[Form 4] SunOpta Inc. Insider Trading Activity
Rhea-AI Filing Summary
SunOpta Inc. CIO Robert Duchscher reported a routine equity compensation event involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, he exercised 5,538 RSUs, receiving an equivalent 5,538 common shares at a $0.00 exercise price. To satisfy income tax withholding requirements tied to this RSU vesting, the company withheld 2,725 common shares at $6.48 per share as a deemed disposition, rather than an open‑market sale. Following these transactions, Duchscher directly holds 24,060 common shares and 11,075 RSUs, each RSU representing a contingent right to one common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to his continued employment, and they do not have an expiration date.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,813 shares
Net Buy
3 txns
Insider
Duchscher Robert
Role
CIO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 5,538 | $0.00 | $0.00 |
| Exercise | Common Shares | 5,538 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Shares | 2,725 | $6.48 | $18K |
Holdings After Transaction:
Restricted Stock Units — 11,075 shares (Direct);
Common Shares — 24,060 shares (Direct)
Footnotes (4)
- F1. Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
- F2. This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
- F3. The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, subject to the continued employment of the reporting person through each such vesting date.
- F4. The Restricted Stock Units do not have an expiration date.
Key Figures
RSUs exercised: 5,538 units
Shares withheld for taxes: 2,725 shares
Tax withholding price: $6.48 per share
+2 more
5 metrics
RSUs exercised
5,538 units
RSUs converted to common shares on April 11, 2026
Shares withheld for taxes
2,725 shares
Withheld at $6.48 per share for tax obligations
Tax withholding price
$6.48 per share
Value used for 2,725 withheld common shares
Common shares after transactions
24,060 shares
Direct common share holdings following Form 4 transactions
RSUs held after transactions
11,075 units
Restricted Stock Units remaining after the reported exercise
Key Terms
Restricted Stock Units, contingent right, vesting, income tax withholding, +1 more
5 terms
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock."
vesting financial
"The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, subject to the continued employment of the reporting person."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
income tax withholding financial
"shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs."
deemed disposition financial
"This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements."
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did STKL CIO Robert Duchscher report?
Robert Duchscher reported exercising 5,538 Restricted Stock Units into an equal number of SunOpta common shares. The event reflects equity compensation vesting rather than an open-market trade and is paired with share withholding to cover related income tax obligations.
How do Robert Duchscher’s SunOpta RSUs vest over time?
The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026. Vesting is conditioned on Robert Duchscher’s continued employment through each vesting date, aligning his equity compensation with ongoing service to SunOpta Inc.
What does each SunOpta (STKL) Restricted Stock Unit represent for the CIO?
Each Restricted Stock Unit represents a contingent right to receive one share of SunOpta common stock. This right becomes actual common shares only as the RSUs vest over time, subject to the stated employment-based vesting conditions and the company’s equity plan terms.