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[Form 4] The ONE Group Hospitality, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

What happened: A director and 10% owner of ONE Group Hospitality reported that restricted stock units vested and shares were withheld to cover tax obligations.

Who it affects: The reporting person, Jonathan Segal, remains a large insider: the filing shows 3,196,191 shares beneficially owned after the reported transaction. The filing records a transaction code of F and includes an explanation that the entry reflects shares withheld for tax on the vesting of 1,439 restricted stock units.

Why it matters: This is a routine internal event—vesting and tax withholding—rather than an open-market sale, and it confirms continued significant insider ownership.

Positive
  • Insider retains a large stake: filing shows 3,196,191 shares beneficially owned after the transaction
  • Transaction was administrative: shares were withheld to cover taxes on RSU vesting rather than sold on the open market
Negative
  • None.

Insights

TL;DR: Routine RSU vesting with tax withholding; insider retains large ownership stake, indicating alignment with shareholders.

The Form 4 documents an internal compensation event where RSUs vested and shares were withheld to satisfy tax liabilities. This is a common administrative step following equity grants and does not indicate a disposition intended to monetize holdings.

From a governance perspective, the key takeaway is that the reporting person remains a significant shareholder with 3,196,191 beneficially owned shares, which generally aligns executive incentives with long-term shareholder value.

TL;DR: Transaction appears routine; no open-market sale reported and beneficial ownership remains substantial.

The filing notes the vesting of 1,439 restricted stock units and that shares were withheld for tax purposes. The presence of transaction code F and the explanatory note point to withholding rather than a sale.

For investors, this is a neutral disclosure: it changes the insider's share count only as an administrative consequence of compensation, and it does not signal asset liquidation or a change in control intent.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Segal Jonathan

(Last) (First) (Middle)
1624 MARKET ST
STE 311

(Street)
DENVER CO 80202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ONE Group Hospitality, Inc. [ STKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/04/2025 F 630(1) D $3.2 3,196,191 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects shares withheld on tax liability upon the vesting of 1,439 restricted stock units.
/s/ Christi Hing, Attorney-in-Fact 08/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 4 for ONE Group Hospitality (STKS) report?

The Form 4 reports that restricted stock units vested and shares were withheld to cover taxes; the filing shows 3,196,191 shares beneficially owned after the transaction.

Who is the reporting person on the Form 4 for STKS?

The reporting person is Jonathan Segal, identified in the filing as a director and a 10% owner.

How many RSUs vested according to the filing?

The filing explains the entry reflects the vesting of 1,439 restricted stock units.

Were shares sold in this transaction for STKS?

No open-market sale is indicated; the filing states shares were withheld to satisfy tax liabilities on vested RSUs.

What transaction code appears on the Form 4?

The transaction is recorded with transaction code F as shown in the filing.
The One Grou Ord

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Restaurants
Retail-eating Places
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United States
DENVER