Welcome to our dedicated page for Stem SEC filings (Ticker: STEM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stem, Inc. filings document the company’s clean energy software business, public-company governance and capital structure. Results-related 8-K reports furnish quarterly and annual operating updates, including software, services and edge hardware revenue, PowerTrack software activity, adjusted EBITDA measures and management guidance.
Other filings cover proxy matters, director elections, executive compensation, board and officer changes, independent auditor changes, an at-the-market common stock offering program, Regulation FD materials and securities-litigation status. These disclosures record governance controls, stockholder voting matters, common stock issuance capacity, risk-related events and formal updates tied to Stem’s energy storage and renewable asset software operations.
TYSON LAURA D reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Laura D. Tyson reported a compensation-related award of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the company’s common stock.
The RSUs were granted on June 3, 2026 and vest 100% on June 3, 2027. Following this grant, Tyson holds 12,168 RSUs directly, with no open-market purchases or sales reported in this filing.
Daley Adam reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Adam Daley reported receiving a grant of restricted stock units as equity compensation. The award covers 12,168 RSUs, each representing a contingent right to receive one share of common stock. These RSUs vest 100% on June 3, 2027, after which the shares may be delivered if vesting conditions are met.
Tammineedi Anil reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Anil Tammineedi received a grant of 12,168 restricted stock units on June 3, 2026. Each RSU represents the right to receive one share of common stock. The award vests 100% on June 3, 2027, and his reported holdings after the grant are 12,168 derivative units.
Shivram Krishna reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Shivram Krishna received a grant of 12,168 restricted stock units on June 3, 2026. Each RSU represents a right to receive one share of common stock, vesting 100% on June 3, 2027. Following the award, he holds 12,168 RSUs directly.
BUZBY DAVID S reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director David S. Buzby reported receiving a new equity award in the form of restricted stock units. He was granted 12,168 RSUs on June 3, 2026, each representing a contingent right to receive one share of common stock. The award vests 100% on June 3, 2027, meaning the shares become deliverable only if the vesting condition is satisfied. Following this grant, Buzby holds 12,168 RSUs directly as part of his equity-based compensation, and the filing does not show any open-market buying or selling activity.
Birns Ira M reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Ira M. Birns received a grant of restricted stock units as equity compensation. The award covers 12,168 RSUs, each representing a contingent right to receive one share of common stock. All units are scheduled to vest 100% on June 3, 2027, subject to the grant’s terms and any continued service conditions. Following this grant, Birns has 12,168 derivative securities reported in the form, and the filing does not show any open‑market purchases or sales associated with this award.
Guruswamy Vasudevan reported acquisition or exercise transactions in this Form 4 filing.
STEM, INC. director Guruswamy Vasudevan received a grant of 12,168 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock. The grant vests 100% on June 3, 2027, and following this award he holds 12,168 RSUs directly.
Stem, Inc. reported results of its 2026 annual stockholders meeting held on June 3, 2026. Stockholders elected three Class II directors to serve until the 2029 annual meeting, with each nominee receiving around 1.8–2.0 million votes in favor and more than 2.4 million broker non-votes.
They approved an amendment and restatement of the 2024 Equity Incentive Plan, increasing shares available for issuance by 425,000 shares and extending the plan term. Stockholders also approved, on a non-binding advisory basis, the compensation of named executive officers and ratified RSM US LLP as independent auditor for the fiscal year ending December 31, 2026.
A total of 4,532,097 shares, or approximately 53% of shares entitled to vote, were present or represented by proxy, and detailed vote counts were provided for each proposal.
Stem, Inc. registers for resale up to 289,045 shares of its Common Stock by selling shareholder raicoon GmbH. The prospectus states the Selling Shareholder will receive all proceeds and may sell the shares on the NYSE or by other methods described under the "Plan of Distribution."
The filing discloses 8,567,751 shares outstanding as of March 31, 2026 and cites a last reported sale price of $10.15 on June 1, 2026. The registration is on Form S-3 and is a resale (secondary) registration; Stem will not receive proceeds from resales.
Stem, Inc. reported first-quarter 2026 revenue of $29.0 million, down from $32.5 million a year earlier, as it continues shifting toward software, edge hardware and services. The company posted a net loss of $18.9 million, narrower than the $25.0 million loss in 2025, and a basic and diluted loss per share of $2.22.
Cash and cash equivalents were $36.6 million with negative working capital of about $16.0 million and a stockholders’ deficit of $265.9 million, reflecting substantial debt, including convertible notes and 2030 Senior Secured Notes. Operating cash outflow was $8.3 million. Management believes current cash will cover at least the next 12 months but notes potential need for future financing.
Stem put in place a $30.0 million at-the-market equity program in March 2026, with no shares sold as of quarter-end, and recorded a $3.3 million impairment on assets held for sale related to four Canadian battery projects. Remaining performance obligations totaled $377.5 million, and after quarter-end the company agreed to acquire Vienna-based software firm raicoon GmbH for $4.3 million in stock.