Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.
Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.
Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.
On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V.’s affiliate acquired all outstanding common shares for $6.50 per share in cash. CFO Greg Gaba disposed of his equity as part of this transaction.
He transferred 127,908 common shares to the purchaser and surrendered multiple stock option grants, including 61,059 options at an exercise price of $3.92 and other grants at exercise prices between $4.73 and $6.35. In-the-money options were exchanged for cash based on the $6.50 consideration, while underwater options were cancelled with no payment.
Gaba also surrendered 138,580 performance stock units and 64,386 restricted stock units, each converted into cash at the same $6.50 per underlying share, subject to withholding. Following these transactions, his reported holdings of SunOpta common stock and related equity awards are shown as zero.
SunOpta Inc. CEO Brian W. Kocher reported the disposition of all his equity interests in connection with SunOpta’s acquisition by Pegasus BidCo B.V. and 2786694 Alberta Ltd. Under a court-approved plan of arrangement, each common share was transferred to the purchaser for $6.50 per share in cash, less withholdings.
Holdings disposed included 84,000 common shares held indirectly through the Brian W Kocher Revocable Trust, additional directly held common shares, stock options, performance stock units and restricted stock units. Each RSU and eligible PSU was surrendered for a cash payment based on the $6.50 per-share consideration, while in-the-money stock options were cashed out at the difference between that consideration and their exercise price. Following these transactions, the filing shows no remaining shares or equity awards for the CEO.
SunOpta Inc. senior vice president Bryan P. Clark disposed of his entire equity position in connection with the company’s acquisition. Under an arrangement where a purchaser acquired all outstanding SunOpta common shares, each share was transferred for $6.50 per share in cash, less applicable withholdings.
Clark disposed of 62,011 common shares and multiple equity awards, including stock options, performance stock units and RSUs, all surrendered at the deal’s effective time. Vested options with exercise prices below $6.50 were cashed out for their spread, while underwater options received no payment. Following these transactions, Clark reported no remaining common shares or derivative awards.
SunOpta Inc. completed an Arrangement in which Pegasus BidCo B.V., through Purchaser 2786694 Alberta Ltd., acquired all outstanding common shares for cash consideration of $6.50 per share. As part of this closing, CIO Robert Duchscher disposed of 24,060 common shares back to the issuer.
He also surrendered stock options covering 35,181 shares at $3.92, 12,784 shares at $6.35, 59,326 shares at $5.91, and 21,502 shares at $4.73, as well as 87,812 performance stock units and 26,974 RSUs. These awards were exchanged for cash based on the $6.50 per-share consideration, with underwater options cancelled, leaving him with no remaining SunOpta equity holdings.
SunOpta Inc. senior vice president Lauren McNamara reported that all of her equity in the company was disposed of in connection with a completed acquisition. Under an Arrangement Agreement, Pegasus BidCo B.V., through a purchaser entity, acquired all outstanding SunOpta common shares for $6.50 per share in cash.
At the effective time of the arrangement, McNamara’s 132,368 common shares were transferred to the purchaser for cash. Her restricted stock units and performance stock units were surrendered for cash equal to the $6.50 consideration per underlying share, subject to withholding. Her stock options were cashed out for any in‑the‑money value, while options with exercise prices at or above $6.50 were cancelled without payment.
Following these issuer dispositions, the filing shows McNamara with zero remaining common shares, options, RSUs, or performance units reported.
SunOpta Inc. completed an Arrangement under which Pegasus BidCo B.V., through Purchaser, acquired all outstanding common shares for $6.50 per share in cash. As part of this deal, General Counsel Christopher McCullough disposed of all his SunOpta equity awards back to the issuer.
He surrendered 29,428 Common Shares, stock options over 33,484 shares at $3.92 and 7,756 shares at $6.35, plus 55,679 performance stock units and 49,984 RSUs. In-the-money awards were cashed out based on the $6.50 Consideration, while out-of-the-money options were cancelled, leaving him with zero SunOpta holdings.
SunOpta Inc. Chief Human Resources Officer Danielle Marie Duzan reported the disposition of all her equity in connection with the company’s sale. Under an Arrangement Agreement among SunOpta, Pegasus BidCo B.V. and 2786694 Alberta Ltd., each common share was transferred for $6.50 per share in cash, before any withholding.
Duzan disposed of 8,402 common shares, as well as 39,668 restricted stock units and 36,267 performance stock units, each tied one-for-one to common shares. At the effective time of the court-approved plan of arrangement, these awards were surrendered for cash based on the same $6.50 consideration, leaving no reported remaining holdings.
SunOpta Inc. director Albert D. Bolles disposed of his equity as part of the company’s sale. On the closing of an Arrangement Agreement with Pegasus BidCo B.V. and 2786694 Alberta Ltd., all of his 233,283 shares of common stock were transferred to the purchaser.
Each share was exchanged for $6.50 in cash, before applicable withholdings. In addition, 20,193 restricted stock units, each representing one common share, were surrendered for a cash payment equal to the same $6.50-per-share consideration for the underlying shares. Following these transactions, Bolles reported no remaining direct holdings.
SunOpta Inc. director David J. Lemmon reported disposing of his stake in connection with SunOpta’s acquisition by Pegasus BidCo B.V. and 2786694 Alberta Ltd. Under a court-approved plan of arrangement, all common shares were transferred for $6.50 per share in cash.
Lemmon disposed of 22,879 common shares directly to the issuer and surrendered 20,193 restricted stock units, each representing one common share, for cash equal to the same $6.50 per underlying share, leaving him with no reported remaining holdings.
SunOpta Inc. director Diego Reynoso reported a full exit from his equity position due to the company’s acquisition. All issued and outstanding common shares of SunOpta were acquired by Pegasus BidCo B.V.’s affiliate for $6.50 per share in cash under a court-approved plan of arrangement.
Reynoso disposed of 63,147 common shares and 20,193 restricted stock units, each RSU representing one common share. At the effective time of the transaction, his RSUs were surrendered for cash based on the same $6.50 per-share consideration, leaving him with no reported remaining common shares or RSUs.