This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Streamex Corp. received a Nasdaq notice that its common stock did not meet the $1.00-per-share minimum bid price requirement over 30 consecutive business days, from August 25, 2026 through October 6, 2026. The notice provides a 180-calendar-day compliance period ending April 5, 2027. To regain compliance, the closing bid must be at least $1.00 for 10 consecutive business days, unless Nasdaq staff requires a longer period.
The notice has no immediate effect on listing or trading; STEX remains listed on The Nasdaq Capital Market, subject to other continued-listing requirements. If Streamex chooses a reverse stock split to regain compliance, it must complete it no later than 10 business days before April 5, 2027. If the closing bid is $0.10 or less for 10 consecutive trading days during the period, Nasdaq will issue a Staff Delisting Determination. Streamex may be eligible for a second 180-calendar-day period if it meets the market-value requirement for publicly held shares and other applicable initial listing standards, excluding the bid-price requirement, and gives Nasdaq written notice of its intent to cure.
Streamex Corp. Chief Investment Officer Mitchell Young Williams reported selling 65,538 shares of common stock upon partial vesting of an RSU, solely to satisfy tax-withholding obligations. The transaction entry is dated October 1, 2026, while its footnote says the underlying sales occurred October 7, 2026. The reported weighted-average sale price was $0.5377 per share, and direct holdings afterward were 2,820,276 shares. No Rule 10b5-1 plan is reported.
Streamex Corp. Chief Financial Officer Christine Marie Plummer reported selling 13,344 common shares at a weighted-average $0.5377 per share. The sale entry is dated October 1, 2026, while its price footnote says the multiple transactions occurred October 7, 2026, at $0.4947 to $0.5961 per share. The sale footnote says the shares were sold solely for tax withholding upon partial vesting of RSUs granted March 16, 2026. A separate August 1, 2026 entry reports 11,508 shares withheld at $0.7099 per share for tax obligations upon partial RSU vesting; that vesting tranche was amended from July 1 to August 1, 2026.
Streamex Corp. (STEX) said Morgan Lekstrom resigned from his position as Interim Executive Chairman of the Board of Directors, effective September 30, 2026. He will retain his position as an independent member of the Board.
Streamex Corp. (STEX) reported that director and Chief Investment Officer Williams Mitchell Young disposed of Common Stock in connection with restricted stock unit vestings. On August 1, 2026, 55,335 shares were withheld by the company at $0.7099 per share to cover tax withholding obligations on a partial vesting of RSUs granted on April 28, 2026, after the initial vesting date was amended to that day. On September 2, 2026, he sold 72,689 shares at a weighted average price of $0.72 per share, with individual sale prices ranging from $0.7156 to $0.7233, following a partial vesting on August 29, 2026 of a May 2025 RSU award, solely to satisfy tax withholding obligations. No Rule 10b5-1 trading plan is reported.
Streamex Corp. (STEX) reported its first revenue from its tokenized gold platform, recognizing $0.1 million of gold lease income in the second quarter ended June 30, 2026. Management highlighted that the quarter marked an inflection point as its GLDY product gained distribution, custody, liquidity, and independent verification.
The company ended the quarter with a total liquidity position of $41.8 million, including $18.5 million in cash and marketable securities, $6.0 million in digital assets, $15.5 million in physical gold, and a $1.8 million investment in Metalayer, with no debt. Working capital was $32.8 million and total equity was $147.1 million. Operating cash burn averaged $1.6 million per month in Q2 2026, and the company states it expects burn of approximately $1.1 million per month in Q3 2026 excluding specified non-recurring items.
Streamex Corp. is pivoting to a digital infrastructure platform for tokenizing real‑world assets and gold-backed products. For the six months ended June 30, 2026, it generated $146,000 in gold lease income and reported a net loss of $61.2 million, significantly higher than a year earlier.
Total assets were $159.6 million, including $15.5 million of gold held at cost, $12.9 million in marketable securities, and $6.0 million in digital assets (mainly USDC). Cash was $5.6 million and working capital $32.8 million. The company eliminated its convertible debentures, funding repayment largely through a $37.2 million equity offering and sale of legacy gold collateral, and launched its GLDY token and gold lease program, which remains in an early, low-revenue stage. Management concluded that, given current liquidity and asset monetization options, no substantial doubt exists about its ability to continue as a going concern for at least one year.
On July 29, 2026, Streamex Corp. director Shawn Matthews resigned from the Board of Directors and all related committees, effective the same day. The company states that his resignation was not due to any disagreement regarding its operations, policies, or practices.
Streamex is evaluating a potential qualified candidate to fill the resulting board vacancy before the fiscal year ending December 31, 2026. Any appointment would depend on the candidate’s willingness and availability, formal nomination and approval by the Board and its committees, and satisfaction of applicable governance, regulatory, and eligibility requirements, and may ultimately not occur.
Streamex Corp. changed its independent registered public accounting firm on July 8, 2026. The Audit Committee dismissed CBIZ CPAs P.C. and engaged EisnerAmper LLP as the new auditor. CBIZ CPAs had previously audited the company following its acquisition of Marcum LLP’s attest business in April 2025, and its report on the financial statements for the year ended December 31, 2025 contained no adverse or qualified opinion.
Streamex states that from April 30, 2025 through July 8, 2026 there were no disagreements with CBIZ CPAs on accounting principles, financial statement disclosure, or audit scope, and no reportable events other than a previously disclosed material weakness in internal control over financial reporting for 2025. That weakness relates to stock-based compensation accounting, period-end disclosure review including IPE, segregation of duties, and review controls over business combinations and related financial instruments.
The company authorized CBIZ CPAs to fully respond to inquiries from EisnerAmper and obtained a CBIZ letter to the SEC regarding the change, filed as Exhibit 16.1. Streamex also notes it had not consulted EisnerAmper on accounting or audit matters, disagreements, or reportable events before the engagement.
Matthews Shawn reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. director Shawn Matthews received a grant of 100,000 shares of Common Stock as a restricted stock award under the company’s 2023 Equity Incentive Plan as of July 1, 2026. This award increased his direct holdings to 200,000 shares, with the grant valued using a $1.07 per share closing price on that date.