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Sunopta Inc SEC Filings

STKL Nasdaq

Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.

Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.

Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.

On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.

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SunOpta Inc. filed a current report to note that it has updated its previously issued outlook for fiscal 2025. On January 12, 2026, the company issued a press release describing revised expectations for its 2025 revenue and Adjusted EBITDA. That press release is furnished as Exhibit 99.1 and is not treated as filed for liability purposes under the Exchange Act.

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SunOpta CEO and director Brian W. Kocher reported equity-related transactions on January 2, 2026 involving restricted stock units (RSUs) and common shares of STKL.

Two RSU tranches covering 48,134 and 24,666 units were converted into an equal number of common shares at an exercise price of $0 per share. To cover income tax withholding tied to these vestings, the company withheld and disposed of 17,281 and 7,595 common shares at $3.71 per share, as noted in the footnotes.

After these transactions, Kocher beneficially owned 145,716 common shares directly and 84,000 common shares indirectly through the Brian W Kocher Revocable Trust, as well as 48,135 and 24,667 RSUs that remain outstanding.

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SunOpta Inc. executive, the SVP of R&D and FSQ, reported equity award activity involving company common shares. On 12/16/2025, 10,000 common shares were acquired upon the vesting and settlement of previously granted restricted stock units, reflected with transaction code "M". On the same date, 4,560 common shares were withheld and disposed of at a price of $3.84 per share to cover income tax withholding obligations, shown with transaction code "F".

After these transactions, the reporting person beneficially owned 51,022 SunOpta common shares directly. The reported restricted stock unit award covered in this filing vested in three equal annual installments beginning on December 16, 2023, and does not have an expiration date.

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SunOpta Inc. (STKL) reported an insider share purchase by its Chief Financial Officer on a Form 4. On 11/24/2025, the CFO acquired 15,000 common shares of SunOpta at a price of $3.39 per share in an open-market purchase coded as "P". Following this transaction, the reporting person beneficially owned 110,970 common shares, held directly. The shares noted in the filing were purchased in multiple transactions, all at the same price of $3.39.

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SunOpta Inc. (STKL) reported Q3 FY2025 results. Revenue was $205.4M, up 16.8% year over year, with operating income of $6.9M and diluted EPS of $0.01. Gross margin was 12.4% (down 60 bps), reflecting labor and infrastructure investments, depreciation on newly placed assets, tariff pass-through effects, and inefficiencies tied to temporary volume constraints at the Midlothian, Texas facility.

Through the first three quarters, revenue reached $598.5M (+13.0%), operating income $27.9M, and net earnings $10.0M. Q3 adjusted EBITDA was $23.6M (vs. $20.8M a year ago). Net interest expense fell to $5.4M on lower borrowings and better rates. The company repurchased 163,227 shares for $1.0M and ended Q3 with 118.2M common shares outstanding as of October 31, 2025.

Liquidity included $166.5M outstanding on the term loan, $34.4M on the revolver (with $4.9M in LCs issued), and a fully drawn $15.0M broth inventory line. Management projects higher year-over-year revenues and an improved gross margin profile, while noting certain manufacturing inefficiencies and temporary volume constraints may continue to affect reported margins.

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SunOpta (STKL) reported an insider equity transaction by its Chief Financial Officer on 10/23/2025. The filing shows the vesting and settlement of restricted stock units (RSUs) and related tax withholding.

The CFO acquired 28,169 common shares upon RSU vesting (code M), then had 12,846 shares withheld (code F) at $5.8 to satisfy tax obligations. Following these transactions, direct beneficial ownership stood at 95,970 common shares. RSUs vest in three equal annual installments beginning on October 23, 2024, and each RSU equals one share.

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SunOpta Inc. (STKL) filed a Form 4 reporting an insider share award. On 10/22/2025, a director acquired 79 common shares at $5.88. The filing states the shares were issued in lieu of cash for service on the board of directors.

After this transaction, the reporting person beneficially owned 5,291 common shares, held directly.

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SunOpta Inc. (STKL) reported an insider transaction on Form 4. A director received 477 common shares on 10/22/2025 at $5.88 per share, issued in lieu of cash for board service. Following the transaction, the director beneficially owned 55,538 shares, held directly.

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SunOpta Inc. (STKL) reported a director-level insider transaction. On 10/22/2025, the director acquired 79 common shares at $5.88 per share, issued in lieu of cash as compensation for board service. Following the transaction, the director beneficially owns 48,331 shares, held directly. No derivative securities were reported.

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FAQ

What is the current stock price of Sunopta (STKL)?

The current stock price of Sunopta (STKL) is $4.84 as of January 23, 2026.

What is the market cap of Sunopta (STKL)?

The market cap of Sunopta (STKL) is approximately 580.4M.
Sunopta Inc

Nasdaq:STKL

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STKL Stock Data

580.45M
116.07M
1.71%
88.98%
3.48%
Beverages - Non-Alcoholic
Beverages
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United States
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