STOCK TITAN

Steele Bancorp (STLE) Q1 2026 profit jumps on Northumberland acquisition

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
10-Q

Rhea-AI Filing Summary

Steele Bancorp, Inc. reported net income of $4.88M for the three months ended March 31, 2026, up from $1.81M a year earlier, with earnings per share rising to $1.43 from $0.97. Total assets were $1.27B, loans were $916.9M, and deposits totaled $1.12B as of March 31, 2026. Results reflect the integration of the August 2025 acquisition of Northumberland Bancorp, which produced an adjusted bargain purchase gain of $18.30M and ongoing acquisition accounting accretion of $0.31M to pre-tax income this quarter. The bank’s Community Bank Leverage Ratio was 8.94%, slightly below the 9.00% threshold but within the permitted grace period while it remains categorized as well capitalized.

Positive

  • None.

Negative

  • None.

Insights

Q1 profit higher, acquisition accretion strong, capital ratio just under CBLR benchmark.

Steele Bancorp earned $4.88M in Q1 2026 versus $1.81M a year earlier, helped by a larger balance sheet after acquiring Northumberland Bancorp. Net interest income rose to $12.21M and noninterest income more than doubled to $1.57M.

The acquisition generated an adjusted bargain purchase gain of $18.30M and continues to add to earnings through acquisition accounting accretion, which increased pre-tax income by $0.31M this quarter. Loans acquired totaled $389.06M in carrying amount at March 31, 2026, and the remaining net discount on purchased loans was $15.43M.

On capital, the bank’s Community Bank Leverage Ratio was 8.94% versus the 9.00% level that defines the CBLR requirement. This is the second quarter in the grace period during which the bank is still treated as well capitalized. Future filings will show whether the ratio is restored above 9.00% or whether the bank must revert to the full risk-based capital framework.

Total assets $1.27B March 31, 2026 consolidated balance sheet
Net income $4.88M Three months ended March 31, 2026 vs $1.81M in 2025
Earnings per share $1.43/share Q1 2026 basic and diluted EPS vs $0.97 in Q1 2025
Loans outstanding $916.9M Total loans net of deferred fees as of March 31, 2026
Total deposits $1.12B Deposits as of March 31, 2026
Bargain purchase gain $18.30M Adjusted preliminary gain from Northumberland Bancorp acquisition
Community Bank Leverage Ratio 8.94% Bank ratio at March 31, 2026 vs 9.00% CBLR benchmark
Acquisition consideration $40.45M Total fair value of consideration for Northumberland Bancorp
bargain purchase gain financial
"The provisional amount of bargain purchase gain as of the Acquisition Date was approximately $17.83 million."
A bargain purchase gain happens when a buyer acquires another company's assets for less than those assets' estimated fair value, producing an immediate accounting profit for the buyer. For investors, it matters because that one-time gain boosts the acquirer's reported earnings and can signal a very favorable deal — like finding a valuable item at a steep discount — but it may also prompt scrutiny about whether asset values or the deal terms were estimated correctly.
Purchased Credit Deteriorated (PCD) loans financial
"The fair valuation process identified loans with credit risk indicators that qualified for PCD status."
Community Bank Leverage Ratio regulatory
"As of March 31, 2026 and December 31, 2025, the Bank's Community Bank Leverage Ratio was 8.94% and 8.56%, respectively."
Community bank leverage ratio is a regulatory measure that compares a bank’s core capital (its safety cushion) to the size of its balance sheet, showing what share of assets is backed by tangible equity rather than borrowed money. Investors use it like a health check: a higher ratio means the bank has more buffer to absorb losses, support lending and dividends, and face fewer regulatory limits, while a lower ratio signals greater risk.
core deposit intangible financial
"The Company recorded a core deposit intangible asset in 2025 related to the deposit premium paid for the acquisition of NUBC’s subsidiary."
Core deposit intangible is an accounting asset that represents the value of customer deposits a bank gains, usually through an acquisition, because those deposits provide a stable, low-cost source of funding. Think of it like paying for a loyal customer list that will save the bank money over time; it is written down over several years and affects reported earnings and the apparent cost of acquiring new funds, so investors watch it to understand future profitability and capital impact.
nonaccrual loans financial
"The following tables present nonaccrual loans, by loan class, as of March 31, 2026 and December 31, 2025."
Nonaccrual loans are loans a lender has stopped counting toward interest income because the borrower is overdue or unlikely to pay; the lender only records cash payments received and may set aside extra funds to cover potential losses. For investors, a rising number or amount of nonaccrual loans signals weaker credit quality, lower future interest revenue and larger potential write-downs — similar to pausing expected subscription income when many customers stop paying.
subordinated debt financial
"As part of the acquisition of NUBC, the Company acquired previously issued $10 million of subordinated debt."
Subordinated debt is a type of loan that is paid back after other debts have been settled if a company encounters financial trouble. It is considered riskier for lenders because they have lower priority in getting repaid, similar to being last in line during a payout. For investors, this means higher potential returns in exchange for taking on more risk.
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 Table of Contents



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 10-Q

 


 

Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the quarterly period ended March 31, 2026.

 

Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the transition period from                       to                       .

 

 


 

Commission File No. 333-284191

Steele Bancorp, Inc.

(Exact name of Registrant as specified in its Charter)


 

Pennsylvania

 

23-2362874

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer
Identification No.)

250 East Chestnut Street

Mifflinburg, PA

 

17844

(Address of principal executive offices)

 

(Zip Code)

 

Registrants telephone number, including area code: (570) 966-1041

 

Securities registered pursuant to Section 12(b) of the Act: None


 

Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  ☒  No  ☐

 

Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such files). Yes  ☒  No  ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer

Accelerated filer

    

Non-accelerated filer

☒   

Smaller reporting company

    

Emerging growth company

  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes   No  ☒

 

As of  May 14, 2026, the registrant had 3,405,061 shares of voting common stock outstanding.

 

 

 



 

 

 

 

Table of Contents

 

   
   
   
Part I - Financial Information 3
   

Item 1. Financial Statements

 
   

Consolidated Balance Sheets, March 31, 2026 (unaudited) and December 31, 2025

3
   

Consolidated Statements of Income for the Three Months Ended March 31, 2026 and 2025 (Unaudited)

4

   

Consolidated Statements of Comprehensive Income for the Three Months Ended March 31, 2026 and 2025 (Unaudited)

5

   

Consolidated Statements of Changes in Stockholders’ Equity for the Three Months Ended March 31, 2026 and 2025 (Unaudited)

6

   

Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2026 and 2025 (Unaudited)

7

   

Notes to Consolidated Financial Statements (Unaudited)

8

   

Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations

40

   
Item 3. Quantitative and Qualitative Disclosures About Market Risk 54
   
Item 4. Controls and Procedures 54
   
Part II - Other Information 54
   
Item 1. Legal Proceedings 54
   
Item 1A. Risk Factors 54
   
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 54
   
Item 3. Defaults Upon Senior Securities 54
   
Item 4. Mine Safety Disclosure 54
   
Item 5. Other Information 54
   

Item 6. Exhibit Index

55
   

Signatures

56

 

    

 

2

 

 

 

Part I - Financial Information

Item 1. Financial Statements

Steele Bancorp, Inc. and Subsidiary

 

Consolidated Balance Sheets

(in thousands, except share and per share data)


 

  (Unaudited)     
  

March 31,

  

December 31,

 
  

2026

  

2025 *

 

Assets

        

Cash and due from banks

 $7,260  $7,633 

Interest-bearing demand deposits

  49,840   35,204 

Federal funds sold

  272   6,173 
         

Total cash and cash equivalents

  57,372   49,010 
         

Interest-bearing time deposits

  5,185   5,923 

Debt securities available-for-sale, at fair value

  220,686   220,807 

Marketable equity securities, at fair value

  607   613 

Restricted investments in bank stock, at cost

  2,646   2,717 
         

Loans held for sale

  692   - 
         

Loans

  916,899   918,171 

Allowance for credit losses

  (9,755)  (9,904)
         

Loans, net

  907,144   908,267 
         

Premises and equipment, net

  17,943   17,928 

Accrued interest receivable

  4,156   4,039 

Other real estate owned

  147   - 

Core deposit intangible, net

  12,885   13,551 

Bank owned life insurance

  28,389   28,233 

Net deferred tax asset

  4,358   4,136 

Other assets

  6,555   6,233 
         

Total Assets

 $1,268,765  $1,261,457 
         

Liabilities and Stockholders' Equity

        
         

Liabilities

        

Deposits:

        

Noninterest-bearing deposits

 $224,642  $221,306 

Interest-bearing deposits

  890,559   889,468 
         

Total deposits

  1,115,201   1,110,774 
         

Repurchase agreements

  1,966   1,589 

Federal Home Loan Bank advances

  4,500   5,500 

Subordinated debt, net

  9,978   9,892 

Accrued interest payable

  1,707   1,969 

Other liabilities

  13,267   13,334 
         

Total Liabilities

  1,146,619   1,143,058 

Commitments and Contingencies

          
         

Redeemable Common Stock Held By Employee Stock Ownership Plan

  5,639   4,600 
         

Stockholders' Equity

        

Common stock, par value $1.00 per share; authorized 5,000,000 shares; issued 3,706,725 shares; outstanding 3,405,061 shares as of March 31, 2026 and December 31, 2025, respectively.

  3,707   3,707 

Capital surplus

  40,595   40,595 

Retained earnings

  87,850   82,972 

Accumulated other comprehensive loss

  (2,275)  (1,144)

Treasury stock, at cost: 2026: 301,664 shares; 2025: 301,664 shares

  (7,731)  (7,731)
         

Total Stockholders' Equity

  122,146   118,399 
         

Less maximum cash obligation to ESOP shares

  5,639   4,600 

Total Stockholders’ Equity Less Maximum Cash Obligations Related to ESOP Shares

  116,507   113,799 
         

Total Liabilities and Stockholders' Equity

 $1,268,765  $1,261,457 

 

See accompanying notes to consolidated financial statements

 

* Derived from consolidated audited financial statements

 

 

3

 

Steele Bancorp, Inc. and Subsidiary

 

Consolidated Statements of Income

(Unaudited)

(in thousands, except per share data)


 

 

 

   

Three Months Ended March 31,

 
   

2026

   

2025

 

Interest and Dividend Income

               

Interest and fees on loans

  $ 14,704     $ 6,407  

Interest-bearing deposits in banks and time deposits

    332       116  

Federal funds sold

    64       6  

Securities:

               

Taxable

    1,357       531  

Tax-exempt

    594       295  

Dividends

    124       48  
                 

Total Interest and Dividend Income

    17,175       7,403  
                 

Interest Expense

               

Deposits

    4,805       2,218  

Federal Home Loan Bank advances

    48       442  

Subordinated debt

    112       -  

Federal Discount Window borrowings

    -       1  
                 

Total Interest Expense

    4,965       2,661  
                 

Net Interest Income

    12,210       4,742  
                 

(Recovery of) provision for credit losses - loans

    (134 )     70  

(Recovery of) credit losses - off balance sheet credit exposures

    -       (63 )

(Recovery of) provision for credit losses

    (134 )     7  
                 

Net Interest Income after (recovery of) provision for credit losses

    12,344       4,735  
                 

Noninterest Income

               

Service charges on deposit accounts

    274       131  

ATM fees and debit card income

    443       183  

Mortgage banking revenue

    172       42  

Trust income

    351       -  

Investment fee income

    83       48  

Gain on sale of premises

    -       52  

Net marketable equity security (losses) gains

    (5 )     7  

Earnings on bank owned life insurance

    156       63  

Other

    93       59  
                 

Total Noninterest Income

    1,567       585  
                 

Noninterest Expense

               

Salaries and employee benefits

    4,425       1,795  

Net occupancy and equipment expense

    620       302  

Amortization of core deposit intangible

    666       -  

Data processing fees

    442       177  

Pennsylvania shares tax

    231       114  

Professional fees

    158       46  

Advertising expense

    57       31  

FDIC deposit insurance

    180       67  

Merger-related expenses

    -       163  

Other

    1,213       400  
                 

Total Noninterest Expense

    7,992       3,095  
                 

Income Before Income Taxes

    5,919       2,225  
                 

Income Taxes

    1,041       419  
                 

Net Income

  $ 4,878     $ 1,806  
                 

Earnings Per Share - Basic and Diluted

  $ 1.43     $ 0.97  

See accompanying notes to consolidated financial statements.

 

4

 

Steele Bancorp, Inc. and Subsidiary

 

Consolidated Statements of Comprehensive Income

(Unaudited)

(in thousands)


 

 

 

  

Three Months Ended March 31,

 
  

2026

  

2025

 

Net Income

 $4,878  $1,806 
         

Other Comprehensive (Loss) Income

        
         

Unrealized holding (loss) gain on debt securities available-for-sale, net of income taxes of ($301) and $170, respectively

  (1,131)  642 
         
         

Other comprehensive (loss) income

  (1,131)  642 
         

Total Comprehensive Income

 $3,747  $2,448 

See accompanying notes to consolidated financial statements.

 

5

 

Steele Bancorp, Inc. and Subsidiary

 

Consolidated Statements of Changes in Stockholders’ Equity

(Unaudited)

(in thousands)


 

 

 

                           

Accumulated Other

           

Maximum Cash Obligation

         
   

Common Stock

   

Capital Surplus

   

Retained Earnings

   

Comprehensive (Loss)

   

Treasury Stock

   

Related to ESOP Shares

   

Total

 

Balance, December 31, 2024

  $ 2,160     $ 1,899     $ 64,013     $ (4,424 )   $ (7,731 )   $ (1,877 )   $ 54,040  
                                                         

Net income

    -       -       1,806       -       -       -       1,806  

Other comprehensive income

    -       -       -       642       -       -       642  

Change related to ESOP shares

    -       -       -       -       -       75       75  

Balance, March 31, 2025

  $ 2,160     $ 1,899     $ 65,819     $ (3,782 )   $ (7,731 )   $ (1,802 )   $ 56,563  

 

 

                           

Accumulated Other

           

Maximum Cash Obligation

         
   

Common Stock

   

Capital Surplus

   

Retained Earnings

   

Comprehensive (Loss)

   

Treasury Stock

   

Related to ESOP Shares

   

Total

 

Balance, December 31, 2025

  $ 3,707     $ 40,595     $ 82,972     $ (1,144 )   $ (7,731 )   $ (4,600 )   $ 113,799  
                                                         

Net income

    -       -       4,878       -       -       -       4,878  

Other comprehensive loss

    -       -       -       (1,131 )     -       -       (1,131 )

Change related to ESOP shares

    -       -       -       -       -       (1,039 )     (1,039 )

Balance, March 31, 2026

  $ 3,707     $ 40,595     $ 87,850     $ (2,275 )   $ (7,731 )   $ (5,639 )   $ 116,507  

 

See accompanying notes to consolidated financial statements.

