SunOpta (NASDAQ: STKL) SVP exercises RSUs, settles tax in shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
SunOpta Inc. senior vice president Lauren McNamara exercised equity awards and settled related taxes in shares. On April 11, 2026, she converted 6,201 Restricted Stock Units into an equal number of common shares. To cover income tax withholding on the RSU vesting, 2,828 common shares were withheld at a price of $6.48 per share.
Following these transactions, McNamara directly held 132,069 common shares and 12,401 Restricted Stock Units. Each RSU represents a contingent right to receive one SunOpta common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to her continued employment, and do not have an expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
6,201 shares exercised/converted
Mixed
3 txns
Insider
McNamara Lauren
Role
SVP, Business Management
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 6,201 | $0.00 | -- |
| Exercise | Common Shares | 6,201 | $0.00 | -- |
| Tax Withholding | Common Shares | 2,828 | $6.48 | $18K |
Holdings After Transaction:
Restricted Stock Units — 12,401 shares (Direct);
Common Shares — 134,897 shares (Direct)
Footnotes (1)
- Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, subject to the continued employment of the reporting person through each such vesting date. The Restricted Stock Units do not have an expiration date.
Key Figures
RSUs exercised: 6,201 units
Shares withheld for taxes: 2,828 shares
Withholding price: $6.48 per share
+3 more
6 metrics
RSUs exercised
6,201 units
Restricted Stock Units converted into common shares on April 11, 2026
Shares withheld for taxes
2,828 shares
Common shares withheld to satisfy income tax withholding
Withholding price
$6.48 per share
Value used for tax-withholding share disposition
Common shares after transaction
132,069 shares
Direct SunOpta common share holdings following transactions
RSUs remaining
12,401 units
Restricted Stock Units held after the reported exercise
RSU vesting start date
April 11, 2026
Three equal annual installments begin on this date
Key Terms
Restricted Stock Units, tax withholding, derivative security, vesting, +1 more
5 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding financial
"shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"in connection with the vesting of the RSUs"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
contingent right financial
"represents a contingent right to receive one share of STKL common stock"
FAQ
What insider equity transaction did SunOpta (STKL) report for Lauren McNamara?
SunOpta reported that SVP Lauren McNamara exercised 6,201 Restricted Stock Units into common shares. In connection with this vesting, 2,828 common shares were withheld by the company to satisfy income tax withholding obligations at a price of $6.48 per share.
How were taxes handled on Lauren McNamara’s SunOpta RSU vesting?
Taxes were covered through share withholding rather than a market sale. SunOpta withheld 2,828 common shares from Lauren McNamara at $6.48 per share to satisfy income tax withholding obligations arising from the vesting and exercise of 6,201 Restricted Stock Units.
What are the vesting terms of Lauren McNamara’s SunOpta Restricted Stock Units?
The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026. Vesting is conditioned on Lauren McNamara’s continued employment through each vesting date, and each vested RSU converts into one SunOpta common share when delivered.
Do Lauren McNamara’s SunOpta Restricted Stock Units expire?
The filing states that the Restricted Stock Units do not have an expiration date. Each RSU represents a contingent right to receive one SunOpta common share, subject to vesting over three annual installments starting April 11, 2026, and continued employment conditions.