Welcome to our dedicated page for Streamex SEC filings (Ticker: STEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page is intended to provide access to Streamex Corp. (NASDAQ: STEX) regulatory filings as they become available, alongside AI-powered tools that help explain their contents in clear language. While specific SEC filings are not listed in the provided data, investors typically look to these documents for details on Streamex’s real-world asset tokenization activities, gold-backed balance sheet strategy, and capital structure.
For a company like Streamex, which publicly emphasizes commodity and gold tokenization, SEC filings such as annual reports (Form 10-K) and quarterly reports (Form 10-Q), when filed, can be important sources of information on risk factors, business descriptions, and the structure of products like GLDY that are offered under securities regulations. Current reports on Form 8-K, where applicable, may discuss financing arrangements, partnerships, and other material events related to its tokenization initiatives and physical gold bullion purchases.
As filings are made available through EDGAR, this page is designed to surface them in real time and pair them with AI-generated summaries. These summaries aim to highlight key sections, explain technical language, and draw attention to items that may matter to investors, such as updates on real-world asset programs, gold-backed instruments, and regulatory or listing disclosures.
In addition to periodic and current reports, investors may also review registration statements and other relevant forms, where filed, to understand how Streamex structures offerings for institutional and accredited investors. The goal of this page is to make it easier to navigate complex regulatory documents and connect them to Streamex’s stated focus on regulated, yield-bearing, commodity-backed digital assets.
Streamex Corp. director and 10% owner Morgan Lekstrom reported buying 23,500 shares of common stock at $3.06 per share on February 3, 2026. The shares are held indirectly through All Mine Consulting Ltd, bringing his reported indirect beneficial ownership to 102,500 Streamex common shares.
Streamex Corp. director and 10% owner Morgan Lekstrom reported buying 23,500 shares of common stock at $3.06 per share on February 3, 2026. The shares are held indirectly through All Mine Consulting Ltd, bringing his reported indirect beneficial ownership to 102,500 Streamex common shares.
Streamex Corp reported an insider share purchase by an affiliated entity. On 01/29/2026, All Mine Consulting Ltd, an entity for which director and 10% owner Morgan Lekstrom holds voting and dispositive control, purchased 2,500 shares of Streamex common stock at $3.70 per share. Following this transaction, the entity indirectly holds 79,000 shares of common stock for Lekstrom’s benefit.
Frank Giustra, a more than 10% owner of Streamex Corp., reported an indirect purchase of common stock. On January 23, 2026, an entity named Frank Giustra 2018 SSAS bought 1,000,000 shares of Streamex Corp. common stock at $3 per share.
Following this transaction, the filing shows 1,178,205 shares of common stock indirectly beneficially owned through that entity, over which Giustra holds voting and dispositive control.
Streamex Corp. entered into an Underwriting Agreement with Needham & Company for a public offering of 11,666,667 shares of common stock at $3.00 per share. The offering, made under an effective Form S-3 shelf registration, closed after the shares were sold to the underwriters.
On January 27, 2026, the underwriters fully exercised their over-allotment option to purchase an additional 1,750,000 shares at the public offering price, bringing aggregate gross proceeds to the company to $40.25 million before underwriting discounts and expenses. The company plans to use net proceeds to repay prior indebtedness, and for working capital and general corporate purposes.
The agreement includes customary representations, indemnification provisions, and a 60-day lock-up under which the company, as well as its officers and directors, agreed not to offer or transfer common stock, subject to specified exceptions. Streamex also obtained a legal opinion on the validity of the shares and issued multiple press releases announcing the launch, pricing, closing, and over-allotment closing of the offering.
Streamex Corp. terminated its Standby Equity Purchase Agreement with YA II PN, Ltd. (“Yorkville”), effective five trading days after a January 22, 2026 notice, and confirmed it has not sold any securities under that facility. The company also moved to fully address its secured convertible debentures held by Yorkville.
On the same date, Streamex delivered an irrevocable optional prepayment notice for its secured convertible debentures dated November 4 and December 17, 2025, with an original aggregate principal amount of $50,000,000. Yorkville has ten trading days from the notice date to elect conversion, after which any remaining balance must be prepaid at principal plus a 10% prepayment premium and accrued interest, with related security interests released once paid in full.
The company disclosed that, if conversions are not completed before the prepayment date, it may liquidate allocated vaulted gold bullion credited to a pledged account to fund the prepayment. Streamex furnished a press release about the SEPA termination and debenture repayment as Exhibit 99.1, noting this information is being furnished rather than filed for Exchange Act liability purposes.
Streamex Corp. terminated its Standby Equity Purchase Agreement with YA II PN, Ltd. (“Yorkville”), effective five trading days after a January 22, 2026 notice, and confirmed it has not sold any securities under that facility. The company also moved to fully address its secured convertible debentures held by Yorkville.
On the same date, Streamex delivered an irrevocable optional prepayment notice for its secured convertible debentures dated November 4 and December 17, 2025, with an original aggregate principal amount of $50,000,000. Yorkville has ten trading days from the notice date to elect conversion, after which any remaining balance must be prepaid at principal plus a 10% prepayment premium and accrued interest, with related security interests released once paid in full.