 

6

 

Steele Bancorp, Inc. and Subsidiary

 

Consolidated Statements of Cash Flows

(Unaudited)

(in thousands)


 

 

 

   

Three Months Ended March 31,

 

Cash Flows from Operating Activities

 

2026

   

2025

 

Net income

  $ 4,878     $ 1,806  

Adjustments to reconcile net income to net cash provided by operating activities:

               

Depreciation

    225       120  

Net accretion of acquisition accounting adjustments

    (307 )     -  

Net accretion of discounts and premiums on securities

    (353 )     (110 )

Deferred income tax expense (benefit)

    80       (23 )

(Recovery of) provision for credit losses

    (134 )     7  

Increase in accrued interest receivable

    (117 )     (228 )

(Decrease) increase in accrued interest payable

    (262 )     168  

Increase in cash surrender value of bank owned life insurance

    (156 )     (63 )

Net marketable equity security losses (gains)

    5       (7 )

Origination of loans held for sale

    (1,402 )     (708 )

Proceeds from loans sold

    734       483  

Gain on sale of loans

    (24 )     (9 )

(Gain) on disposition of premises and equipment

    -       (52 )

Change in other assets and liabilities, net

    (500 )     (460 )
                 

Net Cash Provided by Operating Activities

    2,667       924  
                 

Cash Flows from Investing Activities

               

Debt securities available-for-sale:

               

Purchases

    (10,672 )     -  

Proceeds from paydowns, maturities and calls

    9,714       6,105  

Net decrease (increase) in loans

    2,434       (13,184 )

Decrease of interest-bearing time deposits

    738       980  

Increase in restricted investments in bank stock

    71       274  

Proceeds from sale of premises and equipment

    -       122  

Purchases of premises and equipment

    (260 )     -  
                 

Net Cash Provided By (Used in) Investing Activities

    2,025       (5,703 )
                 

Cash Flows from Financing Activities

               

Increase in deposits

    4,293       16,911  

Repayment of Federal Home Loan Bank advances

    (1,000 )     (9,049 )

Increase in repurchase agreements

    377       737  
                 

Net Cash Provided by Financing Activities

    3,670       8,599  
                 

Net increase in cash and cash equivalents

    8,362       3,820  
                 

Cash and Cash Equivalents, Beginning of Year

    49,010       9,179  
                 

Cash and Cash Equivalents, End of Year

  $ 57,372     $ 12,999  
                 

Supplementary Cash Flows Information

               

Interest paid

  $ 5,007     $ 2,492  

Supplementary Disclosure of Noncash Transactions

               

Other real estate acquired in settlement of loans

  $ 147     $ 77  

Change in maximum cash obligation related to ESOP shares

  $ (1,039 )   $ 75  

 

See accompanying notes to consolidated financial statements.

 
7

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

1.         Description of Business and Summary of Significant Accounting Policies

 

Steele Bancorp, Inc. (the "Bancorp") is a Pennsylvania Corporation organized as the holding company of Central Penn Bank & Trust (the "Bank") (collectively, the "Company"). The Bank is a state chartered commercial bank located in Mifflinburg, Pennsylvania, whose principal sources of revenues are derived from its commercial, mortgage, residential real estate, and consumer loan financing as well as a variety of deposit services provided to customers serviced by its thirteen offices. Milestone Insurance Services, LLC (Milestone) was formed in 2003 and is a wholly owned subsidiary of the Bank. Milestone is licensed to sell title insurance. The Bancorp is supervised by the Board of Governors of the Federal Reserve System while the Bank is subject to regulation and supervision by the Federal Deposit Insurance Company and the Pennsylvania Department of Banking and Securities. 

 

Basis of Presentation

 

The accompanying unaudited consolidated financial statements have been prepared in accordance with Generally Accepted Accounting Principles ("GAAP") for interim reporting and with applicable quarterly reporting regulations for the U.S. Securities and Exchange Commission ("SEC").  They do not include all of the information and notes required by GAAP for complete financial statements.  As such, these consolidated financial statements should be read in conjunction with the consolidated financial statements and notes thereto as of and for the year ended December 31, 2025, included in the Company's Form 10-K for the year ended  December 31, 2025 ("2025 Form 10-K").

 

Application of the principles of GAAP and practices within the banking industry requires management to make estimates, assumptions and judgements that affect the amounts reported in the financial statements and accompanying notes.  These estimates, assumptions, and judgements are based on information available as of the date of the financial statements; accordingly, as this information changes, the financial statements may reflect different estimates, assumptions and judgements.  Certain policies inherently rely more extensively on the use of estimates, assumptions, and judgements and as such may have a greater possibility of producing results that could be materially different than originally reported.  Material estimates that are particularly susceptible to significant change in the near term relate to the determination of the allowance for credit losses and the fair value of loans acquired in a business combination.  

 

The results of operations for the three months ended March 31, 2026, are not necessarily indicative of results of operations for the full year or any other interim period.  The results of operations for the three months ended March 31, 2026, include results as a merged institution, which impact the comparison to the prior year first quarter.  The Company's significant accounting policies followed in preparation of the unaudited consolidated financial statements are disclosed in Note 1 of the 2025 Form 10-K.  There have been no significant changes to the application of significant accounting policies since December 31, 2025. 

 

8

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 

Certain items in the prior period financial statements have been reclassified to conform to the current presentation.  These reclassifications had no effect on prior year net income or stockholder's equity.  

 

The accounting policies followed by the Company and the methods of applying these policies conform with GAAP and with general practices within the banking industry. All significant intercompany accounts and transactions between the Company and its subsidiary have been eliminated.  The accompanying interim period financial statements are unaudited; however, in the opinion of the Company's management, all adjustments consisting of normal recurring adjustments, which are necessary for a fair presentation of the consolidated financial statements have been included.  

 

Recent Accounting Pronouncements

 

In November 2024, the Financial Accounting Standards Board (FASB) issued ASU 2024-03, “Income Statement—Reporting Comprehensive Income—Expense Disaggregation Disclosures (Subtopic 220-40): Disaggregation of Income Statement Expenses.” ASU 2024-03 requires public companies to disclose, in the notes to the financial statements, specified information about certain costs and expenses at each interim and annual reporting period. This includes disclosing amounts related to employee compensation, depreciation, and intangible asset amortization. In addition, public companies will need to provide qualitative description of the amounts remaining in relevant expense captions that are not separately disaggregated quantitatively. ASU 2024-03 is effective for public business entities for annual reporting periods beginning after December 15, 2026, and interim reporting periods beginning after December 15, 2027. Implementation of ASU 2024-03 may be applied prospectively or retrospectively. The Company does not expect the adoption of ASU 2024-03 to have a material impact on its consolidated financial statements.

 

In November 2025, the Financial Accounting Standards Board (FASB) issued ASU 2025-08, “Financial Instruments—Credit Losses (Topic 326): Purchased Loans.” The amendments in this ASU expand the population of acquired financial assets accounted for using the gross-up approach. Acquired loans (excluding credit cards) are deemed purchased seasoned loans and accounted for using the gross-up approach upon acquisition if criteria established by the new guidance are met. This change aims to enhance comparability, consistency, and better reflect the economics of acquiring financial assets. This ASU is effective for annual reporting periods beginning after December 15, 2026, and for interim reporting periods within those annual reporting periods. Early adoption is permitted in an interim or annual reporting period in which financial statements have not yet been issued or made available for issuance. If an entity adopts this ASU in an interim reporting period, it should apply it as of the beginning of that interim reporting period or the beginning of the annual reporting period that includes that interim reporting period. The Company does not expect the adoption of ASU 2025-08 to have a material impact on its consolidated financial statements. 

 

9

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

2.         Business Combinations

 

On August 1, 2025 (the “Acquisition Date”), the Company completed the acquisition of Northumberland Bancorp ("NUBC"), in accordance with the definitive agreement that was entered into on September 24, 2024, as amended on December 4, 2024, by and among the Company and NUBC. The primary reasons for the merger included: expansion of the branch network and increased market share positions in central Pennsylvania; attractive low-cost funding base; strong cultural alignment and a deep commitment to shareholders, customers, employees, and communities served by the Company and NUBC, meaningful value creation to shareholders; and increased trading liquidity for both companies and increased dividends for NUBC shareholders. In connection with the completion of the merger, former NUBC shareholders received 1.185 shares of the Company’s common stock. The value of the total transaction consideration was approximately $40.45 million. The consideration included the issuance of 1,546,725 shares of the Company’s common stock, which had a value of $26.00 per share, which was the closing price of the Company’s common stock on July 31, 2025, the last trading day prior to the consummation of the acquisition. Also included in the total consideration were cash in lieu of any fractional shares and the cash paid for dissenter's rights effectively settled upon closing.

 

The acquisition of NUBC was accounted for as a business combination using the acquisition method of accounting and, accordingly, assets acquired, liabilities assumed, and consideration paid are recorded at estimated fair values on the Acquisition Date. The provisional amount of bargain purchase gain as of the Acquisition Date was approximately $17.83 million. The exchange ratio was determined at the time of announcement with mergers of equals as a consideration between the Company and NUBC. The exchange ratio and lower than book value stock price of the Company was the primary driver in recording a bargain purchase gain on this transaction. The Company will continue to keep the measurement of bargain purchase gain open for any additional adjustments to the fair value of certain accounts. If considered necessary, any subsequent adjustments to the fair value of assets acquired and liabilities assumed, identifiable intangible assets, or other purchase accounting adjustments will result in adjustments to bargain purchase gain within the first 12 months following the Acquisition Date. 

 

The following table summarizes the consideration paid for NUBC and the amounts of the assets acquired and liabilities assumed recognized:

 

10

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

(in thousands, Except Share and Per Share Data)

 

As Initially Reported

  

Measurement Period Adjustments

  

As Adjusted

 

Purchase Price Consideration

                        

Mifflinburg Bancorp, Inc. shares to be issued

  1,546,725               1,546,725     

Per share value assigned to shares issued

 $26.00              $26.00     

Total purchase price assigned to shares issued

     $40,215              $40,215 

Cash in lieu of fractional shares

      3               3 

Dissenter's shares (1)

  6,493       6,493       6,493     

Fair value of Dissenter's shares

 $28.80      $6.47      $35.27     

Total fair value of Dissenter's shares

      187       42       229 

Fair value of total consideration transferred

     $40,405      $42      $40,447 
                         
                         

Recognized amounts of identifiable assets acquired and liabilities assumed, at fair value

                        

Cash and cash equivalents

 $43,589      $-      $43,589     

Securities, available for sale

  165,660       -       165,660     

Loans held for sale

  61       -       61     

Loans gross

  427,066       104       427,170     

Allowance for credit losses

  (725)      -       (725)    

Loans, net of allowance

  426,341       104       426,445     
                         

Bank owned life insurance

  14,848       -       14,848     

Premises

  9,226       -       9,226     

Furniture, fixtures and equipment

  515       -       515     

Accrued interest receivable

  2,261       -       2,261     

Restricted investment in bank stock

  2,948       -       2,948     

Deferred tax asset

  2,849       38       2,887     

Core deposit intangible

  14,662       -       14,662     

Customer list intangibles

  1,406       -       1,406     

Operating lease right of use asset

  132       -       132     

Other assets

  3,679       (398)      3,281     

Total identifiable assets acquired at fair value

 $688,177      $(256)     $687,921     
                         

Deposits

 $597,060      $-      $597,060     

Borrowings

  20,117       -       20,117     

Subordinated debt

  9,753       -       9,753     

Accrued interest payable

  554       -       554     

Operating lease liability

  132       -       132     

Reserve for unfunded commitments

  652       (652)      -     

Other liabilities

  1,677       (122)      1,555     

Total liabilities assumed

 $629,945      $(774)     $629,171     

Total identifiable net assets, at fair value

     $58,232      $518      $58,750 

Preliminary bargain purchase gain

     $17,827      $476      $18,303 

 

(1) NUBC stockholder with 6,493 shares exercised their Dissenter’s rights. The Company made a settlement with the stockholder and paid a cash settlement of $28.80 per share for a total payment of $187 thousand as of the Acquisition date. An additional payment was allocated to the stockholder in the measurement period of $6.47 per share for an additional payment of $42 thousand. 

 

During the Measurement Period, the Company recorded adjustments to the fair value of dissenter's shares, estimated fair value of loans, reserve for unfunded commitments, and to adjust other assets and other liabilities.  The Company also recognized a net change in the deferred tax asset due to the measurement period adjustments.  

 

The Company recorded all loans acquired at the estimated fair value on the acquisition date with no carryover of the related allowance for loan losses. The Company determined the net discounted value of cash flows on gross loans totaling $427.17 million, including 4,101 of Non-Purchase Credit Deteriorated ("PCD") loans and 379 PCD loans. The valuation took into consideration the loans’ underlying characteristics, including account types, remaining terms, annual interest rates, interest types, past delinquencies, timing of principal and interest payments, current market rates, loan-to-loan value ratios, loss exposures, and remaining balances. These Non-PCD loans were segregated into pools based on loan and payment type. The effect of the valuation process was a total net discount $19.20 million.

 

11

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 

Management made significant estimates and exercised significant judgement in accounting for the acquisition of NUBC. The following is a brief description of the valuation methodologies used to estimate the fair values of major categories of assets acquired and liabilities assumed. The Company utilized a valuation specialist to assist with the determination of fair values for certain acquired assets and assumed liabilities.

 

Cash and equivalents

 

Included in cash and equivalents are an investment in time deposits of other financial institutions, valued at the present value of the expected contractual payments discounted at market rates for instruments with similar terms.

 

Securities

 

The estimated fair value of the acquired portfolio of debt securities was based on quoted market prices.   

 

Loans

 

The fair valuation process identified loans with credit risk indicators that qualified for PCD status. PCD and non-PCD loans were then evaluated for credit risk and other fair value indicators. Consistent with GAAP, NUBC’s related allowance for credit losses on loans and deferred fees and costs were not recorded.

 

Credit risk was quantified using a probability of default (“PD”)/loss given default(“LGD”) methodology from a market participant perspective and applied to each loan’s outstanding principal balance. PD/LGD rates were tailored to PCD or non-PCD status. Other fair value indicators were quantified using a discounted cash flow methodology, with discounts applied for current market rates, credit risk and liquidity. Cash flows were generated based upon the loans’ underlying characteristics and estimated prepayment speeds.

 

The following table provides information on PCD and non-PCD loans inclusive of measurement period adjustments previously discussed as of August 1, 2025:

 

August 1, 2025

        

(Dollars in Thousands)

 

PCD Loans

  

Non-PCD Loans

 

Number of loans

  379   4,101 

NUBC recorded value

 $53,676  $392,745 

Discount for credit risk

  (194)  (4,474)

Discount for non-credit factors

  (1,238)  (13,396)

Fair value - initially reported

 $52,244  $374,875 

Measurement period adjustments

 $1  $103 

Fair value - adjusted

 $52,245  $374,978 

 

12

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 

Premises and equipment

 

The fair value of premises acquired was based on a recent third-party appraisal. Acquired equipment was based on the remaining net book value of NUBC, which approximated fair value.

 

Core Deposit Intangible

 

Core deposit relationships provide a stable source of funds for lending and contribute to profitability. The core deposit intangible was valued using an income approach focused on cost savings, which recognizes the cost savings represented by the expense of maintaining the core deposit base versus the cost of an alternative funding source. The valuation incorporates assumptions related to account retention, discount rates, deposit interest rates, deposit maintenance costs and alternative funding rates.

 

Leases: right of use asset, lease liability and fair value

 

Right of use assets (included in other assets) and lease liabilities (included in other liabilities) for branch locations were measured at the acquisition date. The fair value of leases was determined by applying a discounted cash flow methodology discounted by current lease rates within the appropriate market.

 

Customer List Intangible Asset ("CLI")

 

The customer list intangible asset fair value is derived from the revenues generated by NUBC's Trust and Financial Services Divisions. 

 

Mortgage Servicing Rights

 

The estimated fair value of mortgage servicing rights was determined through a discounted cash flow analysis and calculated using a computer pricing model. 

 

Deposits

 

Deposits were valued using methods appropriate to their characteristics. The fair value of noninterest bearing demand deposits, interest bearing demand deposits, money market and savings deposit accounts were assumed to approximate the carrying value as these accounts have no stated maturity and are payable on demand. Time deposits were valued at the present value of the expected contractual payments discounted at market rates for instruments with similar terms.

 

Borrowings

 

The estimated fair value of borrowings was determined by obtaining payoff quotes from the lender. Borrowings were paid off upon completion of the acquisition.

 

13

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 

Subordinated Debt

 

The estimated fair value of subordinated debt was determined by the present value of the expected contractual payments discounted by market rates for similar subordinated debt market rates estimate.  

 

The net effect of the amortization and accretion of premiums and discounts associated with the Company's acquisition accounting adjustments, had the following impact on the Consolidated Statements of Income during the three months ended March 31, 2026 (dollars in thousands):

 

Loans (1)

 $1,324 

Buildings (2)

  (20)

Core deposit intangible (3)

  (666)

Subordinated debt (4)

  (86)

Time Deposits (5)

  (134)

Wealth management customer list intangible (6)

  (64)

Mortgage servicing rights (7)

  (55)

Leased building (8)

  8 
     

Net impact to income before taxes

 $307 

 

 (1)

 

Loan acquisition-related fair value adjustments accretion is included in "Interest and fees on loans" in the "Interest and Dividend Income" section of the Company's Consolidated Statements of Income.

