Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.
Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.
Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.
On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.
SunOpta Inc. director Hollis Richard Dean reported disposing of his equity as part of the company’s acquisition. Under an Arrangement Agreement among SunOpta, Pegasus BidCo B.V. and 2786694 Alberta Ltd., all issued and outstanding common shares were acquired for $6.50 per share in cash, less withholdings.
Dean’s 589,862 common shares were transferred to the purchaser, and his 20,193 restricted stock units were surrendered at the effective time of the arrangement. Each RSU was exchanged for a cash payment equal to the same per-share consideration as the underlying common stock, subject to applicable withholding.
SunOpta Inc. director Mahes Wickramasinghe disposed of all equity holdings in connection with a cash acquisition of the company. A purchaser acquired all issued and outstanding SunOpta common shares for $6.50 per share in cash under a court-approved plan of arrangement.
Wickramasinghe transferred 51,218 common shares and surrendered 35,476 restricted stock units, each RSU representing the right to one common share, for cash equal to the same $6.50 per share consideration, leaving no remaining common shares or RSUs reported following the transactions.
SunOpta Inc. director Rebecca Fisher reported disposing of her entire SunOpta equity position in connection with the company’s acquisition. Under a court-approved statutory plan of arrangement, all issued and outstanding common shares were transferred to Pegasus BidCo B.V.’s affiliate for $6.50 per share in cash.
Fisher’s filing shows the disposition of 145,138 common shares, along with stock options and restricted stock units that were cashed out. Each RSU was exchanged for a cash payment equal to $6.50 per underlying share, and each stock option was paid out based on the excess of the $6.50 consideration over its $3.25 exercise price. Following these transactions, the filing reports that Fisher no longer holds SunOpta common shares or related equity awards.
SunOpta Inc. director Leslie Starr Keating reported disposing of her equity in connection with the company’s acquisition. All 148,311 shares of Common Stock were transferred to a purchaser entity under a court-approved plan of arrangement for $6.50 per share in cash, before withholdings.
In addition, 39,740 Restricted Stock Units, each representing one common share, were surrendered for cash based on the same $6.50 consideration per underlying share, subject to any withholding. 5,830 stock options with a $3.25 exercise price were also surrendered for a cash payment equal to the difference between $6.50 and the exercise price, multiplied by the number of option shares, while any options with exercise prices at or above $6.50 were cancelled without payment. Following these transactions, the filing shows Keating with no remaining SunOpta common shares or related derivative awards.
SunOpta Inc. has completed its court-approved plan of arrangement under the Canada Business Corporations Act, through which an affiliate of Refresco Holding B.V. acquired all outstanding SunOpta common shares for US$6.50 in cash per share.
Each SunOpta Foods Series B-1 preferred share was exchanged into common shares at a rate of 405.9555467 and those common shares were also acquired for US$6.50 per share, while SunOpta special shares were cancelled without payment. In connection with closing, SunOpta fully repaid and terminated its Credit Agreement dated December 8, 2023, with no material early termination penalties beyond contractual prepayment and exit fees.
SunOpta has requested delisting of its shares from Nasdaq and the Toronto Stock Exchange and plans to deregister its securities and suspend reporting obligations in the United States. A change in control occurred, and SunOpta is now a wholly owned subsidiary of the Refresco affiliate, with its board reconstituted in line with the arrangement terms.
SunOpta Inc. notified Nasdaq of the removal of its Common Shares from listing and registration under Section 12(b) via Form 25. Nasdaq states it and the issuer complied with the procedural requirements of 17 CFR 240.12d2-2 for withdrawal/strike of the class of securities.
SunOpta Inc. files Post-Effective Amendment No. 1 to deregister securities previously covered by Form S-3 Registration Statements Nos. 333-270313 and 333-253840. The amendments remove from registration any unsold Common Shares that remained under those registration statements after the closing of the Arrangement Agreement. Pursuant to the Arrangement Agreement dated February 6, 2026, 2786694 Alberta Ltd., a wholly owned subsidiary of Pegasus BidCo B.V., acquired all issued and outstanding common shares of SunOpta by a court-approved statutory plan of arrangement. After these post-effective amendments, any unsold shares registered under the referenced registration statements are withdrawn and deregistered.
SunOpta Inc. files Post-Effective Amendments to remove from registration up to 6,089,331 and 20,726,126 common shares that had been covered by two Form S-3 registration statements. The company states these deregistrations follow Purchaser’s acquisition of all issued and outstanding common shares on May 1, 2026 pursuant to the Arrangement Agreement, and that any unsold securities under those registration statements are being withdrawn and removed from registration.
The amendments reflect termination of the resale offerings under Registration Statements No. 333-270313 and No. 333-253840 after completion of a court-approved statutory plan of arrangement under the Canada Business Corporations Act.
SunOpta Inc. filed post-effective amendments to six Form S-3 registration statements to withdraw and deregister resale registrations that remained unsold. The amendments follow the Arrangement Agreement and the acquisition of all issued and outstanding common shares by Purchaser on May 1, 2026.
The specific prior registrations referenced cover resales of up to 850,000, 196,809, 1,863,744, 4,250,000, 5,358,794, and 112,500 common shares; the company states there will be no remaining securities registered under those registration statements after these amendments.
SunOpta Inc. files post-effective amendments to six Form S-3 registration statements to terminate and remove from registration all unsold common shares that had been registered for resale under those statements.
The filings list resale coverages of up to 850,000, 196,809, 1,863,744, 4,250,000, 5,358,794, and 112,500 Common Shares. The amendments follow the May 1, 2026 court-approved statutory plan of arrangement under which Pegasus BidCo B.V.'s purchaser acquired all issued and outstanding common shares.