Stem director converts 7,486 RSUs into common stock
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
Stem, Inc. director Krishna Shivram reported the vesting and exercise of a prior equity award. On August 7, 2026, 7,486 Restricted Stock Units (RSUs) converted into an equal number of shares of common stock on a one-for-one basis. These RSUs were originally granted on June 4, 2025 and vested 100% on August 7, 2026. Following the conversion, Krishna Shivram directly held 10,597 shares of common stock.
Insider Trade Summary
7,486 shares exercised/converted
Exercise
2 txns
Insider
Shivram Krishna
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F1, F2 | 7,486 | $0.00 | $0.00 |
| Exercise | Common Stock, Par Value $0.0001 Per Share F1 | 7,486 | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 0 units (Direct);
Common Stock, Par Value $0.0001 Per Share — 10,597 shares (Direct)
Footnotes (2)
- F1. Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
- F2. On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.
Key Figures
RSUs converted: 7,486 units
Common shares received: 7,486 shares
Shares held after transaction: 10,597 shares
+2 more
5 metrics
RSUs converted
7,486 units
Restricted Stock Units converting one-for-one into common stock on August 7, 2026
Common shares received
7,486 shares
Common stock issued upon RSU conversion on August 7, 2026
Shares held after transaction
10,597 shares
Direct common stock ownership following RSU conversion
RSU grant date
June 4, 2025
Grant date of 7,486 RSUs that later vested and converted
RSU vesting date
August 7, 2026
Date on which 7,486 RSUs vested 100% and converted
Key Terms
Restricted Stock Unit, derivative security, par value
3 terms
Restricted Stock Unit financial
"Each restricted stock unit ("RSU") converted into a share of common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
par value financial
"Common Stock, Par Value $0.0001 Per Share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did STEM director Krishna Shivram report?
Krishna Shivram reported the vesting and exercise of 7,486 Restricted Stock Units, which converted into an equal number of Stem, Inc. common shares on August 7, 2026, as part of a previously granted equity award.
When were the RSUs in this STEM Form 4 originally granted and when did they vest?
The RSUs were granted on June 4, 2025 and were scheduled to vest 100% on August 7, 2026. Upon that vesting date, all 7,486 RSUs converted into common stock on a one-for-one basis.
Were Krishna Shivram’s STEM transactions under a Rule 10b5-1 trading plan?
The filing indicates the Rule 10b5-1 checkbox is not marked, so these transactions are not stated as being effected under a Rule 10b5-1 trading plan according to the document’s data.
Did this STEM Form 4 report any sales of common stock?
The Form 4 reports an exercise or conversion of derivative securities into 7,486 common shares, with no separate sale transaction code. Reported data show no open-market sales, only RSU conversion and resulting holdings.
AI-generated analysis. How Rhea-AI works. Not financial advice.