The company disclosed that, if conversions are not completed before the prepayment date, it may liquidate allocated vaulted gold bullion credited to a pledged account to fund the prepayment. Streamex furnished a press release about the SEPA termination and debenture repayment as Exhibit 99.1, noting this information is being furnished rather than filed for Exchange Act liability purposes.
Streamex Corp. director and 10% owner Morgan Lekstrom reported an indirect purchase of common stock. On 01/27/2026, an entity he controls, All Mine Consulting Ltd, bought 5,500 shares of Streamex Corp. common stock at $3.12 per share, coded as an open-market or private purchase ("P").
After this transaction, All Mine Consulting Ltd held a total of 76,500 shares of Streamex Corp. common stock, over which Lekstrom has voting and dispositive control, and the holdings are reported as indirect ownership.
Morgan Lee Lekstrom, a director and 10% owner of Streamex Corp. (STEX), reported an indirect open-market purchase of common stock. On 01/26/2026, an entity named All Mine Consulting Ltd, over which Lekstrom holds voting and dispositive control, bought 23,000 shares of Streamex common stock at a weighted average price of $3.30 per share, with individual trade prices ranging from $3.2934 to $3.31. Following this transaction, All Mine Consulting Ltd indirectly holds a total of 71,000 shares of Streamex common stock for Lekstrom’s benefit.
Streamex Corp.’s Chief Investment Officer, Williams Mitchell Young, reported buying additional common stock. On January 23, 2026, he purchased 51,511 shares of Streamex Corp. common stock in the open market at a weighted average price of $3.0256 per share, with individual trade prices ranging from $3.00 to $3.08. Following this transaction, he directly owns 1,051,511 shares of Streamex Corp. common stock.
Streamex Corp.’s Chief Investment Officer, Williams Mitchell Young, reported buying additional common stock. On January 23, 2026, he purchased 51,511 shares of Streamex Corp. common stock in the open market at a weighted average price of $3.0256 per share, with individual trade prices ranging from $3.00 to $3.08. Following this transaction, he directly owns 1,051,511 shares of Streamex Corp. common stock.
Streamex Corp. director Lekstrom Morgan Lee reported an indirect transaction involving 41,000 shares of Common Stock on January 23, 2026, at a weighted average price of $3.1338 per share. The Form 4 shows the transaction with code “P” and indicates that 48,000 shares of Common Stock were beneficially owned after the transaction. The shares are held indirectly through All Mine Consulting Ltd, an entity for which the reporting person holds voting and dispositive control. A footnote explains that the reported price is a weighted average of multiple trades executed at prices ranging from $3.06 to $3.16902 per share.
Streamex Corp. director Lekstrom Morgan Lee reported an indirect transaction involving 41,000 shares of Common Stock on January 23, 2026, at a weighted average price of $3.1338 per share. The Form 4 shows the transaction with code “P” and indicates that 48,000 shares of Common Stock were beneficially owned after the transaction. The shares are held indirectly through All Mine Consulting Ltd, an entity for which the reporting person holds voting and dispositive control. A footnote explains that the reported price is a weighted average of multiple trades executed at prices ranging from $3.06 to $3.16902 per share.
Streamex Corp is issuing 11,666,667 shares of common stock at $3.00 per share in a primary offering, with underwriters holding a 30-day option for up to 1,750,000 additional shares. Gross proceeds are $35.0 million, with estimated net proceeds of about $32.28 million after fees.
The company plans to use the cash mainly to repay portions of its $50 million secured convertible debentures with Yorkville, which bear 4.00% interest and mature in 2027, and for working capital and general corporate purposes. Shares outstanding are expected to increase from 69,769,461 to 81,436,128, or 83,186,128 if the underwriters’ option is fully exercised, meaning meaningful dilution for new investors buying at a price well above book value.
The filing highlights substantial accumulated losses, going concern warnings, a highly leveraged balance sheet, and significant risks tied to Streamex’s gold-linked tokenization strategy, regulatory uncertainty around digital assets, and reliance on continued access to capital markets.
Streamex Corp is issuing 11,666,667 shares of common stock at $3.00 per share in a primary offering, with underwriters holding a 30-day option for up to 1,750,000 additional shares. Gross proceeds are $35.0 million, with estimated net proceeds of about $32.28 million after fees.
The company plans to use the cash mainly to repay portions of its $50 million secured convertible debentures with Yorkville, which bear 4.00% interest and mature in 2027, and for working capital and general corporate purposes. Shares outstanding are expected to increase from 69,769,461 to 81,436,128, or 83,186,128 if the underwriters’ option is fully exercised, meaning meaningful dilution for new investors buying at a price well above book value.
The filing highlights substantial accumulated losses, going concern warnings, a highly leveraged balance sheet, and significant risks tied to Streamex’s gold-linked tokenization strategy, regulatory uncertainty around digital assets, and reliance on continued access to capital markets.