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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
October
7, 2026
Date
of Report (Date of earliest event reported)
STREAMEX
CORP.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-38659 |
|
26-4333375 |
(State
of
incorporation) |
|
(Commission
File
Number) |
|
(I.R.S.
Employer
Identification
Number) |
165
Lincoln Ave FL 2
Winter
Park, Florida 32789
(Address
of principal executive offices) (Zip Code)
(203)
409-5444
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
| Common
Stock, par value $0.001 per share |
|
STEX |
|
The
NASDAQ Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
October 7, 2026, Streamex Corp. (the “Company”) received a letter (the “Notice”) from the Nasdaq Listing
Qualifications staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
based upon the closing bid price of the Company’s common stock for the 30 consecutive business days from August 25, 2026 through
October 6, 2026, the Company is not in compliance with the minimum bid price requirement for continued listing on The Nasdaq Capital
Market as set forth in Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). Nasdaq Listing Rule 5550(a)(2)
requires listed securities to maintain a minimum bid price of $1.00 per share.
Under
Nasdaq Listing Rule 5810(c)(3)(A), the Company has been provided a compliance period of 180 calendar days, or until April 5, 2027, to
regain compliance with the Minimum Bid Price Requirement. To regain compliance, the closing bid price of the Company’s common stock
must be at least $1.00 per share for a minimum of ten consecutive business days during the compliance period, unless the Staff exercises
its discretion to require a longer period. If the Company chooses to implement a reverse stock split to regain compliance, it must complete
the reverse stock split no later than ten business days prior to April 5, 2027. In addition, if during the compliance period the closing
bid price of the Company’s common stock is $0.10 or less for ten consecutive trading days, Nasdaq will issue a Staff Delisting
Determination.
If
the Company does not regain compliance by April 5, 2027, the Company may be eligible for an additional 180-calendar-day compliance period,
provided that it meets the continued listing requirement for the market value of publicly held shares and all other applicable initial
listing standards for The Nasdaq Capital Market, other than the bid price requirement, and provides written notice to Nasdaq of its intention
to cure the deficiency during the second compliance period, including, if necessary, by effecting a reverse stock split. If the Company
is not eligible for an additional compliance period or does not regain compliance within the applicable compliance period, Nasdaq will
provide notice that the Company’s common stock will be subject to delisting. Any such delisting determination may be appealed to
a Nasdaq Hearings Panel in accordance with applicable Nasdaq Listing Rules.
The
Notice has no immediate effect on the listing or trading of the Company’s common stock, which will continue to be listed and traded
on The Nasdaq Capital Market under the symbol “STEX,” subject to the Company’s compliance with the other continued
listing requirements of The Nasdaq Capital Market. The Company intends to actively monitor the closing bid price of its common stock
and will consider available options to regain compliance with the Minimum Bid Price Requirement. There can be no assurance that the Company
will regain compliance with the Minimum Bid Price Requirement within the applicable compliance period.
Forward-Looking
Statements
This
Current Report on Form 8-K contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of
1995, including, but not limited to, statements regarding the Company’s compliance with the Nasdaq Listing Rules, the Company’s
ability to regain compliance with Nasdaq Listing Rule 5550(a)(2), including through a possible stock split, eligibility for an additional
180 calendar-day compliance period, and the ability of the Company to cure its deficiency to continue to list its common stock on The
Nasdaq Capital Market. These statements are based on current expectations and assumptions subject to risks and uncertainties beyond the
Company’s control, and actual results may differ materially, including as a result of market conditions, regulatory developments,
and macroeconomic factors affecting digital asset markets. A discussion of these and other factors is set forth in the Company’s
filings with the Securities and Exchange Commission, including its most recent Annual Report on Form 10-K and subsequent Quarterly Reports
on Form 10-Q and Current Reports on Form 8-K. The Company undertakes no obligation to update any forward-looking statements except as
required by law.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit
Number |
|
Description |
| 104 |
|
Cover
Page Interactive Data File (formatted as Inline XBRL). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Date:
October 9, 2026 |
STREAMEX
CORP. |
| |
|
|
| |
By: |
/s/
Karl Henry McPhie |
| |
Name: |
Karl
Henry McPhie |
| |
Title: |
Chief
Executive Officer |
