STEM, Inc. (STEM) Chief Accounting Officer files Form 3 with no share ownership

Rhea-AI Filing Summary

STEM, Inc. filed an initial insider ownership report for Cabot Jeffrey T, who serves as the company’s Chief Accounting Officer. This Form 3 identifies him as an officer of STEM, Inc. but states that no securities are beneficially owned by the reporting person at the time of the report. The filing is signed by an attorney-in-fact under a power of attorney, confirming the disclosure of his current ownership status.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Cabot Jeffrey T

(Last) (First) (Middle)

1400 POST OAK BOULEVARD

SUITE 560

(Street)

HOUSTON TX 77056

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/05/2026

3. Issuer Name and Ticker or Trading Symbol
STEM, INC. [ STEM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Sarah Dunn, attorney-in-fact	01/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for STEM (STEM) disclose?

The filing discloses that Cabot Jeffrey T, an officer of STEM, Inc., has filed an initial ownership report and that no securities are beneficially owned as of the event date.

What is Cabot Jeffrey T’s role at STEM, Inc. (STEM)?

Cabot Jeffrey T is identified as an officer of STEM, Inc., holding the title of Chief Accounting Officer.

Does the reporting person own any STEM, Inc. shares according to this Form 3?

No. The remarks section explicitly states that no securities are beneficially owned.

Is Cabot Jeffrey T reported as a director or 10% owner of STEM (STEM)?

No. The filing indicates he is not a director and not a 10% owner, but is an officer

Who signed the Form 3 for STEM, Inc. (STEM)?

The Form 3 is signed by /s/ Sarah Dunn as attorney-in-fact, referencing an Exhibit 24 - Power of Attorney.