Welcome to our dedicated page for SunOpta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
KEATING LESLIE STARR reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Leslie Starr Keating received a grant of 3,332 Common Shares on April 17, 2026 at an indicated value of $6.47 per share. The shares were issued in lieu of cash for service on the board of directors, reflecting stock-based compensation rather than an open-market purchase. Following this award, Keating directly holds 148,311 Common Shares of SunOpta, indicating the transaction is a modest, routine adjustment to an existing equity position.
Reynoso Diego reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Diego Reynoso received a grant of 3,775 Common Shares on April 17, 2026 at a reported value of $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors and are compensation, not an open-market purchase. Following this award, he directly holds 63,147 Common Shares.
Lemmon David J reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director David J. Lemmon received a grant of 2,362 Common Shares on April 17, 2026 at a value of $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors. Following this award, he directly holds 22,879 Common Shares.
Hollis Richard Dean reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Hollis Richard Dean received a grant of 3,197 Common Shares on April 17, 2026 at a value of $6.47 per share. The shares were issued in lieu of cash for service on the board of directors. Following this award, Dean directly holds 589,862 Common Shares.
Fisher Rebecca reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Rebecca Fisher received an award of 3,466 Common Shares on April 17, 2026 at a value of $6.47 per share. These shares were issued in lieu of cash for her service on the board of directors, bringing her direct holdings to 145,138 Common Shares.
Bolles Albert D. reported acquisition or exercise transactions in this Form 4 filing.
SunOpta Inc. director Albert D. Bolles received a grant of 1,637 Common Shares on April 17, 2026, valued at $6.47 per share. The shares were issued in lieu of cash for his service on the board of directors and represent equity-based compensation rather than an open-market purchase. Following this grant, he directly holds 233,283 Common Shares.
SunOpta Inc. shareholders approved the proposed acquisition of the company by an affiliate of Refresco Holding B.V. for US$6.50 per share in cash under a court-approved plan of arrangement.
The arrangement resolution received support from 98.06% of votes cast, and an advisory executive compensation proposal related to the transaction was approved by 82.45% of votes cast. The deal remains subject to remaining regulatory clearances or approvals, approval by the Ontario Superior Court of Justice, and other customary closing conditions, with a court hearing scheduled for April 22, 2026.
SunOpta Inc. General Counsel Christopher McCullough exercised restricted stock units and settled related taxes using shares. On April 14, 2026, he converted 17,147 Restricted Stock Units into the same number of common shares. The company then withheld 7,820 common shares at $6.48 per share to satisfy income tax withholding obligations, which is recorded as a disposition but not an open-market sale. After these transactions, McCullough directly owned 29,428 common shares. Footnotes state each RSU represents one share, the RSUs vest in three equal annual installments beginning on April 14, 2026 subject to continued employment, and they do not have an expiration date.
SunOpta Inc. CEO Brian W. Kocher reported routine equity compensation activity involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, 34,102 RSUs were exercised into an equal number of common shares, reflecting the conversion of a derivative security into stock.
The company then withheld 9,498 common shares at a price of $6.48 per share to satisfy income tax withholding obligations related to the RSU vesting, which is not an open‑market sale. Following these transactions, Kocher directly holds 213,211 common shares and 68,205 RSUs, which vest in three equal annual installments beginning on April 11, 2026, subject to continued employment.
SunOpta Inc. SVP of Sales Jennifer Ann Caro reported routine equity compensation activity. She exercised 9,951 Restricted Stock Units into 9,951 Common Shares on April 11, 2026. Of these, 4,442 shares were withheld by the company at $6.48 per share to cover income tax obligations, leaving her with 11,084 Common Shares held directly.
Each Restricted Stock Unit represents a right to receive one SunOpta common share and does not have an expiration date. The RSUs vest in three equal annual installments beginning on April 11, 2026, contingent on her continued employment through each vesting date.