter-end, and recorded a $3.3 million impairment on assets held for sale related to four Canadian battery projects. Remaining performance obligations totaled $377.5 million, and after quarter-end the company agreed to acquire Vienna-based software firm raicoon GmbH for $4.3 million in stock.
Stem, Inc. reported first quarter 2026 revenue of $29.0 million, down 11% from $32.5 million a year earlier, mainly from lower battery hardware sales. Software, services, and edge hardware revenue was also $29.0 million, up 4% from $28.0 million, reflecting 16% growth in PowerTrack software revenue.
GAAP gross profit rose to $10.9 million with gross margin improving to 38% from 32%. Non-GAAP gross profit was $15.2 million, with non-GAAP gross margin increasing to 52% from 46%. Net loss narrowed to $18.9 million from $25.0 million, and adjusted EBITDA improved to $2.0 million from $(4.6) million, marking the fourth consecutive quarter of positive adjusted EBITDA.
Operating cash flow was $(8.3) million versus $8.5 million a year earlier. Stem ended the quarter with $36.6 million in cash and cash equivalents, down from $48.9 million at the end of 2025. The company reaffirmed its full-year 2026 guidance, including revenue of $140–$190 million, non-GAAP gross margin of 40%–50%, adjusted EBITDA of $10–$15 million, operating cash flow of $0–$10 million, and year-end ARR of $65–$70 million.
Stem, Inc. is asking stockholders to vote at its virtual 2026 annual meeting on June 3, 2026. Holders of 8,567,840 shares of common stock as of April 10, 2026 can participate online, submit questions, and vote.
Stockholders are asked to elect three Class II directors to terms ending in 2029, approve an amended and restated 2024 Equity Incentive Plan, approve executive pay on an advisory basis, and ratify RSM US LLP as independent auditor for 2026. The equity plan amendment would add 425,000 shares to the pool, bringing the total share reserve to 594,941 and extending the plan term.
Stem discloses a three-year average equity award burn rate of about 7.2% and a fully-diluted overhang of 12.8%, which would rise to 16.4% if the new shares are authorized, or 14.9% excluding certain performance units. The company also notes a 1‑for‑20 reverse stock split effective June 23, 2025 and explains detailed voting, quorum, and broker non-vote mechanics for the meeting.