Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.
Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.
Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.
On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.
SunOpta Inc. (STKL) Chief Information Officer Robert Duchscher filed a Form 4 for transactions dated 10 July 2025.
- 2,447 common shares acquired through the settlement of previously-granted Restricted Stock Units (transaction code M).
- 1,204 shares automatically withheld by the company at $6.48 per share to cover income-tax obligations (transaction code F).
- After the transactions, Duchscher directly owns 65,399 STKL shares and retains 2,448 unvested RSUs.
- The RSUs vest in three equal annual tranches that began on 10 July 2024 and have no expiration date.
This filing reflects routine equity award vesting and tax withholding, with no indication of discretionary open-market buying or selling. The size of the net share movement is immaterial relative to SunOpta’s public float, so the filing is generally viewed as neutral from an investment-impact standpoint.
SunOpta Inc. (STKL) – Form 4 insider filing
On 10 July 2025, Chief Human Resources Officer Danielle M. Duzan was granted 24,834 Restricted Stock Units (RSUs). Each RSU represents the contingent right to receive one common share of SunOpta.
- Transaction code: A (award/grant)
- Exercise price: $0.00 (RSUs carry no purchase cost)
- Vesting schedule: three equal annual tranches starting 10 July 2026; full vesting in 2028, subject to continued employment
- Ownership after grant: 24,834 common shares held directly (no indirect holdings reported)
No derivative expiration date is applicable because RSUs convert automatically upon vesting. The filing does not indicate any sale or disposition of shares, and no additional cash compensation details are provided.
For investors, the award modestly increases upcoming share count through future issuance but also aligns the CHRO’s incentives with shareholder interests.
The filing is an SEC Form 3 that records the initial beneficial ownership of securities for Danielle Marie Duzan, newly listed as Chief Human Resources Officer (CHRO) of SunOpta Inc. (ticker: STKL). The event date triggering the report is 06/16/2025, and the form was signed on 06/26/2025 by attorney-in-fact Brett Koch.
According to the disclosure, no non-derivative or derivative securities are currently owned by the reporting person, and there is therefore no table of holdings populated beyond zero. The form is filed on behalf of a single reporting person and indicates direct filing rather than a group submission.
This document is routine for compliance with Section 16(a) and does not contain any financial metrics, transactions, or changes in ownership that would materially affect SunOpta’s capital structure or shareholder dilution.