Welcome to our dedicated page for Streamex SEC filings (Ticker: STEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Streamex Corp. has launched 24/7 decentralized secondary liquidity infrastructure for trading tokenized securities, developed with Orca on the Solana blockchain. The first asset on this platform is GLDY, Streamex’s gold-backed, yield-bearing tokenized security, trading via the new GLDY Pool on Orca.
The system uses token-level compliance controls tied to Streamex’s KYC and accredited-investor verification, so only eligible wallets can hold or trade GLDY. Orca’s audited AMM infrastructure, which has processed over $500 billion in cumulative trading volume, powers permissioned liquidity pools to support institutional-grade, around-the-clock secondary market access.
Streamex will maintain the KYC and whitelist infrastructure and assist onboarding, earning a share of protocol fees from the GLDY Pool in addition to GLDY transfer fees. GLDY is offered under Rule 506(c) of Regulation D and remains a restricted security, with the company emphasizing that secondary liquidity, trading volume, and revenue outcomes are uncertain and subject to regulatory and market risks.
Streamex Corp. insider Morgan Lee Lekstrom, the Interim Executive Chairman and a director, reported a new open-market share purchase. On May 28, 2026, an entity he controls, All Mine Consulting LTD., bought 34,000 shares of common stock at $1.47 per share, increasing his indirect holdings to 309,000 shares. A separate entry shows he also holds 87,241 shares directly, giving a clearer picture of his combined direct and indirect ownership following this transaction.
Streamex Corp. filed an 8-K to announce that it has appointed Kori Handy as Vice President of Product and Design. He brings 18 years of experience building and scaling fintech and SaaS products at companies such as Microsoft, PayPal, DraftKings, Expedia, Groundfloor, and others.
Handy will lead product strategy and design for Streamex’s GLDY gold-backed, yield-bearing tokenized security and the broader Streamex ecosystem, focusing on customer experience, design systems, onboarding, and new investor-facing products as the company moves from infrastructure buildout to platform scale and mass-market expansion.
Streamex Corp. director Marciano Anthony Mark reported an open-market purchase of common stock. He bought about 17,745 shares on May 21, 2026 at a weighted average price of $1.13 per share, in multiple trades priced between $1.11 and $1.13. Following this transaction, he directly owns roughly 117,745 Streamex shares.
Streamex Corp. reported that an entity associated with Interim Executive Chairman Morgan Lee Lekstrom, All Mine Consulting LTD., made open-market purchases of 147,000 shares of common stock on May 21, 2026 at prices between $1.02 and $1.06 per share.
The filing also shows a separate direct holding of 209,741 shares of common stock. After these transactions, indirect holdings through All Mine Consulting LTD. are reported at 163,548 shares, over which Lekstrom holds voting and dispositive control.
Streamex Corp. reported a quarter with no revenue and a net loss attributable to common shareholders of $46.7 million, driven mainly by $34.3 million of general and administrative expenses and heavy non‑cash interest on prior debt.
The company reshaped its balance sheet by eliminating $50 million of secured convertible debentures through a mix of $38.9 million cash repayment and conversion of $15 million of principal into 3.75 million common shares. A January 2026 underwritten equity offering provided $37.2 million of net proceeds.
As of March 31 2026, Streamex held $6.9 million of cash, working capital of $42.6 million, total assets of $173.3 million, and no debt. The balance sheet is dominated by goodwill and intangibles from the Streamex Exchange acquisition and $15.2 million of gold held in a Cayman VIE to back GLDY Tokens. Management expects continued operating losses but believes current liquidity supports at least 12 months of operations.
Streamex Corp. director and Chief Investment Officer Williams Mitchell Young reported a large equity compensation grant and a related share sale. On April 28, 2026, he received 2,250,000 Restricted Stock Units (RSUs), each convertible into one share of common stock, vesting in sixteen equal quarterly installments starting July 1, 2026.
On May 1, 2026, Young sold 263,863 common shares at a weighted average price of $0.7948 per share, with sale prices ranging from $0.7253 to $1.17, solely to satisfy tax withholding obligations tied to a prior May 2025 RSU award’s partial vesting. Following these transactions, he directly holds 3,037,648 common shares.
Streamex Corp. reported several leadership and compensation changes. The board appointed Chief Investment Officer Mitchell Young Williams as a non-independent director, with his board term running until the 2026 annual stockholder meeting unless ended earlier.
The company amended employment agreements for Mr. Williams, CEO Karl Henry McPhie, and Interim Executive Chairman Morgan Lekstrom, each setting a $350,000 annual base salary and minimum $100,000 bonus for 2026. Williams received 2,250,000 restricted stock units that vest quarterly and accelerate upon certain termination or change-in-control events. McPhie and Lekstrom each received 1,500,000 performance stock units vesting in tranches tied to cumulative GLDY sales milestones from US$250 million up to US$3 billion, plus potential one-time cash and stock awards if fully diluted market capitalization reaches $50 billion, $100 billion, and $500 billion. All three executives are entitled to severance, continued benefits, prorated bonus, and accelerated equity vesting if terminated without cause or resigning for good reason.
Streamex Corp. interim executive chairman Lekstrom Morgan Lee reported equity compensation and a related tax sale of common stock. On January 8, 2026, he received a grant of 100,000 Restricted Stock Units (RSUs), vesting in four equal quarterly installments over one year, starting on the grant date.
On April 14, 2026, upon partial RSU vesting, 12,759 shares of common stock were sold at $1.07 per share solely to satisfy tax withholding obligations, according to the footnotes. After this transaction, he directly holds 209,741 shares of Streamex common stock.
Streamex Corp. CEO Karl Henry Michael McPhie reported an open-market sale of 30,611 common shares on April 14, 2026 at $1.07 per share. According to the disclosure, the sale was made solely to cover tax withholding obligations triggered by a recent RSU vesting.
The filing also shows that McPhie previously received a grant of 1,000,000 Restricted Stock Units on January 8, 2026. Of these, 100,000 RSUs vest on May 15, 2026, and 900,000 RSUs vest in 16 equal quarterly installments over four years, contingent on continued service. After the April sale, he directly holds 969,389 common shares.