Welcome to our dedicated page for Streamex SEC filings (Ticker: STEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Plummer Christine Marie reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. granted its Chief Financial Officer, Christine Marie Plummer, 500,000 shares of common stock in the form of restricted stock units as equity compensation. The RSUs vest in sixteen equal quarterly installments over four years starting on April 1, 2026, contingent on continued service. After this award, she holds 500,000 shares directly.
Plummer Christine Marie reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. granted its Chief Financial Officer, Christine Marie Plummer, 500,000 shares of common stock in the form of restricted stock units as equity compensation. The RSUs vest in sixteen equal quarterly installments over four years starting on April 1, 2026, contingent on continued service. After this award, she holds 500,000 shares directly.
Streamex Corp.’s Chief Financial Officer files initial ownership report. Christine Marie Plummer, the company’s CFO, submitted a Form 3 as an officer of Streamex Corp. This filing is an initial statement of beneficial ownership and does not report any stock purchases, sales, or other transactions.
Streamex Corp.’s Chief Financial Officer files initial ownership report. Christine Marie Plummer, the company’s CFO, submitted a Form 3 as an officer of Streamex Corp. This filing is an initial statement of beneficial ownership and does not report any stock purchases, sales, or other transactions.
Streamex Corp. director Shawn Matthews filed an initial ownership report showing 100,000 shares of common stock held directly. The filing notes a restricted stock award granted on March 3, 2026 under the company’s 2023 Long-Term Incentive Plan, based on a closing price of $2.06 per share.
Streamex Corp. director Shawn Matthews filed an initial ownership report showing 100,000 shares of common stock held directly. The filing notes a restricted stock award granted on March 3, 2026 under the company’s 2023 Long-Term Incentive Plan, based on a closing price of $2.06 per share.
Streamex Corp. announced the appointment of Shawn Matthews, founder and CIO of Hondius Capital Management and former CEO of Cantor Fitzgerald & Co., as an independent director and member of its Compensation Committee. His term runs until the next annual stockholder meeting or until a successor is elected.
Under an offer letter dated March 3, 2026, Matthews will receive non-employee director pay consistent with company policy, including a $40,000 annual cash retainer, an additional $25,000 annual retainer for each Board committee he serves on, and a restricted stock award of 100,000 common shares. He is eligible for further annual equity awards and will receive standard director indemnification and directors and officers liability insurance coverage.
Streamex Corp. announced the appointment of Shawn Matthews, founder and CIO of Hondius Capital Management and former CEO of Cantor Fitzgerald & Co., as an independent director and member of its Compensation Committee. His term runs until the next annual stockholder meeting or until a successor is elected.
Under an offer letter dated March 3, 2026, Matthews will receive non-employee director pay consistent with company policy, including a $40,000 annual cash retainer, an additional $25,000 annual retainer for each Board committee he serves on, and a restricted stock award of 100,000 common shares. He is eligible for further annual equity awards and will receive standard director indemnification and directors and officers liability insurance coverage.
Marciano Anthony Mark reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. director Marciano Anthony Mark received a grant of 100,000 shares of common stock as a restricted stock award on February 23, 2026. The award was issued under Streamex’s 2023 Equity Incentive Plan at no purchase price, using a $2.15 closing share price for valuation.
Marciano Anthony Mark reported acquisition or exercise transactions in this Form 4 filing.
Streamex Corp. director Marciano Anthony Mark received a grant of 100,000 shares of common stock as a restricted stock award on February 23, 2026. The award was issued under Streamex’s 2023 Equity Incentive Plan at no purchase price, using a $2.15 closing share price for valuation.
Streamex Corp.'s Executive Chairman, Morgan Lee Lekstrom, reported an open-market purchase of common stock. An entity associated with him, All Mine Consulting Ltd, bought 20,000 shares of Streamex common stock at $2.50 per share on February 18, 2026. A related footnote explains that Lekstrom holds voting and dispositive control over these indirectly held shares, bringing his total indirect ownership to 122,500 shares of common stock.
Streamex Corp.'s Executive Chairman, Morgan Lee Lekstrom, reported an open-market purchase of common stock. An entity associated with him, All Mine Consulting Ltd, bought 20,000 shares of Streamex common stock at $2.50 per share on February 18, 2026. A related footnote explains that Lekstrom holds voting and dispositive control over these indirectly held shares, bringing his total indirect ownership to 122,500 shares of common stock.
Streamex Corp. has fully settled its secured convertible debentures with YA II PN, LTD., ending this financing arrangement and related security interests. On February 6, 2026, the holder converted $15,000,000 of principal at $4.00 per share, issuing 3,750,000 common shares under an existing shelf registration.
