Stem insider plans sale of 1,841 common shares

Stem, Inc. insider Saul Laureles filed a notice of intent to sell common stock.

Rhea-AI Filing Summary

Stem, Inc. insider Saul Laureles filed a notice of intent to sell common stock. The planned transaction involves up to 1,841 common shares to be sold through Fidelity Brokerage Services LLC, following restricted stock vesting on August 7, 2026 as compensation. Over the prior three months, Laureles reported sales of 675 shares on July 2, 2026 for $5,231.18 and 1,277 shares on July 29, 2026 for $6,493.93.

Key Figures

Planned shares to be sold: 1,841 shares Prior sale July 2, 2026: 675 shares Value July 2, 2026 sale: $5,231.18 +3 more

6 metrics

Planned shares to be sold 1,841 shares Common stock planned for sale through Fidelity Brokerage Services LLC

Prior sale July 2, 2026 675 shares Common stock sold on 07/02/2026 for $5,231.18

Value July 2, 2026 sale $5,231.18 Proceeds associated with sale of 675 common shares

Prior sale July 29, 2026 1,277 shares Common stock sold on 07/29/2026 for $6,493.93

Value July 29, 2026 sale $6,493.93 Proceeds associated with sale of 1,277 common shares

Reported value with planned sale 10033.64 Figure reported alongside 1,841 common shares to be sold

Key Terms

Restricted Stock Vesting, Compensation, Securities To Be Sold, Securities Sold During The Past 3 Months

4 terms

Restricted Stock Vesting financial

"Common | 08/07/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Compensation financial

"1841 | 08/07/2026 | Compensation"

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Stem (STEM) insider Saul Laureles report in this Form 144 filing?

Saul Laureles reports an intent to sell up to 1,841 common shares of Stem, Inc. through Fidelity Brokerage Services LLC, following restricted stock vesting treated as compensation on August 7, 2026.

How many Stem (STEM) shares is Saul Laureles planning to sell?

The filing indicates a planned sale of up to 1,841 common shares of Stem, Inc. common stock, to be executed through Fidelity Brokerage Services LLC after the August 7, 2026 vesting event.

What prior Stem (STEM) share sales by Saul Laureles are disclosed?

The filing lists sales of 675 shares on July 2, 2026 for $5,231.18 and 1,277 shares on July 29, 2026 for $6,493.93, both involving Stem, Inc. common stock.

What is the basis for the planned Stem (STEM) stock sale by Saul Laureles?

The Form 144 associates the planned sale of 1,841 common shares with a restricted stock vesting event on August 7, 2026, categorized in the filing as compensation from the issuer.

Which broker is handling the planned Stem (STEM) insider stock sale?

The planned sale of up to 1,841 Stem common shares by Saul Laureles is listed as being handled through Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/10/2026 - 03:56 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001672864
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	STEM, INC.
SEC File Number	001-39455
Address of Issuer	1400 POST OAK BOULEVARD, SUITE 560 HOUSTON TEXAS 77056
Phone	877-374-7836
Name of Person for Whose Account the Securities are To Be Sold	Laureles Saul R.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1841	10033.64	8956953	08/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2026	Restricted Stock Vesting	Issuer			1841	08/07/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Saul Laureles 1400 Post Oak Boulevard. Suite 560 Houston TX 77056	Common	07/02/2026	675	5231.18
Saul Laureles 1400 Post Oak Boulevard. Suite 560 Houston TX 77056	Common	07/29/2026	1277	6493.93

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	08/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Saul Laureles
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)