Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
SunOpta Inc. senior vice president of supply chain Justin Kobler reported dispositions of his equity in connection with the company’s acquisition. Under an Arrangement Agreement, Purchaser acquired all SunOpta common shares for $6.50 per share in cash. At the effective time, Kobler’s 40,949 common shares, 41,494 stock options with a $3.92 exercise price, 96,656 performance stock units and 31,480 restricted stock units were surrendered to the issuer for cash based on this consideration, and his reported holdings in these securities fell to zero.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro reported dispositions of her equity awards in connection with SunOpta’s acquisition by Pegasus BidCo B.V. Under a court-approved plan of arrangement, all common shares were transferred for cash consideration of $6.50 per share, less withholdings.
Caro disposed of 11,084 common shares back to the issuer and surrendered 48,660 performance stock units and 52,870 restricted stock units, each representing the right to one common share. Eligible RSUs and performance units were exchanged for cash at the same $6.50 per underlying share, while performance units not entitled to consideration were cancelled.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V.’s affiliate acquired all outstanding common shares for $6.50 per share in cash. CFO Greg Gaba disposed of his equity as part of this transaction.
He transferred 127,908 common shares to the purchaser and surrendered multiple stock option grants, including 61,059 options at an exercise price of $3.92 and other grants at exercise prices between $4.73 and $6.35. In-the-money options were exchanged for cash based on the $6.50 consideration, while underwater options were cancelled with no payment.
Gaba also surrendered 138,580 performance stock units and 64,386 restricted stock units, each converted into cash at the same $6.50 per underlying share, subject to withholding. Following these transactions, his reported holdings of SunOpta common stock and related equity awards are shown as zero.
SunOpta Inc. CEO Brian W. Kocher reported the disposition of all his equity interests in connection with SunOpta’s acquisition by Pegasus BidCo B.V. and 2786694 Alberta Ltd. Under a court-approved plan of arrangement, each common share was transferred to the purchaser for $6.50 per share in cash, less withholdings.
Holdings disposed included 84,000 common shares held indirectly through the Brian W Kocher Revocable Trust, additional directly held common shares, stock options, performance stock units and restricted stock units. Each RSU and eligible PSU was surrendered for a cash payment based on the $6.50 per-share consideration, while in-the-money stock options were cashed out at the difference between that consideration and their exercise price. Following these transactions, the filing shows no remaining shares or equity awards for the CEO.
SunOpta Inc. senior vice president Bryan P. Clark disposed of his entire equity position in connection with the company’s acquisition. Under an arrangement where a purchaser acquired all outstanding SunOpta common shares, each share was transferred for $6.50 per share in cash, less applicable withholdings.
Clark disposed of 62,011 common shares and multiple equity awards, including stock options, performance stock units and RSUs, all surrendered at the deal’s effective time. Vested options with exercise prices below $6.50 were cashed out for their spread, while underwater options received no payment. Following these transactions, Clark reported no remaining common shares or derivative awards.
SunOpta Inc. completed an Arrangement in which Pegasus BidCo B.V., through Purchaser 2786694 Alberta Ltd., acquired all outstanding common shares for cash consideration of $6.50 per share. As part of this closing, CIO Robert Duchscher disposed of 24,060 common shares back to the issuer.
He also surrendered stock options covering 35,181 shares at $3.92, 12,784 shares at $6.35, 59,326 shares at $5.91, and 21,502 shares at $4.73, as well as 87,812 performance stock units and 26,974 RSUs. These awards were exchanged for cash based on the $6.50 per-share consideration, with underwater options cancelled, leaving him with no remaining SunOpta equity holdings.
SunOpta Inc. senior vice president Lauren McNamara reported that all of her equity in the company was disposed of in connection with a completed acquisition. Under an Arrangement Agreement, Pegasus BidCo B.V., through a purchaser entity, acquired all outstanding SunOpta common shares for $6.50 per share in cash.
At the effective time of the arrangement, McNamara’s 132,368 common shares were transferred to the purchaser for cash. Her restricted stock units and performance stock units were surrendered for cash equal to the $6.50 consideration per underlying share, subject to withholding. Her stock options were cashed out for any in‑the‑money value, while options with exercise prices at or above $6.50 were cancelled without payment.
Following these issuer dispositions, the filing shows McNamara with zero remaining common shares, options, RSUs, or performance units reported.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V., through Purchaser, acquired all outstanding common shares for $6.50 per share in cash. As part of this deal, General Counsel Christopher McCullough disposed of all his SunOpta equity awards back to the issuer.
He surrendered 29,428 Common Shares, stock options over 33,484 shares at $3.92 and 7,756 shares at $6.35, plus 55,679 performance stock units and 49,984 RSUs. In-the-money awards were cashed out based on the $6.50 Consideration, while out-of-the-money options were cancelled, leaving him with zero SunOpta holdings.