After the conversion window expired, Streamex prepaid the remaining amounts for a total of $38,902,740, including $35,000,000 of principal, a $3,500,000 prepayment premium, and $402,740 of accrued interest. The company also cancelled its unused Standby Equity Purchase Agreement with Yorkville, describing these steps as removing debt and dilution overhang and leaving a clean balance sheet.
Governance-wise, co-founder and Chairman Morgan Lekstrom has been appointed Executive Chairman and joins the executive leadership team, with compensation details to be determined. Streamex also filed a prospectus supplement to register for resale 2,443,750 previously issued common shares held by Terra Capital Natural Resources Fund Pty Ltd.
Streamex Corp. has fully settled its secured convertible debentures with YA II PN, LTD., ending this financing arrangement and related security interests. On February 6, 2026, the holder converted $15,000,000 of principal at $4.00 per share, issuing 3,750,000 common shares under an existing shelf registration.
After the conversion window expired, Streamex prepaid the remaining amounts for a total of $38,902,740, including $35,000,000 of principal, a $3,500,000 prepayment premium, and $402,740 of accrued interest. The company also cancelled its unused Standby Equity Purchase Agreement with Yorkville, describing these steps as removing debt and dilution overhang and leaving a clean balance sheet.
Governance-wise, co-founder and Chairman Morgan Lekstrom has been appointed Executive Chairman and joins the executive leadership team, with compensation details to be determined. Streamex also filed a prospectus supplement to register for resale 2,443,750 previously issued common shares held by Terra Capital Natural Resources Fund Pty Ltd.
Streamex Corp. has registered 2,443,750 shares of common stock for resale by Terra Capital Natural Resources Fund Pty Ltd. These shares were issued under a Share Purchase Agreement in exchange for 12,671,297 Empress Royalty Corp. shares, representing a 9.9% Empress stake valued at $12,218,751.
This is a secondary offering, so Streamex will not receive proceeds from any resale; Terra Capital will receive the sale proceeds and pay any selling commissions, while Streamex covers registration expenses. The filing also highlights Streamex’s dual focus on tokenized gold-linked finance and its legacy PURE EP medical device platform, alongside substantial historical losses, going-concern warnings, and extensive regulatory, liquidity, and leverage risks tied to its gold tokenization and prior debt financings.
Streamex Corp. has registered 2,443,750 shares of common stock for resale by Terra Capital Natural Resources Fund Pty Ltd. These shares were issued under a Share Purchase Agreement in exchange for 12,671,297 Empress Royalty Corp. shares, representing a 9.9% Empress stake valued at $12,218,751.
This is a secondary offering, so Streamex will not receive proceeds from any resale; Terra Capital will receive the sale proceeds and pay any selling commissions, while Streamex covers registration expenses. The filing also highlights Streamex’s dual focus on tokenized gold-linked finance and its legacy PURE EP medical device platform, alongside substantial historical losses, going-concern warnings, and extensive regulatory, liquidity, and leverage risks tied to its gold tokenization and prior debt financings.
Streamex Corp. appointed Anthony Marciano, a Clinical Professor of Finance at NYU Stern, as an independent director and member of the Audit Committee. His term runs until the next annual stockholder meeting or until a successor is elected and qualified.
Marciano brings more than 40 years of experience in finance and academics, including senior roles at Goldman Sachs, Morgan Stanley, and Drexel Burnham Lambert, and teaching positions at NYU Stern, MIT Sloan, and the University of Chicago. Under Streamex’s current non-employee director policy, he will receive a $40,000 annual cash retainer plus $25,000 per Board committee, and is eligible for annual equity awards.
Streamex Corp. appointed Anthony Marciano, a Clinical Professor of Finance at NYU Stern, as an independent director and member of the Audit Committee. His term runs until the next annual stockholder meeting or until a successor is elected and qualified.
Marciano brings more than 40 years of experience in finance and academics, including senior roles at Goldman Sachs, Morgan Stanley, and Drexel Burnham Lambert, and teaching positions at NYU Stern, MIT Sloan, and the University of Chicago. Under Streamex’s current non-employee director policy, he will receive a $40,000 annual cash retainer plus $25,000 per Board committee, and is eligible for annual equity awards.
Streamex Corp. reported an insider share purchase linked to major shareholder Frank Giustra. On February 4, 2026, an entity called Frank Giustra 2018 SSAS, over which he has voting and dispositive control, bought 100,000 shares of common stock at $3.17 per share. Following this transaction, the entity indirectly holds 1,278,205 Streamex Corp. shares for which Giustra is the reporting person and a more than 10% owner.
Streamex Corp. reported an insider share purchase linked to major shareholder Frank Giustra. On February 4, 2026, an entity called Frank Giustra 2018 SSAS, over which he has voting and dispositive control, bought 100,000 shares of common stock at $3.17 per share. Following this transaction, the entity indirectly holds 1,278,205 Streamex Corp. shares for which Giustra is the reporting person and a more than 10% owner.