 (2)

 

Building and lease acquisition-related fair value adjustments amortization is included in "Net occupancy and equipment expense" in the "Noninterest Expense" section of the Company's Consolidated Statements of Income.

 (3)

 

Core deposit intangible amortization is included in "Amortization of core deposit intangible" in the "Noninterest Expense" section of the Company's Consolidated Statements of Income.

 (4)

 

Subordinated debt acquisition-related fair value adjustments amortization is included in "Subordinated debt" in the "Interest Expense" section of the Company's Consolidated Statements of Income.

 (5)

 

Time deposit acquisition-related fair value adjustments amortization is included in "Deposits" in the "Interest Expense" section of the Company's Consolidated Statements of Income.

 (6)

 

Wealth management customer list intangible ("CLI") acquisition-related fair value adjustments amortization is included in "Other" in the "Noninterest Expense" section of the Company's Consolidated Statements of Income.

 (7)

 

Mortgage servicing rights acquisition-related fair value adjustments amortization is included in "Other" in the "Noninterest Expense" section of the Company's Consolidated Statements of Income.

 (8)

 

Leased building acquisition-related fair value adjustments accretion is included in "Net occupancy and equipment expense" in the "Noninterest Expense" section of the Company's Consolidated Statements of Income.

 

14

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

3.         Securities

 

The amortized cost and fair value of debt securities available-for-sale along with gross unrealized gains and losses as of the dates indicated are summarized as follows (in thousands):

 

  

March 31, 2026

  

December 31, 2025

 
      

Gross

  

Gross

          

Gross

  

Gross

     
  

Amortized

  

Unrealized

  

Unrealized

  

Fair

  

Amortized

  

Unrealized

  

Unrealized

  

Fair

 
  

Cost

  

Gains

  

Losses

  

Value

  

Cost

  

Gains

  

Losses

  

Value

 
                                 

U.S. Treasury

 $6,490  $14  $(62) $6,442  $6,487  $30  $(15) $6,502 

U.S. government agencies

  43,888   78   (109)  43,857   47,775   144   (81)  47,838 

Taxable state and municipal

  32,441   125   (338)  32,228   32,336   422   (284)  32,474 

Tax exempt state and municipal

  86,482   363   (2,687)  84,158   87,467   580   (2,294)  85,753 

U.S. government sponsored enterprise mortgage-backed

  51,218   113   (343)  50,988   45,137   342   (247)  45,232 

Corporate

  3,044   -   (31)  3,013   3,050   -   (42)  3,008 
                                 

Total debt securities available-for-sale

 $223,563  $693  $(3,570) $220,686  $222,252  $1,518  $(2,963) $220,807 

 

 

Accrued interest receivable on available-for-sale securities totaled $1.44 million and $1.34 million at  March 31, 2026 and December 31, 2025, respectively and is included in Accrued Interest Receivable on the Consolidated Balance Sheets. These amounts were excluded from the estimate of credit losses.

 

The deferred tax asset for the net unrealized loss on securities available for sale was $604 thousand as of   March 31, 2026 and $302 thousand as of December 31, 2025.  The deferred tax asset is included in Net Deferred Tax Asset on the Consolidated Balance Sheets.  

 

The amortized cost and estimated fair value of debt securities available-for-sale at March 31, 2026, by expected maturity for mortgage-backed securities and debt securities with call features and by contractual maturity for all other securities, are shown below. Expected maturities may differ from contractual maturities because borrowers may have the right to call or prepay obligations with or without call or prepayment penalties (in thousands).

 

  

Amortized

  

Fair

 
  

Cost

  

Value

 
         

Due in one year or less

 $39,281  $39,168 

Due after one year through five years

  131,716   130,972 

Due after five years through ten years

  49,640   47,746 

Due after ten years

  2,926   2,800 
         

Total

 $223,563  $220,686 

 

15

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The following tables show the Company's debt securities available-for-sale gross unrealized losses and fair value, aggregated by investment category and length of time that individual securities have been in a continuous unrealized loss position, as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

March 31, 2026

 

Less than 12 Months

  

12 Months or Longer

  

Total

 
      

Unrealized

      

Unrealized

      

Unrealized

 
  

Fair Value

  

Losses

  

Fair Value

  

Losses

  

Fair Value

  

Losses

 
                         

U.S. Treasury

 $3,964  $62  $-  $-  $3,964  $62 

U.S. government agencies

  16,705   64   3,156   45   19,861   109 

Taxable state and municipal

  6,201   40   4,688   298   10,889   338 

Tax-exempt state and municipal

  14,997   129   38,815   2,558   53,812   2,687 

U.S. government sponsored enterprise mortgage-backed

  16,673   120   8,838   223   25,511   343 

Corporate

  -   -   1,963   31   1,963   31 
                         

Total debt securities available-for-sale

 $58,540  $415  $57,460  $3,155  $116,000  $3,570 

 

 

December 31, 2025

 

Less than 12 Months

  

12 Months or Longer

  

Total

 
      

Unrealized

      

Unrealized

      

Unrealized

 
  

Fair Value

  

Losses

  

Fair Value

  

Losses

  

Fair Value

  

Losses

 
                         

U.S. Treasury

 $4,012  $15  $-  $-  $4,012  $15 

U.S. government agencies

  12,254   42   5,183   39   17,437   81 

Taxable state and municipal

  1,495   6   4,711   278   6,206   284 

Tax-exempt state and municipal

  7,912   32   41,256   2,262   49,168   2,294 

U.S. government sponsored enterprise mortgage-backed

  4,958   18   10,604   229   15,562   247 

Corporate

  1,045   8   1,963   34   3,008   42 
                         

Total debt securities available-for-sale

 $31,676  $121  $63,717  $2,842  $95,393  $2,963 

 

At March 31, 2026, the $415 thousand unrealized loss (less than 12 months) was attributed to 120 different securities. The $3.16 million unrealized loss (12 months or more) was attributed to 147 securities. At December 31, 2025, the $121 thousand unrealized loss (less than 12 months) was attributed to 87 different securities. The $2.84 million unrealized loss (12 months or more) was attributed to 157 securities. None of the unrealized losses are individually significant. Management believes, based upon an evaluation of the issuers of the debt securities, that the unrealized losses on debt securities were the result of fluctuations in market interest rates subsequent to purchase and not a result of credit risk. Management has the intent and ability to hold investments and does not believe it will have to sell the securities until the earlier of maturity or market price recovery.

 

16

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The Company considers payment history, risk ratings from external parties, financial statements for municipal and corporate securities, public statements from issuers and other available credible published sources in evaluating credit risk. No credit risk was found and no Allowance for Credit Loss on securities available for sale was recorded as of  March 31, 2026 and December 31, 2025. The unrealized losses are attributed to noncredit-related factors, including changes in interest rates and other market conditions.

 

The Company did not sell or recognize any gain or loss for any securities for the three months ended March 31, 2026 and March 31, 2025.  

 

Securities with a carrying value of $138.02 million and $132.90 million at  March 31, 2026 and December 31, 2025, respectively, were pledged to secure public deposits and for other purposes as required by law.

 

As of  March 31, 2026 and December 31, 2025, the Company had $607 thousand and $613 thousand, respectively, in marketable equity securities recorded at fair value. The following is a summary of unrealized and realized gains and losses recognized in net income on marketable equity securities during the three months ended March 31, 2026 and 2025 (in thousands):

 

  

Three Months Ended March 31, 2026

  

Three Months Ended March 31, 2025

 

Net change in the unrealized (loss) gain recognized during the period on marketable equity securities

 $(5) $7 
         

Net (loss) gain recognized in net income during the period on marketable equity securities still held at the reporting date

 $(5) $7 

 

 

Restricted Investments in Bank and Other Stock

 

Restricted investments in bank stock represent required investments in the common stock of correspondent banks and consist of common stock of the Federal Home Loan Bank of Pittsburgh (FHLB) of $2.37 million and $2.44 million at  March 31, 2026 and December 31, 2025, respectively, and other correspondent banks of $45 thousand at  March 31, 2026 and December 31, 2025. Also included as of March 31, 2026 and December 31, 2025 is other restricted stock of $227 thousand.  As a member of the FHLB, the Bank is required to maintain an investment in FHLB stock based on mortgage loans, advances and other criteria. As no active market exists for this stock, it is carried at cost. All FHLB stock is pledged as collateral for FHLB advances. The Company evaluated its holding of FHLB stock for impairment and deemed the stock to not be impaired at  March 31, 2026 and  December 31, 2025. In making this determination, management concluded that recovery of total outstanding par value, which equals the carrying value, is expected. The decision was based upon review of financial information the FHLB has made publicly available.

 

 

17

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

4.         Loans and Other Real Estate Owned ("OREO")

 

Major categories of loans are summarized as follows as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

  

2026

  

2025

 
         

Commercial

 $148,733  $162,775 

Commercial real estate

  364,311   354,744 

Residential mortgage

  360,757   356,458 

Home equity

  32,655   32,745 

Consumer, other

  4,171   4,360 

Consumer, automobile

  7,351   8,155 
         
   917,978   919,237 

Less: net deferred loan fees

  (1,079)  (1,066)
         

Total loans net of deferred loan fees

  916,899   918,171 
         

Less: allowance for credit losses

  (9,755)  (9,904)
         

Net Loans

 $907,144  $908,267 

 

 

The Company has elected to exclude accrued interest from the amortized cost basis in its determination of the allowance for credit losses for loans, as well as elected the policy to write-off accrued interest receivable directly through the reversal of interest income. Accrued interest receivable totaled $2.67 million and $2.69 million at  March 31, 2026 and December 31, 2025, respectively, and is included in Accrued Interest Receivable on the Company’s Consolidated Balance Sheets.

 

An initial allowance for credit losses on non-PCD loans of $4.01 million was recorded through the provision for credit losses within the Consolidated Statements of Income. At the date of acquisition, of the $446.42 million of loans acquired from NUBC, $53.68 million, or 12.0%, of NUBC’s loan portfolio, was accounted for as PCD loans.

 

The following table provides details related to the fair value of acquired PCD loans as of August 1, 2025:

 

(Dollars in Thousands)

 

Par Value

  

Purchase (Premium) Discount

  

Allowance

  

Initial Purchase Price

  

Measurement Period Adjustments

  

Adjusted Purchase Price

 

Commercial

 $18,083  $(891) $423  $17,615  $-  $17,615 

Commercial Real Estate

  14,180   (860)  114   13,434   -   13,434 

Residential Mortgage

  20,073   (437)  178   19,814   -   19,814 

Home Equity

  1,077   48   7   1,132   1   1,133 

Consumer - Other

  263   (17)  3   249   -   249 

Total

 $53,676  $(2,157) $725  $52,244  $1  $52,245 

 

18

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 

The following table provides details related to the fair value of acquired Non-PCD loans as of August 1, 2025:

 

(Dollars in Thousands)

 

Par Value

  

Purchase (Premium) Discount

  

Initial Purchase Price

  

Measurement Period Adjustments

  

Adjusted Purchase Price

 

Commercial

 $67,002  $(4,645) $62,357  $-  $62,357 

Commercial Real Estate

  82,855   (4,944)  77,911   -   77,911 

Residential Mortgage

  209,109   (7,169)  201,940   -   201,940 

Home Equity

  28,180   (971)  27,209   103   27,312 

Consumer - Other

  5,599   (141)  5,458   -   5,458 

Total

 $392,745  $(17,870) $374,875  $103  $374,978 

 

Loans acquired in business combinations are recorded in the Consolidated Balance Sheets at fair value at the acquisition date under the acquisition method of accounting.  The principal balance of purchased loans is included in the allowance for credit losses calculation.  The remaining net discount on purchased loans at March 31, 2026 was $15.43 million.  The outstanding principal balance and the carrying amount at March 31, 2026 and December 31, 2025 of loans acquired in the business combination were as follows: 

 

  

March 31, 2026

 

(Dollars in Thousands)

 

Acquired Loans - PCD

  

Acquired Loans - Non-PCD

  

Acquired Loans - Total

 
             

Outstanding Principal Balance

 $51,673  $352,818  $404,491 
             

Carrying amount:

            

Commercial

  16,123   54,631   70,754 

Commercial Real Estate

  16,521   71,760   88,281 

Residential Mortgage

  18,053   183,037   201,090 

Home Equity

  35   25,222   25,257 

Consumer - Other

  -   3,678   3,678 
             

Total Acquired Loans

 $50,732  $338,328  $389,060 

 

  

December 31, 2025

 

(Dollars in Thousands)

 

Acquired Loans - PCD

  

Acquired Loans - Non-PCD

  

Acquired Loans - Total

 
             

Outstanding Principal Balance

 $53,158  $365,113  $418,271 
             

Carrying amount:

            

Commercial

  17,159   56,156   73,315 

Commercial Real Estate

  16,741   72,823   89,564 

Residential Mortgage

  18,105   189,920   208,025 

Home Equity

  36   26,261   26,297 

Consumer - Other

  -   4,291   4,291 
             

Total Acquired Loans

 $52,041  $349,451  $401,492 

 

Other Real Estate Owned

 

Foreclosed assets held for sale consist of real estate acquired in settlement of foreclosed loans and is initially recorded at fair value less estimated costs to sell at the time of transfer from loans to foreclosed, establishing a new cost basis. Subsequent to the transfer, foreclosed assets are carried at the lower of the adjusted cost or fair value less costs to sell. Additional write-downs are charged against operating expenses. Costs related to the acquisition and holding of foreclosed assets are charged to operations when incurred. The fair value of real estate acquired through foreclosure is generally determined by reference to an outside appraisal. The Company held one residential mortgage loan totaling $147 thousand as a foreclosed asset as of  March 31, 2026. The Company did not hold any foreclosed assets as of  December 31, 2025.  At  March 31, 2026 there were two commercial loans, two commercial real estate loans, twelve residential loans and one home equity loan totaling $5.92 million in the process of foreclosure.  There were two commercial loans, three commercial real estate loans, and fourteen residential loans totaling $5.50 million in the process of foreclosure as of December 31, 2025.  

 

Mortgage Servicing

 

The Company retains the servicing rights on certain mortgage loans sold to the FHLB and Fannie Mae and receives mortgage banking fee income based upon the principal balance outstanding. The mortgage servicing rights recorded as an asset are not material. Total loans serviced for the FHLB and Fannie Mae amounted to $156.73 million and $159.31 million at  March 31, 2026 and December 31, 2025, respectively. These mortgage loans sold and serviced by the Company are not reflected in the Company’s Consolidated Balance Sheets.

 

 

19

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

5.         Allowance for Credit Losses

 

Credit Quality Indicators

 

A Loan Risk Rating Grading System has been developed and is being utilized to categorize loans with similar characteristics. There are six (6) “Pass” Ratings and the standard “Classified” Watchlist Ratings. The loans are assessed based upon the information in the Loan Committee Package and a lender identified score. Further, any reassessment would be performed when the annual loan review is performed or when the loan account exhibits signs of financial difficulty or improvement. The definition of each Loan Risk Rating is outlined below:

 

Pass (Grades 1-6) – These loans are to customers with credit quality ranging from an acceptable to very high quality and are protected by the current net worth and paying capacity of the obligor or by the value of the underlying collateral.

 

Special Mention (Grade 7) – This loan grade is in accordance with regulatory guidance and includes loans where a potential weakness or risk exists, which could cause a more serious problem if not corrected.

 

Substandard (Grade 8) – This loan grade is in accordance with regulatory guidance and includes loans that have a well-defined weakness based on objective evidence and are characterized by the distinct possibility that the Company will sustain some loss if the deficiencies are not corrected.

 

Doubtful (Grade 9) – This loan grade is in accordance with regulatory guidance and includes loans that have all the weaknesses inherent in a substandard asset. In addition, these weaknesses make collection or liquidation in full highly questionable and improbable, based on existing circumstances.

 

Loss (Grade 10) – This loan grade is in accordance with regulatory guidance and includes loans that are considered uncollectible, or of such value that continuance as an asset is not warranted.

 

To help ensure that risk ratings are accurate and reflect the present and future capacity of borrowers to repay the loan as agreed, the Company’s loan rating process includes several layers of internal and external oversight. The Company’s loan officers are responsible for the timely and accurate risk rating of the loans in each of their portfolios at origination and on an ongoing basis under the supervision of management.  All commercial, agricultural and state and political relationships over $500,000 are reviewed annually to ensure the appropriateness of the loan grade. In addition, the Company engages an external consultant on an annual basis to: 1) review a minimum of 50% of the dollar volume of the commercial and agricultural loan portfolios, including 2) review of a sample of existing or new credit relationships with aggregate commitments greater than or equal to $1.0 million, 3) review a sample of loan relationships which are over 90 days past due, or classified Special Mention, Substandard, Doubtful, or Loss, 4) review a sample of borrowings extended to directors or executive officers, including any new borrowings made in the last year, and 5) review of other loans which management may deem appropriate.

 

20

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The following tables present the classes of the loan portfolio summarized by the aggregate pass rating and the classified ratings of special mention, substandard and doubtful within the Company's internal risk rating system as of  March 31, 2026 and  December 31, 2025 and gross year-to-date charge-offs for the respective periods (in thousands):

 

  

Term Loans by Year of Origination

 

March 31, 2026

 

2026

  

2025

  

2024

  

2023

  

2022

  

Prior

  

Revolving

  

Total

 
                                 

Commercial

                                

Pass

 $2,305  $4,777  $13,993  $6,699  $9,761  $49,783  $57,277  $144,595 

Special Mention

  -   -   47   371   9   400   298   1,125 

Substandard

  -   -   -   50   1,089   800   1,074   3,013 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Commercial – Total

  2,305   4,777   14,040   7,120   10,859   50,983   58,649   148,733 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Commercial Real Estate

                                

Pass

  4,468   70,259   51,524   37,748   50,944   120,731   21,216   356,890 

Special Mention

  -   -   -   290   558   -   10   858 

Substandard

  100   -   -   -   130   4,376   1,957   6,563 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Commercial Real Estate – Total

  4,568   70,259   51,524   38,038   51,632   125,107   23,183   364,311 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Residential Mortgage

                                

Pass

  11,562   57,650   40,232   32,044   51,710   158,855   3,727   355,780 

Special Mention

  -   -   485   86   -   1,200   -   1,771 

Substandard

  -   -   190   441   112   2,271   192   3,206 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Residential Mortgage – Total

  11,562   57,650   40,907   32,571   51,822   162,326   3,919   360,757 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Home Equity

                                

Pass

  1,019   4,660   4,042   2,488   2,458   9,526   8,357   32,550 

Special Mention

  -   -   25   -   -   31   -   56 

Substandard

  -   -   49   -   -   -   -   49 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Home Equity – Total

  1,019   4,660   4,116   2,488   2,458   9,557   8,357   32,655 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Consumer - Other

                                

Pass

  279   1,259   880   678   238   235   565   4,134 

Special Mention

  -   -   -   -   8   -   1   9 

Substandard

  -   -   2   3   2   -   -   7 

Doubtful

  -   -   -   21   -   -   -   21 

Loss

  -   -   -   -   -   -   -   - 
                                 

Consumer - Other – Total

  279   1,259   882   702   248   235   566   4,171 
                                 

Current Year Gross Charge-Offs

  -   -   3   -   -   -   -   3 
                                 

Consumer – Auto

                                

Pass

  451   2,422   1,989   1,403   842   135   -   7,242 

Special Mention

  -   -   32   31   -   6   -   69 

Substandard

  -   -   20   -   16   4   -   40 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Consumer - Auto – Total

  451   2,422   2,041   1,434   858   145   -   7,351 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   16   -   -   16 
                                 

Overall – Total

 $20,184  $141,027  $113,510  $82,353  $117,877  $348,353  $94,674  $917,978 
                                 

Current Year Gross Charge-Offs - Total

 $-  $-  $3  $-  $16  $-  $-  $19 

 

21

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

  

Term Loans by Year of Origination

 

December 31, 2025

 

2025

  

2024

  

2023

  

2022

  

2021

  

Prior

  

Revolving

  

Total

 
                                 

Commercial

                                

Pass

 $6,465  $15,341  $7,230  $10,202  $32,215  $30,547  $56,843  $158,843 

Special Mention

  -   50   405   9   -   418   894   1,776 

Substandard

  -   -   51   1,097   810   -   198   2,156 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Commercial – Total

  6,465   15,391   7,686   11,308   33,025   30,965   57,935   162,775 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Commercial Real Estate

                                

Pass

  66,917   56,133   40,313   52,213   48,425   65,335   18,246   347,582 

Special Mention

  -   -   290   561   -   2,650   9   3,510 

Substandard

  -   -   3   -   1,680   54   1,915   3,652 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Commercial Real Estate – Total

  66,917   56,133   40,606   52,774   50,105   68,039   20,170   354,744 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Residential Mortgage

                                

Pass

  57,081   39,475   34,327   53,524   47,866   116,275   3,742   352,290 

Special Mention

  -   264   156   -   99   2,733   -   3,252 

Substandard

  -   -   188   -   -   535   193   916 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Residential Mortgage – Total

  57,081   39,739   34,671   53,524   47,965   119,543   3,935   356,458 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Home Equity

                                

Pass

  4,997   4,217   2,543   2,363   2,371   7,155   9,043   32,689 

Special Mention

  -   25   -   -   -   31   -   56 

Substandard

  -   -   -   -   -   -   -   - 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Home Equity – Total

  4,997   4,242   2,543   2,363   2,371   7,186   9,043   32,745 
                                 

Current Year Gross Charge-Offs

  -   -   -   -   -   -   -   - 
                                 

Consumer - Other

                                

Pass

  1,477   1,019   753   274   69   179   554   4,325 

Special Mention

  -   1   2   10   -   -   1   14 

Substandard

  -   -   -   -   -   -   -   - 

Doubtful

  -   -   21   -   -   -   -   21 

Loss

  -   -   -   -   -   -   -   - 
                                 

Consumer - Other – Total

  1,477   1,020   776   284   69   179   555   4,360 
                                 

Current Year Gross Charge-Offs

  -   13   5   -   -   5   -   23 
                                 

Consumer – Auto

                                

Pass

  2,695   2,368   1,776   1,032   168   48   -   8,087 

Special Mention

  -   -   21   12   9   -   -   42 

Substandard

  -   -   -   22   4   -   -   26 

Doubtful

  -   -   -   -   -   -   -   - 

Loss

  -   -   -   -   -   -   -   - 
                                 

Consumer - Auto – Total

  2,695   2,368   1,797   1,066   181   48   -   8,155 
                                 

Current Year Gross Charge-Offs

  -   36   7   6   -   -   -   49 
                                 

Overall – Total

 $139,632  $118,893  $88,079  $121,319  $133,716  $225,960  $91,638  $919,237 
                                 

Current Year Gross Charge-Offs - Total

 $-  $49  $12  $6  $-  $5  $-  $72 

 

There were no revolving to term loans as of  March 31, 2026 and December 31, 2025.

 

22

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The performance and credit quality of the loan portfolio is also monitored by analyzing the age of the loans receivable as determined by the length of time a recorded payment is past due. The following tables present the classes of the loan portfolio summarized by past due and nonaccrual status as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

      

Greater

      

Total Past

         
      

than 90

      

Due and

      

Total

 
  

30-89 Days

  

Days and

  

Non-

  

Non-

      

Loans

 

March 31, 2026

 

Past Due (1)

  

Accruing

  

accrual

  

accrual

  

Current

  

Receivable

 
                         

Commercial

 $207  $-  $2,003  $2,210  $146,523  $148,733 

Commercial real estate

  1,078   -   2,267   3,345   360,966   364,311 

Residential mortgage

  2,512   -   2,918   5,430   355,327   360,757 

Home equity

  205   -   49   254   32,401   32,655 

Consumer, other

  73   -   11   84   4,087   4,171 

Consumer, automobile

  144   -   59   203   7,148   7,351 
                         

Total

 $4,219  $-  $7,307  $11,526  $906,452  $917,978 

 

(1) Excludes any non-accrual loans 30-89 days past due. 

 

      

Greater

      

Total Past

         
      

than 90

      

Due and

      

Total

 
  

30-89 Days

  

Days and

  

Non-

  

Non-

      

Loans

 

December 31, 2025

 

Past Due (1)

  

Accruing

  

accrual

  

accrual

  

Current

  

Receivable

 
                         

Commercial

 $597  $-  $1,646  $2,243  $160,532  $162,775 

Commercial real estate

  -   -   2,274   2,274   352,470   354,744 

Residential mortgage

  3,572   -   2,321   5,893   350,565   356,458 

Home equity

  180   -   15   195   32,550   32,745 

Consumer, other

  46   -   6   52   4,308   4,360 

Consumer, automobile

  202   -   42   244   7,911   8,155 
                         

Total

 $4,597  $-  $6,304  $10,901  $908,336  $919,237 

 

(1) Excludes any non-accrual loans 30-89 days past due. 

 

The following tables present nonaccrual loans, by loan class, as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

  

Nonaccruals

  

Nonaccruals

 
  

with No

  

with an

 
  

Allowance

  

Allowance

 
  

for Credit

  

for Credit

 

March 31, 2026

 

Losses

  

Losses

 
         

Commercial

 $1,229  $774 

Commercial real estate

  67   2,200 

Residential mortgage

  2,124   794 

Home equity

  49   - 

Consumer, other

  11   - 

Consumer, automobile

  59   - 
         

Total

 $3,539  $3,768 

 

23

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

  

Nonaccruals

  

Nonaccruals

 
  

with No

  

with an

 
  

Allowance

  

Allowance

 
  

for Credit

  

for Credit

 

December 31, 2025

 

Losses

  

Losses

 
         

Commercial

 $1,148  $498 

Commercial real estate

  74   2,200 

Residential mortgage

  1,727   594 

Home equity

  15   - 

Consumer, other

  6   - 

Consumer, automobile

  42   - 
         

Total

 $3,012  $3,292 

 

 

The following tables summarize the activity in the allowance for credit losses by loan class for the three months ended March 31, 2026 and 2025, and the year ended  December 31, 2025 and information in regard to the allowance for credit losses and the recorded investment in loans receivable by loan class as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

  

Beginning

          

Provisions

  

Ending

 

March 31, 2026

 

Balance

  

Charge-offs

  

Recoveries

  

(Credits)

  

Balance

 
                     

Commercial

 $3,320  $-  $1  $(210) $3,111 

Commercial real estate

  4,013   -   -   (22)  3,991 

Residential mortgage

  2,246   -   -   67   2,313 

Home equity

  180   -   -   1   181 

Consumer, other

  60   (3)  3   19   79 

Consumer, automobile

  85   (16)  -   11   80 
                     

Total

 $9,904  $(19) $4  $(134) $9,755 

 

  

Beginning

          

Provisions

  

Ending

 

March 31, 2025

 

Balance

  

Charge-offs

  

Recoveries

  

(Credits)

  

Balance

 
                     

Commercial

 $1,007  $-  $1  $125  $1,133 

Commercial real estate

  2,366   -   -   (71)  2,295 

Residential mortgage

  823   -   -   (7)  816 

Home equity

  83   -   -   (4)  79 

Consumer, other

  18   -   -   (4)  14 

Consumer, automobile

  82   -   1   2   85 

Unallocated

  -   -   -   29   29 
                     

Total

 $4,379  $-  $2  $70  $4,451 

 

      

Initial

          

Initial

         
  

Beginning

  

Provision for

          

Provision for

  

Provision

  

Ending

 

December 31, 2025

 

Balance

  

PCD Loans

  

Charge-Offs

  

Recoveries

  

Non-PCD Loans

  

(Credits)

  

Balance

 
                             

Commercial

 $1,007  $423  $-  $5  $1,311  $574  $3,320 

Commercial real estate

  2,366   114   -   -   975   558   4,013 

Residential mortgage

  823   178   -   -   1,466   (221)  2,246 

Home equity

  83   7   -   -   184   (94)  180 

Consumer, other

  18   3   (23)  4   73   (15)  60 

Consumer, automobile

  82   -   (49)  11   -   41   85 
                             

Total

 $4,379  $725  $(72) $20  $4,009  $843  $9,904 

 

24

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

  

Allowance for Credit Losses

  

Loans Receivable

 
  

Ending Balance March 31, 2026

  

Ending Balance March 31, 2026

 
  

Individually

  

Collectively

      

Individually

  

Collectively

     
  

Evaluated

  

Evaluated

  

Total

  

Evaluated

  

Evaluated

  

Total

 
                         

Commercial

 $506  $2,605  $3,111  $2,003  $146,730  $148,733 

Commercial real estate

  98   3,893   3,991   2,267   362,044   364,311 

Residential mortgage

  35   2,278   2,313   2,918   357,839   360,757 

Home equity

  -   181   181   49   32,606   32,655 

Consumer, other

  21   58   79   22   4,149   4,171 

Consumer, automobile

  -   80   80   -   7,351   7,351 
                         

Total

 $660  $9,095  $9,755  $7,259  $910,719  $917,978 

 

  

Allowance for Credit Losses

  

Loans Receivable

 
  

Ending Balance December 31, 2025

  

Ending Balance December 31, 2025

 
  

Individually

  

Collectively

      

Individually

  

Collectively

     
  

Evaluated

  

Evaluated

  

Total

  

Evaluated

  

Evaluated

  

Total

 

Commercial

 $498  $2,822  $3,320  $1,646  $161,129  $162,775 

Commercial real estate

  98   3,915   4,013   2,273   352,471   354,744 

Residential mortgage

  19   2,227   2,246   2,897   353,561   356,458 

Home equity

  -   180   180   15   32,730   32,745 

Consumer, other

  -   60   60   1   4,359   4,360 

Consumer, automobile

  -   85   85   -   8,155   8,155 
                         

Total

 $615  $9,289  $9,904  $6,832  $912,405  $919,237 

 

The Company individually evaluates loans for impairment when a loan meets the following criteria: credit risk rated substandard or doubtful and on non-accrual status, or a previously modified loan that is now past due 30 days or more. 

 

The Company has certain loans for which repayment is dependent upon the operation or sale of collateral when the borrower is experiencing financial difficulty. Under ASU 326, for collateral dependent loans, the Company has adopted the practical expedient to measure the allowance for credit losses based on the fair value of the collateral. The allowance for credit losses is calculated on an individual loan basis on the shortfall between the fair value of the loan's collateral, which is adjusted for liquidation costs, and amortized cost. If the fair value of the collateral exceeds the amortized cost, no allowance is required. The following table details the amortized costs of the collateral dependent loans as of  March 31, 2026 and  December 31, 2025 (in thousands):

 

  

Real Estate

  

Other

     

March 31, 2026

 

Collateral

  

Collateral

  

Total

 
             

Commercial

 $1,845  $158  $2,003 

Commercial real estate

  2,267   -   2,267 

Residential mortgage

  1,982   -   1,982 

Home equity

  49   -   49 

Consumer, other

  -   -   - 

Consumer, automobile

  -   -   - 
             

Total

 $6,143  $158  $6,301 

 

25

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

Modifications

 

In situations where a borrower is experiencing financial difficulty, management grants a concession to the borrower that it would not otherwise consider, and the modification results in a more than insignificant change in contractual cash flows, the related loan is subject to specific disclosure requirements.  Management strives to identify borrowers in financial difficulty early and work with them to modify their loans to more affordable terms before their loans reach nonaccrual status.  These modified terms may include rate reductions, principal forgiveness, payment forbearance and other actions intended to minimize the economic loss and to avoid foreclosure or repossession of the collateral. Occasionally, we may modify a loan by providing principal forgiveness. In some cases, we will modify a loan by providing multiple types, or combinations, of concessions.

 

The following table presents the amortized cost basis of loans at March 31, 2026 that were both experiencing financial difficulty and modified during the three months ended March 31, 2026. The percentage of amortized cost basis of loans that were modified to borrowers in financial distress as compared to the amortized cost basis of each financing receivable is also presented below.  All loan categories with modifications are included in the table below (in thousands):

 

                  

Combination

      

% of Total

 
                  

Term Extension

      

Class of

 
  

Principal

  

Payment

  

Term

  

Interest Rate

  

and Payment

      

Financing

 

March 31, 2026

 

Forgiveness

  

Delay

  

Extension

  

Reduction

  

Delay

  

Total

  

Receivable

 
                             

Commercial real estate

 $-  $-  $100  $-  $-  $100   0.0%
                             

Total

 $-  $-  $100  $-  $-  $100   0.0%

 

 

                  

Combination

      

% of Total

 
                  

Term Extension

      

Class of

 
  

Principal

  

Payment

  

Term

  

Interest Rate

  

and Payment

      

Financing

 

December 31, 2025

 

Forgiveness

  

Delay

  

Extension

  

Reduction

  

Delay

  

Total

  

Receivable

 
                             

Commercial

 $-  $-  $498  $-  $-  $498   0.3%
                             

Total

 $-  $-  $498  $-  $-  $498   0.1%

 

There were no commitments to lend additional funds under these modifications as of March 31, 2026. 

 

There were no loans to borrowers experiencing financial difficulty that were modified during the three months ended March 31, 2025

 

There were no loans to borrowers experiencing financial difficulty that defaulted during the three months ended March 31, 2026 and 2025 and were modified in the twelve months prior.   

 

26

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

Unfunded Commitments

 

The Company maintains an allowance for off-balance sheet credit exposures such as unfunded balances for existing lines of credit, commitments to extend future credit, as well as both standby and commercial letters of credit when there is a contractual obligation to extend credit and when this extension of credit is not unconditionally cancellable by the Company. The allowance for off-balance sheet credit exposures is adjusted as a provision for (or recovery of) credit losses and is included in provision for (recovery of) credit losses in the Consolidated Statements of Income. The estimate includes consideration of the likelihood that funding will occur, which is based on a historical funding study derived from internal information, and an estimate of expected credit losses on commitments expected to be funded over its estimated life, which are the same loss rates that are used in computing the allowance for loan credit losses. The allowance for credit losses for unfunded loan commitments of $717 thousand at  March 31, 2026 and December 31, 2025, respectively, is separately classified within Other Liabilities on the Consolidated Balance Sheets. The following tables present the balance and activity in the allowance for credit losses for unfunded loan commitments for the three months ended March 31, 2026 and 2025 (in thousands):

 

  

Allowance for

 
  

Credit Losses

 
  

Unfunded

 
  

Commitments

 

Beginning balance, December 31, 2025

 $717 

Provision for credit losses

  - 

Ending balance, March 31, 2026

 $717 

 

  

Allowance for

 
  

Credit Losses

 
  

Unfunded

 
  

Commitments

 

Beginning balance, December 31, 2024

 $377 

Provision for credit losses

  (63)

Ending balance, March 31, 2025

 $314 

 

 

6.          Intangible Assets – Core Deposit Intangible

 

The Company recorded a core deposit intangible asset in 2025 related to the deposit premium paid for the acquisition of NUBC’s subsidiary, Northumberland National Bank.  This intangible asset is being amortized on a sum of the years digits method over 10 years and has a net carrying value of $12.89 million as of March 31, 2026.  The recoverability of the carrying value is evaluated on an ongoing basis, and permanent declines in value, if any, are charged to expense.  Amortization of the core deposit intangible amounted to $666 thousand for the quarter ended March 31, 2026. 

 

The estimated amortization expense of the core deposit intangible over its remaining life is as follows:

 

In Thousands

    

2026

 $1,889 

2027

  2,288 

2028

  2,022 

2029

  1,755 

2030

  1,488 

Thereafter

  3,443 
     

Total

 $12,885 

 

27

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)
 
 

7.         Borrowings and Subordinated Debt

 

The Company maintains a borrowing agreement with the Federal Home Loan Bank ("FHLB") of Pittsburgh with an available funding capacity of approximately $453.89 million as of March 31, 2026. This agreement is subject to annual renewal, incurs no service charges, and is secured by FHLB stock and a blanket security agreement on outstanding residential mortgage loans.

 

FHLB advances consist of separate loans with the FHLB of Pittsburgh as of   March 31, 2026 and  December 31, 2025 as follows (dollars in thousands):

 

  

2026

  

2025

 
      

Weighted

      

Weighted

 
  

Amount

  

Average Rate

  

Amount

  

Average Rate

 
                 

FHLB fixed-rate advances maturing:

                

2026

 $3,500   4.31% $4,500   4.02%

2027

  500   1.19   500   1.19 

2028

  500   1.22   500   1.22 
                 

Total

 $4,500      $5,500     

 

Subordinated Debt

 

As part of the acquisition of NUBC, the Company acquired previously issued $10 million of subordinated debt. As of March 31, 2026 the balance was $9.98 million. The subordinated debt has a term of 10 years, maturing in June 2031, and a contractual fixed interest rate of 4.50% through June 30, 2026. The effective rate is 4.70%, which includes the amortization of issuance costs. Subsequent to June 30, 2026, the interest rate will be floating, based on the 90-day average Secured Overnight Financing Rate (“SOFR”) plus 382 basis points. Interest is paid semi-annually in June and December.

 

The Company may redeem or prepay any or all of the subordinated debt, in whole or in part, without premium or penalty, at any time on or after June 30, 2026, and prior to the maturity date at a price of 100% of the principal amount, plus interest accrued and unpaid to the date of redemption or prepayment.

 

 

28

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

8.         Benefits Plans

 

Section 401(k) Plan

 

The Company sponsors a contributory defined contribution Section 401(k) plan covering substantially all employees who have completed one year of service, have worked 1,000 hours and have attained age twenty-one. The plan permits employees to make pretax contributions which are matched by the Company up to four percent of the employee's compensation. The Company's contributions were $128 thousand and $46 thousand for the three months ended March 31, 2026 and 2025, respectively. Contributions made by the Company vest immediately.

 

Employee Stock Ownership Plan

 

The Company sponsors an Employee Stock Ownership Plan (ESOP) covering substantially all employees who have completed one year of service, have worked 1,000 hours and have attained age twenty-one. Contributions to the plan are permitted based upon management’s discretion. The Company did not make any contributions to the plan during the three months ended March 31, 2026 and 2025. Contributions made by the Company vest ratably beginning after the second year of service and are fully vested after an employee completes six years of service. The number of shares held by the plan were 161,126 at  March 31, 2026 and  December 31, 2025. All shares are allocated to participants.

 

In the event a terminated plan participant desires to sell his or her shares of the Company stock, or for certain employees who elect to diversify their account balances, the Company may be required to purchase the shares from the participant at their fair value. To the extent that shares of common stock held by the ESOP are not readily traded, a sponsor must reflect the maximum cash obligation related to those securities outside of stockholders’ equity.

 

Common stock held by ESOP

 

The Company classifies equity securities as temporary equity if those securities are redeemable at the option of the holder or upon the occurrence of an event not solely within the issuer's control. Thus, shares of common stock held by an ESOP, whether non-leveraged or leveraged, that are redeemable at the option of the participant must be classified within temporary equity and classified as Redeemable Common Stock Held By Employee Stock Ownership Plan. Changes in the value of the redeemable ESOP shares are recognized in the Maximum Cash Obligation Related to ESOP shares as a component of stockholders’ equity.

 

The Company’s maximum cash obligations related to these shares is classified outside stockholders’ equity because the shares are not readily traded and could be put to the Company for cash.

 

29

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

As of  March 31, 2026 and December 31, 2025, the shares held by the ESOP, fair value and maximum cash obligation were as follows:

 

As of

 

March 31, 2026

  

December 31, 2025

 
         

Shares held by the ESOP

  161,126   161,126 

Fair value per share

 $35.00  $28.55 

Maximum cash obligation

 $5,639,410  $4,600,147 

 

Deferred Directors' Compensation

 

The Company maintains deferred compensation plans with directors through which the payments of the directors' fees are deferred. The future liability of these agreements, which is payable in ten annual installments, was financed through the purchase of life insurance contracts.

 

The present value of the future liability of the plans at  March 31, 2026 and  December 31, 2025 was $932 thousand and $912 thousand, respectively, and is included in Other Liabilities in the Consolidated Balance Sheets. The related expenses amounted to $18 thousand and $20 thousand for  March 31, 2026 and March 31, 2025, respectively.

 

Supplemental Retirement Plans

 

The Company has an unfunded, non-qualified supplemental executive retirement plan (SERP) for certain key executives. The SERP is designed to provide certain executives, upon attaining age 65, with projected annual distributions. The liability of the SERP at  March 31, 2026 and  December 31, 2025 was $1.67 million and $1.64 million, respectively, and is included in Other Liabilities in the Consolidated Balance Sheets. The related expense amounted to $38 thousand and $43 thousand for the periods ended  March 31, 2026 and March 31, 2025, respectively. The Company offsets the cost of these plans through the purchase of bank-owned life insurance as noted below.

 

Bank Owned Life Insurance

 

The Company invests in bank owned life insurance (BOLI) as a source of funding for employee and director benefit expenses. BOLI involves the purchasing of life insurance by the Company on a chosen group of officers and directors. The Company is the owner and beneficiary of the policies. This life insurance investment is carried at the cash surrender value of the underlying policies. Income from the increase in the cash surrender value of the policies is included with noninterest income on the Consolidated Statements of Income. The policies can be liquidated, if necessary, with tax costs associated. However, the Company intends to hold these policies and accordingly, the Company has not provided for deferred income taxes on the earnings from the increase in cash surrender value.

 

The Company recognizes a liability for postretirement benefits provided through an endorsed split-dollar life insurance arrangement. The liability for post-retirement benefits under these arrangements was $1.44 million and $1.43 million at  March 31, 2026 and December 31, 2025, respectively, and is included in Other Liabilities on the Consolidated Balance Sheets. Expense in the three months ended March 31, 2026 and 2025 was $8 thousand and $11 thousand, respectively.

 

The Company holds bank-owned life insurance (BOLI) with a cash value of $28.39 million and $28.23 million at  March 31, 2026 and December 31, 2025, respectively. No additional split-dollar life insurance policies were added during the three months ended March 31, 2026 or the year-ended December 31, 2025. The Plan provides that the Company and the officers and directors share in the rights to the death benefits of bank owned split-dollar life insurance policies (the "BOLI Policies") and provides for additional compensation to the officers and directors, equal to any income tax consequences related to the Supplemental Plan until retirement. The amount of the BOLI Policies has been calculated so that the projected increases in their cash surrender value will substantially offset the Company's expense related to the Supplemental Retirement Plans. In addition, the BOLI Policies are intended to provide the directors with $100,000 of supplemental life insurance and the executive officers with supplemental life insurance equal to three times salary. Neither the insurance company nor the Company has guaranteed any minimum cash value.

 

30

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

9.         Regulatory Matters

 

Regulatory Capital Requirements

 

The Bank is subject to various regulatory capital requirements administered by the federal banking agencies. Failure to meet minimum capital requirements can initiate certain mandatory, and possibly additional discretionary actions by regulators that, if undertaken, could have a direct material effect on the consolidated financial statements. Under capital adequacy guidelines and the regulatory framework for prompt corrective action, the Bank must meet specific capital guidelines that involve quantitative measures of the Bank's assets, liabilities, and certain off-balance-sheet items as calculated under regulatory accounting practices. The Bank's capital amounts and classification are also subject to qualitative judgments by the regulators about components, risk weightings and other factors. The Company is exempt from consolidated capital requirements as those requirements do not apply to bank holding companies with consolidated assets under $3 billion.  

 

Prompt corrective action regulations provide five classifications: well capitalized, adequately capitalized, undercapitalized, significantly undercapitalized, and critically undercapitalized, although these terms are not used to represent overall financial condition. If a bank becomes undercapitalized, its regulator must take certain supervisory actions under prompt corrective action regulations, and such actions could have a direct material effect on the institution's financial statements. Generally, an institution is considered well capitalized if it has a leverage (Tier 1) ratio of 5.0% or greater, a common equity Tier 1 ratio of 6.5% or greater, a Tier 1 risk-based capital ratio of 8.0% or greater, and a total risk-based capital ratio of 10.0% or greater.

 

The federal banking agencies have developed a minimum Community Bank Leverage Ratio ("CBLR") (which represents a bank's tier 1 capital to average total consolidated assets) for financial institutions with assets of less than $10 billion and limited amounts of off-balance-sheet exposures and trading assets and liabilities. A “qualifying community bank” may elect to utilize the CBLR in lieu of the general applicable risk-based capital requirements under Basel III. If the community bank exceeds this ratio, it will be deemed to be in compliance with all other capital and leverage requirements, including the capital requirements to be considered “well capitalized” under Basel III. The federal banking agencies may consider a financial institution’s risk profile when evaluating whether it qualifies as a community bank for purposes of the capital ratio requirement. The federal banking agencies set the minimum CBLR at 9.00%. The Bank elected to be subject to the CBLR when it became effective on January 1, 2020, and has continued to use the Community Bank Leverage Ratio since that time.

 

Volatile earnings, along with other qualitative factors and changes to regulatory mandates, could significantly impact the Bank’s capital adequacy. The most recent notification from the FDIC categorized the Bank as “well capitalized” and there have been no conditions or events since that notification that management believes have changed the Bank’s categorization.

 

As of March 31, 2026 and December 31, 2025, the Bank's Community Bank Leverage Ratio was 8.94% and 8.56%, respectively, so it was deemed to be in compliance with all other capital and leverage requirements, including the capital requirements to be considered “well capitalized” under Prompt Corrective Action statutes. This is the second quarter that the Bank’s CBLR fell below the 9.00% minimum and thus is deemed to be in the CBLR grace period.

 

CBRL Grace Period

 

If an electing banking organization fails to satisfy one or more of the qualifying criteria but maintains a leverage ratio of greater than 8 percent, that banking organization would have a "grace period" of up to two quarters during which it could continue to use the community bank leverage ratio framework and be deemed to meet the "well capitalized" capital ratio requirements.  As long as the banking organization is able to return to compliance with all the qualifying criteria within two quarters, it continues to be deemed to meet the "well capitalized" ratio requirements and be in compliance with the generally applicable capital rule. 

 

31

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

A banking organization is required to comply with and report under the generally applicable capital rule and file the relevant regulatory reports if the banking organization (i) is unable to restore compliance with all qualifying criteria during the two-quarter grace period (including reporting a leverage ratio greater than 9 percent), (ii) has a leverage ratio of 8 percent or less, or (iii) ceases to satisfy the qualifying criteria due to consummation of a merger transaction.   

 

The Bank's actual capital amounts and ratios are as follows as of  March 31, 2026 and  December 31, 2025 (dollar in thousands):

 

          

To be Well Capitalized

 
          

under Prompt Corrective

 

March 31, 2026

 

Actual

  

Action Provisions (CBLR)

 
  

Amount

  

Ratio

  

Amount

  

Ratio

 
                 

Tier 1 (Core) Capital to average total assets Bank

 $111,717   8.94% $112,428   9.00%

 

          

To be Well Capitalized

 
          

under Prompt Corrective

 

December 31, 2025

 

Actual

  

Action Provisions (CBLR)

 
  

Amount

  

Ratio

  

Amount

  

Ratio

 
                 

Tier 1 (Core) Capital to average total assets Bank

 $106,045   8.56% $111,539   9.00%

 

 

 

10.         Fair Value Measurements

 

Fair value is defined as the exchange price that would be received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. The fair value measurements and disclosure topic specifies a hierarchy of valuation techniques based on whether the inputs to these valuation techniques are observable or unobservable. Observable inputs reflect market data obtained from independent sources, while unobservable inputs reflect the Company’s market assumptions. U.S. GAAP requires that valuation techniques maximize the use of observable inputs and minimize the use of unobservable inputs.

 

Fair Value Hierarchy

 

U.S. GAAP establishes a fair value hierarchy which prioritizes the valuation inputs into three broad levels. Based on the underlying inputs, each fair value measurement in its entirety is reported in one of the three levels. These levels are:

 

Level 1 - Valuation is based on quoted prices in active markets for identical assets and liabilities that the reporting entity has the ability to access at the measurement date. Level 1 assets and liabilities generally include debt and equity securities that are traded in an active exchange market. Valuations are obtained from readily available pricing sources for market transactions involving identical assets or liabilities.

 

Level 2 - Valuation is based on inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly. The valuation may be based on quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the asset or liability.

 

Level 3 - Valuation is based on unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities. Level 3 assets and liabilities include financial instruments whose value is determined using pricing models, discounted cash flow methodologies, or similar techniques, as well as instruments for which determination of fair value requires significant management judgment or estimation.

 

An asset or liability's categorization within the valuation hierarchy is based upon the lowest level of input that is significant to the fair value measurement.

 

32

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

Assets and Liabilities Measured at Fair Value on a Recurring Basis

 

The following describes the valuation techniques used by the Company to measure certain financial assets and liabilities recorded at fair value on a recurring basis in the financial statements:

 

Securities Available for Sale & Equity Securities

 

Debt securities available for sale and equity securities are recorded at fair value on a recurring basis. Fair value measurement is based upon quoted market prices, when available (Level 1). If quoted market prices are not available, fair values are measured utilizing independent valuation techniques of identical or similar securities for which significant assumptions are derived primarily from or corroborated by observable market data (Level 2). If the inputs used to provide the evaluation for certain securities are unobservable and/or there is little, if any, market activity then the security would fall to the lowest level of the hierarchy (Level 3).

 

The Company's investment portfolio is valued using fair value measurements that are considered to be Level 1 or Level 2. The Bank has contracted with a securities portfolio accounting service provider for valuation of its securities portfolio. Most security types are priced using the vendor’s internally developed pricing software, however, subscription pricing services may be used to supplement the internal pricing system. The software uses the discounted cash flow analysis based on the net present value of a security’s projected cash flow to arrive at fair market value. Generally, the methodology involves market quotes, current yields, proprietary models, as well as extensive quality control programs. Valuations for direct obligations of the U.S. Treasury, exchange listed stock and preferred stock are obtained from on-line real-time databases.

 

The vendor utilizes proprietary valuation matrices for valuing all municipal securities. The initial curves for determining the price, movement, and yield relationships within the municipal matrices are derived from industry benchmark curves or sourced from a municipal trading desk. The securities are further broken down according to issuer, credit support, state of issuance and rating to incorporate additional spreads to the industry benchmark curves.

 

33

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The following table presents the balances of financial assets measured at fair value on a recurring basis (in thousands):

 

      

Quoted Prices in

  

Significant

  

Significant

 
      

Active Markets for

  

Other Observable

  

Unobservable

 
      

Identical Assets

  

Inputs

  

Inputs

 

March 31, 2026

 

Total

  

(Level 1)

  

(Level 2)

  

(Level 3)

 
                 

Debt securities available-for-sale:

                

U.S. Treasury

 $6,442  $6,442  $-  $- 

U.S. government agencies

  43,857   -   43,857   - 

Taxable state and municipal

  32,228   -   32,228   - 

Tax-exempt state and municipal

  84,158   -   84,158   - 

U.S. government sponsored enterprise mortgage-backed

  50,988   -   50,988   - 

Corporate

  3,013   -   3,013   - 
                 

Total Debt Securities Available-for-Sale

 $220,686  $6,442  $214,244  $- 
                 
                 

Marketable equity securities

 $607  $607  $-  $- 

 

      

Quoted Prices in

  

Significant

  

Significant

 
      

Active Markets for

  

Other Observable

  

Unobservable

 
      

Identical Assets

  

Inputs

  

Inputs

 

December 31, 2025

 

Total

  

(Level 1)

  

(Level 2)

  

(Level 3)

 
                 

Debt securities available-for-sale:

                

U.S. Treasury

 $6,502  $6,502  $-  $- 

U.S. government agencies

  47,838   -   47,838   - 

Taxable state and municipal

  32,474   -   32,474   - 

Tax-exempt state and municipal

  85,753   -   85,753   - 

U.S. government sponsored enterprise mortgage-backed

  45,232   -   45,232   - 

Corporate

  3,008   -   3,008   - 
                 

Total Debt Securities Available-for-Sale

 $220,807  $6,502  $214,305  $- 
                 
                 

Marketable equity securities

 $613  $613  $-  $- 

 

34

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

Assets Measured at Fair Value on a Non-recurring Basis

 

Certain assets are measured at fair value on a nonrecurring basis in accordance with U.S. GAAP. Adjustments to the fair value of these assets usually result from the application of lower-of-cost-or-market accounting or write-downs of individual assets.

 

Loans Held for Sale

 

Loans held for sale are carried at the lower of cost of fair value.  These loans currently consist of one-to-four family residential loans originated for sale in the secondary market.  Fair value is based on the price secondary markets are currently offering for similar loans using observable market data which is not materially different than cost due to the short duration between origination and sale (Level 2).  As such, the Company records any fair value adjustments on a recurring basis.  No nonrecurring fair value adjustments were recorded on loans held for sale at  March 31, 2026 or December 31, 2025.  

 

Collateral Dependent Loans with an ACL

 

In accordance with ASC 326, the Company  may determine that an individual loan exhibits unique risk characteristics which differentiate it from other loans within our loan pools. In such cases, the loans are evaluated for expected credit losses on an individual basis and excluded from the collective evaluation. Specific allocations of the ACL are determined by analyzing the borrower's ability to repay amounts owed, collateral deficiencies, the relative risk grade of the loan and economic conditions affecting the borrower's industry, among other things. A loan is considered to be collateral dependent when, based upon management's assessment, the borrower is experiencing financial difficulty and repayment is expected to be provided substantially through the operation or sale of the collateral. In such cases, expected credit losses are based on the fair value of the collateral at the measurement date, adjusted for estimated selling costs if satisfaction of the loan depends on the sale of the collateral. The Company reevaluates the fair value of collateral supporting collateral dependent loans on a quarterly basis. The fair value of real estate collateral supporting collateral dependent loans is evaluated by appraisal services using a methodology that is consistent with the Uniform Standards of Professional Appraisal Practice. The Bank held ten collateral dependent loans totaling $3.64 million with an allowance at March 31, 2026. The Bank held eight collateral dependent loans totaling $3.29 million with an allowance at December 31, 2025.

 

Other Real Estate Owned

 

Other real estate owned (OREO) is measured at fair value less costs to sell. Valuation of OREO is determined using current appraisals from independent parties, a Level 2 input. If current appraisals cannot be obtained, or if declines in value are identified after a recent appraisal is received, appraisal values may be discounted, resulting in a Level 3 estimate. If the Company markets the property with a realtor, estimated selling costs reduce the fair value, resulting in a valuation based on Level 3 inputs. Fair value adjustments are recorded in the period incurred and expensed against current earnings. The Bank held no OREO at  December 31, 2025.  

 

The following table presents the Company's assets that were measured at fair value on a nonrecurring basis as of  March 31, 2026 and December 31, 2025(dollars in thousands).

 

      

Quoted Prices in

  

Significant

  

Significant

 
      

Active Markets for

  

Other Observable

  

Unobservable

 
      

Identical Assets

  

Inputs

  

Inputs

 

March 31, 2026

 

Total

  

(Level 1)

  

(Level 2)

  

(Level 3)

 
                 

Collateral Dependent, net

 $3,008  $-  $-  $3,008 
                 

OREO

 $147  $-  $-  $147 

 

      

Quoted Prices in

  

Significant

  

Significant

 
      

Active Markets for

  

Other Observable

  

Unobservable

 
      

Identical Assets

  

Inputs

  

Inputs

 

December 31, 2025

 

Total

  

(Level 1)

  

(Level 2)

  

(Level 3)

 
                 

Collateral Dependent, net

 $2,676  $-  $-  $2,676 

 

35

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

The following table presents additional quantitative information about assets measured at fair value on a nonrecurring basis and for which Level 3 inputs were utilized to determine fair value at  March 31, 2026 and December 31, 2025 (in thousands):

 

     

Valuation

Unobservable

 

Range

 

March 31, 2026

 

Fair Value

 

Technique

Input

 

(Weighted Average)

 
           

Collateral Dependent, net

 $3,008 

Appraisal of collateral

Appraisal adjustments

  20 - 50% (30)% 
      

Liquidation expenses

  0 - 10% (9)% 

OREO

 $147 

Appraisal of collateral

Appraisal adjustments

  59% (59)% 

 

     

Valuation

Unobservable

 

Range

 

December 31, 2025

 

Fair Value

 

Technique

Input

 

(Weighted Average)

 
           

Collateral Dependent, net

 $2,676 

Appraisal of collateral

Appraisal adjustments

  20 - 50% (31)% 
      

Liquidation expenses

  0 - 10% (9)% 

 

The Company had no financial liabilities measured at fair value on a nonrecurring basis as of  March 31, 2026 or December 31, 2025.

 

The following information should not be interpreted as an estimate of the fair value of the entire Company since the fair value calculation is only provided for a limited portion of the Company's assets and liabilities. Due to a wide range of valuation techniques and the degree of subjectivity used in making the estimates, comparisons between the Company's disclosures and those of other companies may not be meaningful. 

 

The estimated fair values (in thousands) of the Company's financial instruments were as follows at  March 31, 2026 and December 31, 2025.

 

  

Carrying

  

Fair

             

March 31, 2026

 

Value

  

Value

  

Level 1

  

Level 2

  

Level 3

 
                     

Financial assets:

                    

Cash and cash equivalents

 $57,372  $57,372  $57,372  $-  $- 

Interest-bearing time deposits

  5,185   5,152   -   5,152   - 

Debt securities available-for-sale

  220,686   220,686   6,442   214,244   - 

Marketable equity securities

  607   607   607   -   - 

Restricted investments in bank stock

  2,646   2,646   -   2,646   - 

Loans, net

  907,144   917,081   -   -   917,081 

Accrued interest receivable

  4,156   4,156   -   4,156   - 

Bank owned life insurance

  28,389   28,389   -   28,389   - 
                     

Financial liabilities:

                    

Deposits

  1,115,201   1,114,045   -   1,114,045   - 

Repurchase agreements

  1,966   1,966   -   1,966   - 

FHLB advances

  4,500   4,471   -   4,471   - 

Subordinated debt

  9,978   9,978   -   9,978   - 

Accrued interest payable

  1,707   1,707   -   1,707   - 
                     

 

36

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

  

Carrying

  

Fair

             

December 31, 2025

 

Value

  

Value

  

Level 1

  

Level 2

  

Level 3

 
                     

Financial assets:

                    

Cash and cash equivalents

 $49,010  $49,010  $49,010  $-  $- 

Interest-bearing time deposits

  5,923   5,938   -   5,938   - 

Debt securities available-for-sale

  220,807   220,807   6,502   214,305   - 

Marketable equity securities

  613   613   613   -   - 

Restricted investments in bank stock

  2,717   2,717   -   2,717   - 

Net loans

  908,267   893,392   -   -   893,392 

Accrued interest receivable

  4,039   4,039   -   4,039   - 

Bank owned life insurance

  28,233   28,233   -   28,233   - 
                     

Financial liabilities:

                    

Deposits

  1,110,774   1,109,528   -   1,109,528   - 

Repurchase agreements

  1,589   1,589   -   1,589   - 

FHLB advances

  5,500   5,486   -   5,486   - 

Subordinated debt

  9,892   9,892   -   9,892   - 

Accrued interest payable

  1,969   1,969   -   1,969   - 
                     

 

 

11.         Earnings Per Share

 

Earnings Per Share

 

The Company does not have any common stock equivalents and, therefore, basic earnings per share, which represents net income divided by the weighted average shares outstanding during the period is the same as diluted earnings per share. ESOP shares are considered outstanding for this calculation unless unearned.

 

  

Three Months Ended March 31,

 

(In thousands, except per share amounts)

 

2026

  

2025

 
         

Net income attributable to common stock

 $4,878  $1,806 
         

Denominator:

        

Weighted average common shares outstanding (basic)

  3,405,061   1,858,536 

Weighted average common shares outstanding (diluted)

  3,405,061   1,858,536 
         

Earnings per share:

        

Basic

 $1.43  $0.97 

Diluted

 $1.43  $0.97 

 

37

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 
 

12.         Accumulated Other Comprehensive (Loss) Income

 

The following tables provide information about components of accumulated other comprehensive income (loss) as of the dates indicated: 

 

 

  

Net Unrealized Loss on Securities

  

Accumulated Other Comprehensive Loss

 

Balance at December 31, 2024

 $(4,424) $(4,424)

Unrealized holding gain on available for sale securities, net of tax $170

  642   642 

Balance at March 31, 2025

 $(3,782) $(3,782)
         

Balance at December 31, 2025

 $(1,144) $(1,144)

Unrealized holding loss on available for sale securities, net of tax ($301)

  (1,131)  (1,131)

Balance at March 31, 2026

 $(2,275) $(2,275)

 

 

13.        Revenue Recognition

 

All the revenue from contracts with customers, within the scope of ASC 606 is recognized in Noninterest Income. The following table presents the Company’s sources of Noninterest Income for the three months ended March 31, 2026 and 2025, respectively. Items outside the scope of ASC 606 are noted as such.

 

  

Three Months ended March 31,

 
  

2026

  

2025

 

Noninterest Income

        

Service charges on deposit accounts

 $274  $131 

ATM fees and debit card income

  443   183 

Mortgage banking revenue

  172   42 

Trust income

  351   - 

Investment fee income

  83   48 

Gain on sale of premises *

  -   52 

Net marketable equity security (losses) gains *

  (5)  7 

Earnings on bank owned life insurance *

  156   63 

Other *

  93   59 
         

Total Noninterest Income

 $1,567  $585 

 

Not within the scope of ASC 606

 

Sources of revenue for the Company which fall within the scope of ASC 606 are described as follows:

 

 

Service Charges on Deposit Accounts – The Bank earns fees from its deposit customers for various services, including transaction-based services and periodic account maintenance. Transaction based services include, but are not limited to, stop payment fees, overdraft fees, check cashing fees, wire transfer fees, and early withdrawal penalties. Maintenance fees include account maintenance fees, minimum balance fees, and monthly service charge. Transaction based fees are only recognized when the transaction is complete, and maintenance fees are recognized when the period of the obligation is complete. These fees are included in service charges on deposit accounts on the Consolidated Statements of Income

 

38

Steele Bancorp, Inc. and Subsidiary
 
Notes to Consolidated Financial Statements
(Unaudited)

 

 

ATM Fees and Debit Card Income – The Bank provides electronic funds transfer processing services for the debit cards it offers to its customers. The Bank earns interchange fees from each cardholder transaction conducted through various networks. The fees are transaction based and are earned when the transaction is complete. ATM service charges are earned when non customers use Bank ATMs. These fees are recognized when the transaction is complete. These fees are recognized in ATM fees and debit card income on the Consolidated Statements of Income. 

 

 

Mortgage Banking Revenue – The Bank recognizes revenue from the sale and servicing of loans to third parties. These gains/losses are included in Mortgage banking revenue on the Consolidated Statements of Income. 

 

 

Trust Income - The Trust department receives fees for providing trust related services including Investment Management, Security Custody, and Other Trust Services. These fees are based upon the value of assets under management and are assessed using a tiered rate schedule. Fees are recognized on a monthly basis when the service obligation is complete. These fees are recognized in trust services income on the Consolidated Statement of Income. The trust department provides estate settlement services. These fees are based on the estimated fair value of the estate according to a tiered rate schedule. Each estate is unique in the nature, size, and complexity, and may include many tasks or milestones to complete. Fees are recognized in proportion to the number of milestones completed which is a judgement made by the trust management team. These fees are included in trust income on the Consolidated Statements of Income.

 

 

Investment Fee Income - Investment fee income is primarily comprised of fees earned from the management of customer investment portfolios and commissions on transactions.  Commissions on transactions are recognized on a trade-date basis as the performance obligation is satisfied at the point in time in which the trade is processed.  These fees are included in investment fee income on the Consolidated Statements of Income. 

 

39

  
 

 

Item 2. MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF STEELE BANCORP, INC.

 

 

Management’s Discussion and Analysis of Financial Condition and Results of Operations, or MD&A, represents an overview of the financial condition and results of operations of Steele Bancorp, Inc. (the Bancorp). Please refer to the financial statements and other information in this report as well as the Company's 2025 Form 10-K for an understanding of the following discussion and analysis.  

 

Subsequent events have been considered through the date of this filing on Form 10-Q.

 

The Bancorp is a bank holding company that, through its sole subsidiary Central Penn Bank & Trust (“the Bank”), (collectively, the "Company"), provides full-service banking to individual, municipality and corporate customers. The Bank operates thirteen offices spanning the counties of Union, Snyder, Northumberland and Centre in Northcentral Pennsylvania. Gathering deposits and making loans are the major lines of business. The deposits are mainly deposits of individuals and small businesses and include various types of checking accounts, statement savings, money market accounts, interest checking accounts, individual retirement accounts, and certificates of deposit. Milestone Insurance Services, LLC (Milestone) was formed in 2003 and is a wholly owned subsidiary of the Bank. Milestone is licensed to sell title insurance. The Company is supervised by the Board of Governors of the Federal Reserve System while the Bank is subject to regulation and supervision by the Federal Deposit Insurance Corporation and the Pennsylvania Department of Banking and Securities.

 

The Company’s core strategy is to further its mission of being an independent bank which strives to be the community bank that bridges communities and builds your future by providing quality financial services to its customers, a rewarding work environment for its employees, exceptional long-term value for its shareholders and an unwavering commitment to community reinvestment.

 

The Company’s revenues consist primarily of interest income it earns on loans and investments. Interest income is partially offset by interest expense incurred on deposits, borrowings and other interest-bearing liabilities. Net interest income is affected by the balances of interest-earning assets and interest-bearing liabilities and their relative interest rates. Net interest income is typically further reduced by the Company’s provision for credit losses.

 

Non-interest income also contributes to the Company’s operating results, consisting of service charges and fees, interchange fees, brokerage, and gains and losses on the sales of securities and loans. Non-interest expenses, which include salaries and employee benefits, occupancy and equipment costs, data processing, professional services, advertising and other general and administrative expenses, are the Company’s primary expenditures incurred as a result of the Company’s operations.

 

Financial institutions like the Company are significantly affected by economic conditions, competition, and the monetary and fiscal policies of the federal government. Lending activities are influenced by the demand for and supply of housing and commercial real estate, competition among lenders, interest rate conditions, and funds availability. The Company’s operations and lending are concentrated in Northcentral Pennsylvania in Union, Snyder, Northumberland, and Centre Counties, and the Company’s operations are influenced by local economic conditions. Deposit balances and cost of funds are influenced by prevailing market rates on competing investments, customer preferences, and levels of personal income and savings in the Company’s primary market area. Operations are also significantly impacted by government policies and actions of regulatory authorities. Future changes in applicable law, regulations or government policies may materially impact the Company.

 

To operate successfully, the Company must manage various types of risk, including but not limited to: interest rate risk, credit risk, liquidity risk, operational and information technology risk, reputation risk, and compliance risk.

 

Cautionary Note Regarding Forward Looking Statements

 

This quarterly report on Form 10-Q contains forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995. Forward -looking statements are not statements of current or historical fact and involve substantial risks and uncertainties. Words such as “anticipates,” “believes,” estimates,” “expects,” “forecasts,” “intends,” “plans,” “projects,” “may,” “will,” “should” and other similar expressions can be used to identify forward-looking statements. Such statements are subject to factors that could cause actual results to differ materially from anticipated results. Among the risks and uncertainties that could cause actual results to differ from those described in the forward-looking statements include, but are not limited to the following: costs or difficulties associated with newly developed or acquired operations; changes in consumer demand for financial services; our ability to control costs and expenses; adverse developments in borrower industries and, in particular, declines in real estate values; changes in and compliance with federal and state laws that regulate our business and capital levels; our ability to raise capital as needed; and the other factors discussed in other reports the Company may file with the U.S. Securities and Exchange Commission (the “SEC”) . We do not undertake and specifically disclaim any obligation to publicly revise any forward-looking statements to reflect the occurrence of anticipated or unanticipated events or circumstances after the date of such statements, except as required by law. Accordingly, readers should not place undue reliance on forward-looking statements.

 

40

 

Market Conditions

 

The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America (“U.S. GAAP”) requires management to measure the Company’s financial position and operating results primarily in terms of historic dollars. Changes in the relative value of money due to inflation or recession are generally not considered. The primary effect of inflation on the Company’s operations is related to increases in operating expenses. Management considers changes in interest rates to impact our financial condition and results of operations to a far greater degree than changes in prices due to inflation. Although interest rates are influenced by changes in the inflation rate, they do not necessarily change at the same rate or in the same magnitude as the inflation rate. The Company manages interest rate risk in several ways. There can be no assurance that the Company will not be materially adversely affected by future changes in interest rates, as interest rates are highly sensitive to many factors that are beyond its control. Additionally, inflation may adversely impact the financial condition of the Company’s borrowers and could impact their ability to repay their loans, which could negatively affect the Company’s asset quality through higher delinquency rates and increased charge-offs. Management carefully considers the impact of inflation and rising interest rates on the Company's borrowers in managing credit risk related to the loan portfolio.

 

Critical Accounting Policies

 

Critical accounting policies are most important to the portrayal of the Company's financial condition or results of operations and require management's most difficult, subjective, and complex judgements about matters that are inherently uncertain.  If conditions occur that differ from our assumptions, depending upon the severity of such differences, the Company's financial condition or results of operations may be materially impacted.  The Company has designated the governing of the allowance for credit losses on loans and the fair value of loans acquired in a business combination as the critical accounting policies.  The Company evaluates its critical accounting estimates and assumptions on an ongoing basis and updates them as needed.  The Company provides additional information on its critical accounting policies and estimates under "Management's Discussion and Analysis of Financial Condition and Results of Operations" and in Note 1 "Summary of Significant Accounting Policies" in its 2025 Form 10-K. 

 

Non-GAAP Financial Measures

 

This report refers to certain financial measures that are computed under a basis other than GAAP ("non-GAAP").  The Company uses certain non-GAAP financial measures, including tax-equivalent net interest income and efficiency ratio, to provide meaningful supplemental information regarding the Company's operational performance and to enhance investors' overall understanding of such financial performance.  The methodology for determining these non-GAAP measures may differ among companies.  Non-GAAP measures are supplemental and not a substitute for, or more important than, financial measures prepared in accordance with GAAP, nor are they necessarily comparable to non-GAAP performance measures which may be presented by other companies.  

 

Merger with Northumberland Bancorp

 

The Company's merger with Northumberland Bancorp ("NUBC") was completed on August 1, 2025. NUBC was a Pennsylvania corporation that conducted its business primarily through its wholly owned subsidiary The Northumberland National Bank, which operated from a main office in Northumberland, Pennsylvania, and had six branches throughout Central Pennsylvania. NUBC's results are included in our financial statements from the acquisition date forward, impacting comparisons to the prior year first quarter.  

 

At the effective time of the merger, NUBC’s shareholders received a fixed exchange ratio of 1.185 shares of the Company’s common stock for each NUBC common share they owned, except to the extent of cash received for fractional shares at $24.30 per share. Total purchase consideration was $40.45 million, including common stock with a fair value of $40.22 million and cash of $3 thousand paid for fractional shares, and cost of dissenter's shares of $229 thousand. Holders of NUBC common stock prior to the consummation of the merger held approximately 45.4% of the Corporation’s common stock outstanding immediately following the merger.

 

41

 

Performance Summary

 

The following table presents the Company's key ratios and other performance data quarter-to-date as of the periods indicated.   

 

 

($ in thousands, except per share data)

 

March 31, 2026

   

December 31, 2025

   

March 31, 2025

 
                         

Operating Highlights:

                       

Net income

  $ 4,878     $ 5,585     $ 1,806  

Net interest income

    12,210       12,254       4,742  

(Recovery of) provision for credit losses

    (134 )     801       7  

Bargain purchase gain

    -       477       -  

Noninterest income

    1,567       2,476       585  

Noninterest expense

    7,992       8,516       3,095  
                         

Balance Sheet Highlights:

                       

Total assets

  $ 1,268,765     $ 1,261,457     $ 607,899  

Loans, net

    907,144       908,267       444,997  

Core deposit intangible, net

    12,885       13,551       -  

Total deposits

                       

Noninterest-bearing

    224,642       221,306       77,570  
                         

Savings

    164,834       164,133       70,981  

NOW

    260,341       268,818       187,746  

Money Market

    113,566       107,050       33,794  

Time Deposits

    351,818       349,467       136,349  

Total interest-bearing deposits

    890,559       889,468       428,870  
                         

Core deposits (1)

    763,383       761,307       370,091  
                         

Selected Ratios:

                       

Fully tax-equivalent net interest margin (Non-GAAP)

    4.21 %     4.32 %     3.38 %

Annualized return on average assets

    1.56 %     1.77 %     1.20 %

Annualized return on average equity

    16.31 %     18.60 %     12.66 %
                         

Capital Ratios - Central Penn Bank & Trust:

                       

Leverage ratio

    8.94 %     8.56 %     9.79 %
                         

Per Share Data:

                       

Earnings per share

  $ 1.43     $ 1.64     $ 0.97  

Dividend declared per share

    -       0.75       -  

Book Value

    35.87       34.77       31.40  

Common stock price:

                       

Last trade

    35.00       28.55       24.00  

Weighted average common shares

    3,405,061       3,405,061       1,858,536  
                         

Allowance for Loan Credit Losses:

                       

Beginning balance

  $ 9,904     $ 9,512     $ 4,379  

(Recovery of) provision for credit losses

    (134 )     361       70  

Charge-Offs

    (19 )     -       -  

Recoveries

    4       31       2  

Ending balance

  $ 9,755     $ 9,904     $ 4,451  

 

(1) Core deposits are defined as total deposits less time deposits. 

 

 

42

 

Comparison of Financial Condition at March 31, 2026 and December 31, 2025

 

Total assets at March 31, 2026, were $1.27 billion, an increase of $7.31 million, or 0.6 percent from $1.26 billion at December 31, 2025.  The increase in total assets was primarily due to the increase in interest-bearing demand deposits of $14.64 million.

 

Total average assets increased 1.12 percent from $1.25 billion at December 31, 2025 to $1.27 billion at March 31, 2026.  Average earning assets were $1.15 billion at December 31, 2025 and $1.20 billion at March 31, 2026. Average interest-bearing liabilities were $895.90 million at December 31, 2025 and $909.64 million at March 31, 2026.

 

Cash and cash equivalents increased $8.36 million or 17.1 percent from $49.01 million at December 31, 2025 to $57.37 million at March 31, 2026. The increase is primarily related to increased interest-bearing demand deposits.  

 

Loans decreased $1.27 million to $916.90 million at March 31, 2026 from $918.17 million at December 31, 2025. 

 

Interest bearing deposits increased  $1.09 million to $890.56 million at March 31, 2026 from $889.47 million at December 31, 2025. Noninterest-bearing deposits increased 1.5 percent, or $3.34 million from $221.31 million at December 31, 2025 to $224.64 million at March 31, 2026. 

 

Total stockholders' equity increased by $3.75 million, or 3.2 percent, from $118.40 million at December 31, 2025, to $122.15 million at March 31, 2026. Accumulated other comprehensive loss increased from $1.14 million as of December 31, 2025 to $2.28 million as of March 31, 2026.

 

The loan-to-deposit ratio is a key measurement of liquidity and lending efficiency. Our loan-to-deposit ratio was 82.2% as of March 31, 2026 compared to 82.7% at December 31, 2025. The Company continues to have an optimal loan-to-deposit ratio, which indicates profitability and liquidity are balanced, the Company is able to earn interest on loans while maintaining sufficient funds to meet withdrawal demands.  

 

Management believes that the asset/liability mix and the interest rate risk associated with the balance sheet are within manageable parameters. Constant monitoring using asset/liability reports and interest rate risk scenarios are in place along with quarterly asset/liability management meetings on the committee level by the Company’s Board of Directors.

 

Investment Securities

 

Debt Securities Available for Sale

 

Debt securities available-for-sale decreased by $121 thousand to $220.69 million at March 31, 2026 from $220.81 million at December 31, 2025. Within the portfolio U.S. government agencies decreased $3.98 million, U.S. government sponsored enterprise mortgage-backed securities increased $5.76 million, tax exempt state and municipal bonds decreased $1.60 million, and taxable state and municipal securities decreased $246 thousand. Gross unrealized losses increased from $2.96 million as of December 31, 2025 to $3.57 million as of March 31, 2026. The fair value of these securities was influenced by market interest rates, prepayment speeds on mortgage securities, bid to offer spreads in the market place and credit premiums for the various types of agency debt. 

 

The following tables summarize the maturity distribution and yields of available-for-sale securities as of March 31, 2026 and December 31, 2025:

 

As of March 31, 2026

 

Due in one year or less

   

Due after 1 through 5 years

   

Due after 5 through 10 years

   

Due after 10 years

   

Total

 

Securities available for sale:

                                       

U.S. Treasury

    4.68 %     3.70 %     - %     - %     3.86 %

U.S. Government Agencies

    3.97 %     4.19 %     4.43 %     4.48 %     4.15 %

Taxable state and municipal

    3.57 %     3.93 %     4.30 %     - %     3.95 %

U.S. government sponsored enterprise mortgage-backed

    3.00 %     4.16 %     4.44 %     5.06 %     3.98 %

Corporate

    1.36 %     2.18 %     7.13 %     - %     3.48 %

Total taxable

    3.49 %     4.07 %     4.53 %     4.62 %     4.01 %
                                         

Tax exempt state and municipal (1)

    2.86 %     3.58 %     3.17 %     2.98 %     3.37 %
                                         

Total

    3.37 %     3.89 %     3.73 %     3.94 %     3.77 %

 

 

(1)

Yields on tax-exempt securities have been computed on a tax-equivalent basis using a federal tax rate of 21%.

 

43

 

As of December 31, 2025

 

Due in one year or less

   

Due after 1 through 5 years

   

Due after 5 through 10 years

   

Due after 10 years

   

Total

 

Securities available for sale:

                                       

U.S. Treasury

    4.68 %     3.70 %     - %     - %     3.86 %

U.S. Government Agencies

    3.73 %     4.35 %     4.90 %     4.94 %     4.24 %

Taxable state and municipal

    3.66 %     3.93 %     4.32 %     - %     3.96 %

U.S. government sponsored enterprise mortgage-backed

    3.34 %     4.17 %     4.58 %     4.96 %     4.04 %

Corporate

    1.11 %     2.02 %     7.10 %     - %     3.48 %

Total taxable

    3.53 %     4.12 %     4.71 %     4.94 %     4.07 %
                                         

Tax exempt state and municipal (1)

    2.65 %     3.54 %     3.25 %     2.99 %     3.36 %
                                         

Total

    3.38 %     3.91 %     3.77 %     4.02 %     3.79 %

 

 

(1)

Yields on tax-exempt securities have been computed on a tax-equivalent basis using a federal tax rate of 21%.

 

Loans

 

Gross loans receivable decreased $1.26 million from $919.24 million at December 31, 2025 to $917.98 million at March 31, 2026.  Other construction and land development loans decreased $14.37 million due to construction phases ending and loans converting to commercial mortgages.  The percentage change and distribution of the loan portfolio is shown in the table below:

 

($ In Thousands)

                 

Change

 
   

2026

   

2025

   

Amount

   

%

 

Commercial

  $ 148,733     $ 162,775     $ (14,042 )     (8.6 )%

Commercial real estate:

                               

Commercial mortgages

    246,235       226,465       19,770       8.7  

Other construction and land development loans

    23,737       38,102       (14,365 )     (37.7 )

Secured by farmland

    94,339       90,177       4,162       4.6  

Residential mortgage:

                               

Multifamily

    15,884       13,858       2,026       14.6  

1-4 family residential mortgages

    340,630       339,000       1,630       0.5  

Construction

    4,243       3,600       643       17.9  

Home Equity

    32,655       32,745       (90 )     (0.3 )

Consumer, other

    4,171       4,360       (189 )     (4.3 )

Consumer, automobile

    7,351       8,155       (804 )     (9.9 )

Gross loans

  $ 917,978     $ 919,237     $ (1,259 )     (0.1 )%

 

44

 

Allowance for Credit Losses on Loans ("ACLL")

 

The allowance for credit losses was $9.76 million at March 31, 2026, compared to $9.90 million at December 31, 2025. This allowance equaled 1.06 percent and 1.08 percent of total loans, net of unearned income, as of March 31, 2026 and December 31, 2025, respectively. The Company's recovery of credit losses for the first quarter of 2026 was $134 thousand. The credit loss reserve is analyzed quarterly and reviewed by the Company’s Board of Directors. No concentration or apparent deterioration in classes of loans or pledged collateral was evident. Regular loan meetings with the Company’s Board of Directors are held to review new loans. Delinquent loans, loan exceptions and certain large loans are addressed by the full Board no less than monthly to determine compliance with policies. Allowance for credit losses was considered adequate based on delinquency trends and actual loans written off as it relates to the loan portfolio.

