STOCK TITAN

Streamex Corp. (STEX) CEO share sale linked to RSU vesting taxes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Streamex Corp. CEO Karl Henry Michael McPhie reported an open-market sale of 30,611 common shares on April 14, 2026 at $1.07 per share. According to the disclosure, the sale was made solely to cover tax withholding obligations triggered by a recent RSU vesting.

The filing also shows that McPhie previously received a grant of 1,000,000 Restricted Stock Units on January 8, 2026. Of these, 100,000 RSUs vest on May 15, 2026, and 900,000 RSUs vest in 16 equal quarterly installments over four years, contingent on continued service. After the April sale, he directly holds 969,389 common shares.

Positive

  • None.

Negative

  • None.

Insights

CEO sale is tied to RSU tax withholding and appears routine in scale.

The CEO of Streamex Corp. sold 30,611 common shares at $1.07 on April 14, 2026. The filing states this sale occurred upon partial vesting of RSUs granted on January 8, 2026, and was made solely to satisfy tax withholding obligations.

This pattern effectively reflects a compensation event rather than a discretionary portfolio move. The CEO continues to hold 969,389 shares directly and has a separate grant of 1,000,000 RSUs with multi-year vesting, aligning a substantial portion of his compensation with long-term equity performance.

The vesting schedule, including 100,000 RSUs vesting on May 15, 2026 and 900,000 RSUs vesting quarterly over four years, means future filings may show additional tax-related share disposals as tranches vest, consistent with this compensation structure.

Insider McPhie Karl Henry Michael
Role CEO
Sold 30,611 shs ($33K)
Type Security Shares Price Value
Sale Common stock 30,611 $1.07 $33K
Grant/Award Common stock 1,000,000 $0.00 --
Holdings After Transaction: Common stock — 969,389 shares (Direct)
Footnotes (1)
  1. Represents a grant of Restricted Stock Units ("RSUs") which were granted on January 8, 2026 (the "Date of Grant"). Each RSU represents the right to receive, at settlement, one (1) share of common stock, par value $0.001 per share, of the Issuer ("Common Stock"). 100,000 RSUs vest on May 15, 2026 and 900,000 RSUs vest in sixteen (16) equal quarterly installments over four (4) years with vesting commencing on the Date of Grant, provided that the Reporting Person is still providing services to the Issuer or its subsidiary on such vesting dates. The Reporting Person sold the reported shares of Common Stock upon the partial vesting of the RSUs granted on January 8, 2026, solely to satisfy tax withholding obligations incurred upon vesting.
Shares sold 30,611 shares Open-market sale on April 14, 2026
Sale price $1.07 per share Price for 30,611 shares sold
Shares held after sale 969,389 shares Direct common stock ownership post-transaction
RSUs granted 1,000,000 RSUs Grant on January 8, 2026
Initial RSU vesting 100,000 RSUs Vesting on May 15, 2026
Remaining RSU vesting schedule 900,000 RSUs Vest in 16 equal quarterly installments over four years
Restricted Stock Units financial
"Represents a grant of Restricted Stock Units ("RSUs") which were granted on January 8, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
tax withholding obligations financial
"solely to satisfy tax withholding obligations incurred upon vesting"
vesting financial
"100,000 RSUs vest on May 15, 2026 and 900,000 RSUs vest in sixteen (16) equal quarterly installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McPhie Karl Henry Michael

(Last)(First)(Middle)
C/O STREAMEX CORP.
2431 ALOMA AVE STE 243

(Street)
WINTER PARK FLORIDA 32792

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Streamex Corp. [ STEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock01/08/2026A(1)1,000,000A$0(1)1,000,000D
Common stock04/14/2026S(2)30,611D$1.07(2)969,389D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of Restricted Stock Units ("RSUs") which were granted on January 8, 2026 (the "Date of Grant"). Each RSU represents the right to receive, at settlement, one (1) share of common stock, par value $0.001 per share, of the Issuer ("Common Stock"). 100,000 RSUs vest on May 15, 2026 and 900,000 RSUs vest in sixteen (16) equal quarterly installments over four (4) years with vesting commencing on the Date of Grant, provided that the Reporting Person is still providing services to the Issuer or its subsidiary on such vesting dates.
2. The Reporting Person sold the reported shares of Common Stock upon the partial vesting of the RSUs granted on January 8, 2026, solely to satisfy tax withholding obligations incurred upon vesting.
/s/ Karl Henry Michael McPhie04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Streamex Corp. CEO report in this Form 4?

The CEO reported two key events: a grant of 1,000,000 Restricted Stock Units on January 8, 2026, and an open-market sale of 30,611 common shares on April 14, 2026 at $1.07 per share, linked to RSU vesting.

Why did the Streamex Corp. CEO sell 30,611 shares of common stock?

The CEO sold 30,611 shares of common stock solely to cover tax withholding obligations arising from the partial vesting of RSUs granted on January 8, 2026. The filing explicitly links this sale to taxes rather than a discretionary portfolio change.

What are the terms of the 1,000,000 RSU grant to Streamex Corp.’s CEO?

The CEO received 1,000,000 RSUs on January 8, 2026. 100,000 RSUs vest on May 15, 2026, while 900,000 RSUs vest in 16 equal quarterly installments over four years, conditioned on continued service to Streamex Corp. or its subsidiary.

How many Streamex Corp. shares does the CEO hold after the reported sale?

After selling 30,611 shares on April 14, 2026, the CEO directly holds 969,389 shares of Streamex common stock. This holding is separate from his 1,000,000 unvested RSUs, which may convert into additional shares as vesting milestones are met.

How do the CEO’s RSUs at Streamex Corp. vest over time?

Of the 1,000,000 RSUs, 100,000 vest on May 15, 2026. The remaining 900,000 RSUs vest in 16 equal quarterly installments over four years starting from January 8, 2026, assuming the CEO continues providing services.

Does the Streamex Corp. Form 4 indicate any remaining derivative positions for the CEO?

The derivative section in this Form 4 shows no remaining derivative positions such as options or warrants. The equity interests disclosed are common shares and Restricted Stock Units with specified vesting schedules tied to ongoing service.