What is Saul R. Laureles’ STEM share ownership after this RSU conversion?

After the RSU conversion, Saul R. Laureles directly owns 25,400 shares of STEM common stock. This total reflects his holdings following the February 15, 2026 conversion of 1,790 restricted stock units into an equal number of common shares.

STEM CLO gains 1,790 shares via RSU conversion

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Form Type

Rhea-AI Filing Summary

STEM, INC. Chief Legal Officer Saul R. Laureles exercised restricted stock units that converted into common stock. On February 15, 2026, 1,790 restricted stock units converted into 1,790 shares of common stock at a price of $0.0000 per share. These RSUs were part of a 5,263-unit award granted on February 15, 2023 that vests in three equal annual installments, with the third installment vesting on February 15, 2026. Following this conversion, Laureles directly owns 25,400 shares of STEM common stock.

Insider Trade Summary

1,790 shares exercised/converted

Exercise 2 txns

Insider Laureles Saul R.

Role Chief Legal Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	1,790	$0.00	$0.00
Exercise	Common Stock, Par Value $0.0001 Per Share	1,790	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock, Par Value $0.0001 Per Share — 25,400 shares (Direct)

Footnotes (2)

F1. Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
F2. On February 15, 2023 the reporting person was granted 5,263 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STEM (STEM) report for Saul R. Laureles?

STEM reported that Chief Legal Officer Saul R. Laureles acquired shares through an RSU conversion. On February 15, 2026, 1,790 restricted stock units converted into 1,790 shares of common stock as part of his equity compensation, rather than an open-market purchase.

How many STEM shares did Saul R. Laureles acquire in this Form 4 filing?

Saul R. Laureles acquired 1,790 shares of STEM common stock through the exercise and conversion of restricted stock units. Each RSU converted into one share on a one-for-one basis, increasing his direct common stock holdings without a cash purchase price.

What is the origin and vesting schedule of the RSUs in the STEM Form 4?

The RSUs were granted on February 15, 2023, totaling 5,263 units. They vest in three equal annual installments, and the third installment vested on February 15, 2026, triggering the conversion of 1,790 restricted stock units into common shares for Saul R. Laureles.

Did Saul R. Laureles buy or sell STEM shares on the open market in this filing?

The filing does not show any open-market buying or selling. Instead, it reports an exercise and conversion of restricted stock units into 1,790 common shares at a stated price of $0.0000 per share as part of his equity compensation package.

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Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 02/18/2026 - 08:16 PM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Laureles Saul R.

(Last)

(First)

(Middle)

1400 POST OAK BOULEVARD

SUITE 560

(Street)

HOUSTON

77056

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, Par Value $0.0001 Per Share	02/15/2026		M		1,790	A	⁽¹⁾	25,400	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽¹⁾	02/15/2026		M			1,790	⁽²⁾	⁽²⁾	Common Stock, Par Value $0.0001 Per Share	1,790	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

2. On February 15, 2023 the reporting person was granted 5,263 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026.

Remarks:

	/s/ Sarah Dunn, attorney-in-fact	02/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR