Welcome to our dedicated page for SunOpta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. SEC filings document the completed acquisition of the company by an affiliate of Refresco, the related treatment of common shares, and the resulting change in public-company status. The Form 25 records the removal of SunOpta common shares from Nasdaq listing and Section 12(b) registration, while the Form 15 records the termination or suspension of Exchange Act registration and reporting obligations for the common shares.
Other filings include Form 8-K material-event reports covering the arrangement agreement, shareholder voting matters, capital-structure disclosures, governance matters, and operating and financial results. These records also capture SunOpta’s historical status as a Canadian corporation with common shares traded under STKL on Nasdaq and SOY on the Toronto Stock Exchange before the corporate-status transition.
SunOpta Inc. CFO Greg Gaba exercised 9,611 Restricted Stock Units into an equal number of Common Shares on April 11, 2026. Each Restricted Stock Unit represents a right to receive one SunOpta common share.
To cover income tax withholding on this vesting, 4,390 Common Shares were withheld by the company at $6.48 per share, a tax-withholding disposition rather than an open-market sale. Following these transactions, Gaba directly holds 127,908 Common Shares and 19,221 Restricted Stock Units.
The Restricted Stock Units vest in three equal annual installments beginning on April 11, 2026, conditioned on Gaba’s continued employment, and they do not have an expiration date.
SunOpta Inc. CHRO Danielle Marie Duzan reported routine equity compensation activity involving Restricted Stock Units (RSUs). She exercised RSUs covering 7,417 common shares at a stated price of $0.00 per share, converting them into common shares. In connection with the RSU vesting, the company withheld 3,378 common shares at $6.48 per share to cover income tax obligations, which is recorded as a deemed disposition rather than an open-market sale. After these transactions, she directly holds 8,402 common shares and 14,834 RSUs, which are scheduled to vest in three equal annual installments beginning on April 11, 2026, subject to continued employment, and the RSUs have no expiration date.
SunOpta Inc. SVP, Supply Chain Justin Kobler exercised restricted stock units and settled related taxes using shares. On April 11, 2026, he converted 6,531 Restricted Stock Units into 6,531 Common Shares at a stated price of $0.00 per share.
The company then withheld 2,979 Common Shares at $6.48 per share to satisfy income tax withholding requirements tied to the RSU vesting. After these transactions, Kobler directly held 40,989 Common Shares and 13,063 Restricted Stock Units, each representing a contingent right to receive one SunOpta common share.
SunOpta Inc. senior vice president Bryan P. Clark exercised restricted stock units into common shares in a routine compensation-related transaction. He converted 6,283 Restricted Stock Units into 6,283 Common Shares, each RSU representing a contingent right to receive one SunOpta common share.
The company withheld 2,866 Common Shares at a price of $6.48 per share to cover income tax obligations tied to the RSU vesting, which is treated as a deemed disposition rather than an open‑market sale. After these transactions, Clark holds 62,011 Common Shares directly and 12,567 Restricted Stock Units, which vest in three equal annual installments beginning on April 11, 2026, subject to his continued employment.
SunOpta Inc. senior vice president Lauren McNamara exercised equity awards and settled related taxes in shares. On April 11, 2026, she converted 6,201 Restricted Stock Units into an equal number of common shares. To cover income tax withholding on the RSU vesting, 2,828 common shares were withheld at a price of $6.48 per share.
Following these transactions, McNamara directly held 132,069 common shares and 12,401 Restricted Stock Units. Each RSU represents a contingent right to receive one SunOpta common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to her continued employment, and do not have an expiration date.
SunOpta Inc. CIO Robert Duchscher reported a routine equity compensation event involving Restricted Stock Units (RSUs) and common shares. On April 11, 2026, he exercised 5,538 RSUs, receiving an equivalent 5,538 common shares at a $0.00 exercise price. To satisfy income tax withholding requirements tied to this RSU vesting, the company withheld 2,725 common shares at $6.48 per share as a deemed disposition, rather than an open‑market sale. Following these transactions, Duchscher directly holds 24,060 common shares and 11,075 RSUs, each RSU representing a contingent right to one common share. The RSUs vest in three equal annual installments beginning on April 11, 2026, subject to his continued employment, and they do not have an expiration date.
SunOpta Inc. General Counsel Christopher McCullough exercised 5,271 Restricted Stock Units, receiving an equal number of common shares at an exercise price of $0.00 per share. Each Restricted Stock Unit represents a contingent right to receive one SunOpta common share.
To cover income tax withholding on the RSU vesting, the company withheld 2,404 common shares at a price of $6.48 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, McCullough directly holds 20,101 common shares and 10,541 Restricted Stock Units. The RSUs vest in three equal annual installments beginning on April 11, 2026 and do not have an expiration date.
SUNOPTA INC reports that FIL Limited and affiliated entities beneficially own 12,612,784 shares of Common Stock, representing 10.7% of the class as of 03/31/2026. The filing lists FIL Limited (Bermuda) as the reporting person and shows sole voting and sole dispositive power over 12,612,784 shares, with related entities Pandanus Partners, L.P. and Pandanus Associates, Inc. identified in the ownership schedule. The filing is signed under a power of attorney and references an attached Exhibit 99 and Exhibit 24 for supporting agreements.
SunOpta Inc. SVP Lauren McNamara increased her direct stake through RSU vesting and tax withholding. On April 1, 2026, 12,531 Restricted Stock Units converted into 12,531 common shares of SunOpta Inc. Each RSU represented a right to receive one common share.
To cover income tax withholding on the RSU vesting, 5,715 common shares were withheld by the company at a price of $6.49 per share, recorded as a tax-withholding disposition rather than an open-market sale. After these transactions, McNamara directly owned 128,696 common shares. The RSUs vest in three equal annual installments beginning on April 1, 2025, subject to her continued employment, and do not have an expiration date.
SunOpta Inc. CIO Robert Duchscher exercised 5,013 Restricted Stock Units into an equal number of common shares on April 1, 2026. These RSUs convert into one common share each and are part of a three-year vesting schedule beginning April 1, 2025.
To cover income tax withholding on the vesting, the company withheld 2,467 common shares at $6.49 per share, a tax-withholding disposition rather than an open-market sale. After these transactions, Duchscher directly holds 21,247 common shares and 5,012 Restricted Stock Units, reflecting a routine compensation-related equity event.