 

Individually Evaluated Loans

 

Individually evaluated loans were $7.26 million as of March 31, 2026, an increase from $6.83 million as of December 31, 2025.  As of March 31, 2026, there was a required reserve of $660 thousand for individually evaluated loans, as compared to the reserve of $615 thousand at December 31, 2025.  Please see Note 5 within the Company’s Notes to the Consolidated Financial Statements for more information regarding the Company’s loan portfolio as of March 31, 2026 and December 31, 2025.

 

Collectively Evaluated Loans

 

Collectively evaluated loans totaled $910.72 million, with an ACL of $9.10 million as of March 31, 2026 and $912.41 million with an ACL of $9.29 million as of December 31, 2025.

 

Collectively evaluated loans are divided into pools based upon risk characteristics, management has elected to use the FDIC call report loan codes to group loans.  Utilizing a discounted cash flow (DCF) model, the Company calculates the sum of expected losses via a gross loss rate and recovery rate assumption based on call report loan codes to determine its allowance for credit losses.  Management has elected to perform cash flow modeling without the present value component due to lack of loan loss history and simplification of the model.  Call report loan codes are allocated additional loss estimates based upon Management’s analysis of qualitative factors including changes in lending policies, procedures, and strategies, economic conditions, changes in nature and volume of portfolio, credit and lending staff, changes in delinquencies, changes in quality of the loan review system, trends in underlying collateral, concentration risk, and external factors. 

 

The allowance for collectively evaluated loans decreased $194 thousand when compared to December 31, 2025 primarily due to the decrease in loan balances. 

 

Conclusion

 

Based upon the calculation, management’s current judgements about the credit quality of the loan portfolio, and after considering all known relevant internal and external factors that affect loan collectability, management believes the level of ACLL is reasonable for the credit risk in the loan portfolio as of March 31, 2026 and December 31, 2025. 

 

45

 

Deposits

 

The average balance and average rate paid on deposits year-to-date for the periods ending March 31, 2026 and December 31, 2025 are summarized as follows: 

 

   

March 31, 2026

 

December 31, 2025

 

Change

 
    Average     Average     Average     Average     Amount    

%

 

($ In Thousands)

 

Balance

   

Rate

   

Balance

   

Rate

             

Non-interest bearing

  $ 218,344       %   $ 141,121       %   $ 77,223       54.7 %

Savings

    162,202       0.20       106,177       0.19       56,025       52.8  

Now deposits

    268,286       1.89       220,181       1.83       48,105       21.8  

Money market deposits

    109,897       1.13       64,636       1.16       45,261       70.0  

Time deposits

    351,467       3.64       224,389       3.91       127,078       56.6  

Total deposits

  $ 1,110,196       2.17 %   $ 756,504       2.23 %   $ 353,692       46.8 %

 

46

 

Borrowed Funds

 

The average balance of borrowed funds decreased $13.17 million to $17.79 million as of March 31, 2026 from $30.96 million as of December 31, 2025 due primarily to the following:

 

 

Federal Home Loan Bank Advances average balance decreased $19.78 million to $5.34 million in 2026 from $25.12 million in 2025 due to borrowing payoffs post-merger.  

  Subordinated Debt average balance increased $5.85 million to $10.02 million in 2026 from $4.18 million in 2025. 

 

Total borrowed funds consisted of the following year-to-date at March 31, 2026 and December 31, 2025: 

 

   

March 31, 2026

 
   

Ending

   

Average

   

Average Rate

 

($ In Thousands)

 

Balance

   

Balance

   

At Quarter End

 

Securities sold under agreements to repurchase

  $ 1,966     $ 2,428       3.67 %

Federal Home Loan Bank Advances

    4,500       5,339       3.65 %

Subordinated Debt

    9,978       10,024       4.50 %

Total Borrowed Funds

  $ 16,444     $ 17,791       4.15 %

 

 

   

December 31, 2025

 
   

Ending

   

Average

   

Average Rate

 

($ In Thousands)

 

Balance

   

Balance

   

At Year End

 

Securities sold under agreements to repurchase

  $ 1,589     $ 1,653       4.42 %

Federal funds purchased

    -       14       7.14 %

Federal Home Loan Bank Advances

    5,500       25,117       4.58 %

Subordinated Debt

    9,892       4,178       4.50 %

Total Borrowed Funds

  $ 16,981     $ 30,962       4.56 %

 

See Note 7 within the Company’s Notes to the Consolidated Financial Statements for more information regarding the Company’s borrowed funds as of March 31, 2026 and December 31, 2025.

 

Stockholders Equity and Capital Adequacy

 

Details concerning capital ratios at March 31, 2026 and December 31, 2025 are presented in Note 9, “Regulatory Matters,” to the consolidated financial statements for the three months ended March 31, 2026 and year ended December 31, 2025 included elsewhere in this document. The Company meets the conditions of the Federal Reserve’s small bank holding company policy statement and is therefore excluded from consolidated capital requirements. The Bank is subject to various regulatory capital requirements administered by the federal banking agencies. Failure to meet minimum capital requirements can initiate certain mandatory and possibly additional discretionary actions by regulators that, if undertaken, could have a direct material adverse effect on the Company’s financial statements. Management believes, as of March 31, 2026, that the Bank met all capital adequacy requirements to which it was subject, this is the second quarter that the Bank's CBRL fell below the required minimum and thus is deemed to be in the CBRL grace period.  Management believes that the Bank will have a CBRL ratio above the minimum threshold in the second quarter of 2026. 

 

Future dividend payments and repurchases of common stock will depend upon maintenance of a strong financial condition, future earnings and capital and regulatory requirements. In addition, the Bank is subject to restrictions on the amount of dividends that may be paid without approval of banking regulatory authorities. Further, although the Company is not subject to the specific consolidated capital requirements, its ability to pay dividends, repurchase stock or engage in other activities may be limited by the Federal Reserve if it fails to hold sufficient capital consistent with its overall risk profile.

 

The Bank’s total Tier 1 Capital increased $5.67 million to $111.72 million at March 31, 2026 from $106.05 million at December 31, 2025. The Bank’s resulting Tier 1 Leverage Ratio increased to 8.94% at March 31, 2026 from 8.56% at December 31, 2025.

 

47

 

Comparison of Earnings for the Three Months Ended March 31, 2026 and 2025

 

Three Months Ended March 31,

 

General: Net income was $4.88 million for the three months ended March 31, 2026, or $1.43 per share, an increase of $3.07 million, or 170.1 percent, compared to net income of $1.81 million, or $0.97 per share, for the three months ended March 31, 2025. Net income for the three months ended March 31, 2026, reflected an increase in net interest income after recovery of credit losses of $7.61 million, an increase in noninterest income of $982 thousand and an increase in noninterest expenses of $4.90 million. The increase in noninterest income is primarily due to the addition of trust fee income resulting from the merger with NUBC and increases in ATM fees and debit card income due to increased utilization and volume.  The increase in noninterest expense is the result of a $2.63 million increase in salaries and benefits due to the merger with NUBC and an increase in full time employees and amortization of core deposit intangible of $666 thousand for which there was no comparable expense in 2025.  

 

Net Interest Income: Net interest income before (recovery of) provision for credit losses increased by $7.47 million, or 157.5 percent, to $12.21 million for the three months ended March 31, 2026, compared to $4.74 million for the three months ended March 31, 2025. Interest income and interest expense both increased for the three months ended March 31, 2026 when compared to the three months ended March 31, 2025, due to increased average balances in loans and securities due to the merger and higher rates on loans and investment securities, offset by the increased deposit and subordinated debt expense due to an increase in balances and rates. Yield on earning assets increased quicker than the cost of funds, resulting in an increase in net interest income. Net interest margin (tax equivalent) increased from 3.38% for the three months ended March 31, 2025 to 4.21% for the same period in 2026.  

 

Interest Income: Interest income increased $9.77 million, or 132.0 percent, to $17.18 million for the three months ended March 31, 2026, compared with $7.40 million for the three months ended March 31, 2025. The average yield on the earning assets increased 66 basis points from 5.24 percent for the three months ended March 31, 2025 to 5.90 percent for the three months ended March 31, 2026. The increase in rates was in addition to the growth in average balance of earning assets from the merger which increased $614.28 million as result of the merger to $1.20 billion for the three months ended March 31, 2026 compared to $581.56 million for 2025.

 

Interest Expense: Interest expense increased by $2.30 million or 86.6 percent to $4.97 million for the three months ended March 31, 2026, compared to $2.66 million for the three months ended March 31, 2025. The increase was the result of an increase in rates paid on interest bearing deposits of 3 basis points from 2.14 percent for 2025 to 2.17 percent in 2026. The increase is also the result of an increase in average balance of interest-bearing deposits of $474.59 million as result of the merger to $891.85 million for the three months ended March 31, 2026 compared to $417.27 million for 2025. The increase in interest expense was offset by a decrease in average balance of borrowings of $24.07 million to $17.79 million for the three months ended March 31, 2026 compared to $41.87 million for 2025. Rates paid on borrowings decreased 33 basis points from 4.48 percent for 2025 to 4.15 percent in 2026.

 

48

 

AVERAGE BALANCE SHEET AND RATE ANALYSIS

Three Months Ended March 31,

 

($ In Thousands)

 

For the Three Months Ended March 31,

 
   

2026

 

2025

   

(1)

                   

(1)

                 
   

Average Balance

   

Interest

   

Average Rate

   

Average Balance

   

Interest

   

Average Rate

 

ASSETS :

                                               

Tax-exempt loans

  $ 35,172     $ 285       3.29 %   $ 17,606     $ 131       3.02 %

All other loans

    880,883       14,480       6.67 %     428,568       6,305       5.97 %

Total loans (2)(3)(4)

    916,055       14,765       6.54 %     446,174       6,436       5.85 %

Taxable securities

    133,883       1,357       4.11 %     62,967       531       3.42 %

Tax-exempt securities (3)

    86,765       752       3.51 %     55,242       373       2.74 %

Other securities (7)

    11,111       124       4.53 %     4,963       48       3.92 %

Total securities

    231,759       2,233       3.91 %     123,172       952       3.13 %

Federal funds sold

    7,377       63       3.46 %     620       6       3.92 %

Interest-bearing deposits

    40,643       332       3.31 %     11,589       116       4.06 %

Total interest-earning assets

    1,195,834       17,393       5.90 %     581,555       7,510       5.24 %

Other assets

    70,425                       22,392                  

TOTAL ASSETS

  $ 1,266,259                     $ 603,947                  

LIABILITIES :

                                               

Savings

  $ 162,202       78       0.20 %   $ 67,093       34       0.21 %

NOW deposits

    268,286       1,247       1.89 %     186,653       800       1.74 %

Money market deposits

    109,897       307       1.13 %     33,962       97       1.16 %

Time deposits

    351,467       3,151       3.64 %     129,558       1,268       3.97 %

Total deposits

    891,852       4,783       2.17 %     417,266       2,199       2.14 %

Securities sold under repurchase agreement

    2,428       22       3.67 %     1,619       19       4.76 %

Fed Funds purchased

    -       -       0.00 %     54       1       7.51 %

Federal Home Loan Bank advances

    5,339       48       3.65 %     40,192       442       4.46 %

Subordinated debt

    10,024       112       4.50 %     -       -       0.00 %

Total borrowings

    17,791       182       4.15 %     41,865       462       4.48 %

Total interest-bearing liabilities

    909,643       4,965       2.21 %     459,131       2,661       2.35 %

Demand deposits

    221,746                       80,664                  

Other liabilities

    13,555                       7,091                  

Stockholders’ equity

    121,315                       57,061                  

TOTAL LIABILITIES AND STOCKHOLDERS ‘ EQUITY

  $ 1,266,259                     $ 603,947                  

Interest rate spread (6)

                    3.69 %                     2.89 %

Net interest income/margin (5)

          $ 12,428       4.21 %           $ 4,849       3.38 %

 

(1)

Average volume information was compared using daily averages for interest-earning and bearing accounts.

(2)

Interest on loans includes loan fee income.

(3)

Tax exempt interest revenue is shown on a tax-equivalent basis using a statutory federal income tax rate of 21 percent for 2026 and 2025.

(4)

Nonaccrual loans have been included with loans for the purpose of analysis.  Nonaccrual loans totaled $7.31 million and $366 thousand as of March 31, 2026 and 2025, respectively.  

(5)

Net interest margin (Non-GAAP) is computed by dividing tax-equivalent net interest income by total interest earning assets.

(6)

Interest rate spread represents the difference between the average rate earned on interest-earning assets and the average rate paid on interest-bearing liabilities.

(7) Average balance includes restricted investments in bank stock and money market funds. 

 

49

 

 

Reconcilement of Taxable Equivalent Net Interest Income

 

   

For the Three Months Ended March 31,

 

($ In Thousands)

 

2026

   

2025

 

Total interest income (GAAP)

  $ 17,175     $ 7,403  

Total interest expense (GAAP)

    4,965       2,661  

Net interest income (GAAP)

    12,210       4,742  

Tax equivalent adjustment

    218       107  

Net interest income (fully taxable equivalent) (Non-GAAP)

  $ 12,428     $ 4,849  

 

Rate/Volume Analysis

 

To enhance the understanding of the effects of volumes (the average balance of earning assets and costing liabilities) and average interest rate fluctuations on the balance sheet as it pertains to net interest income on a tax equivalent basis, the tables below reflects these changes for March 31, 2026 versus 2025:

 

($ In Thousands)

 

For the Three Months Ended March 31,

 
   

2026 vs 2025

 
   

Increase (Decrease)

 
   

Due to

 
   

Volume

   

Rate

   

Net

 

Interest income:

                       

Loans, tax-exempt

  $ 137     $ 17     $ 154  

Loans

    7,044       1,131       8,175  

Taxable investment securities

    658       168       826  

Tax-exempt investment securities

    243       136       379  

Other securities

    4       72       76  

Federal funds sold

    62       (5 )     57  

Interest bearing deposits

    300       (84 )     216  

Total interest-earning assets

    8,448       1,435       9,883  

Interest expense:

                       

Savings

    45       (1 )     44  

NOW deposits

    365       82       447  

Money market deposits

    215       (5 )     210  

Time deposits

    2,081       (198 )     1,883  

Securities sold under repurchase agreements

    8       (5 )     3  

Federal funds purchased

    (1 )     -       (1 )

Federal Reserve Bank borrowings

    -       -       -  

Federal Home Loan Bank advances

    (348 )     (46 )     (394 )

Subordinated debt

    56       56       112  

Total interest-bearing liabilities

    2,421       (117 )     2,304  

Change in net interest income (fully taxable equivalent)

  $ 6,027     $ 1,552     $ 7,579  

 

Provision for (Recovery of) Credit Losses: During the first quarter of 2026, the Company recorded a $134 thousand recovery of the allowance for credit losses. The Company did not record a provision for or recovery of credit losses for off balance sheet credit exposures as of March 31, 2026.  As of the three months ended March 31, 2025 the Company recorded a $70 thousand provision for credit losses for loans and a $63 thousand recovery of credit losses for off balance sheet credit exposures. 

 

The Company completes a comprehensive quarterly evaluation to determine its (recovery of) provision for credit losses on loans. The evaluation reflected analyses of individual borrowers and historical loss experiences, and changes in net loan balances, supplemented as necessary by credit judgment that considers observable trends, conditions, and other relevant environmental and economic factors.

 

See Note 5 within the Company’s Notes to the Consolidated Financial Statements for more information regarding the Company’s (recovery of) provision for credit losses as of March 31, 2026.

 

50

 

Noninterest Income for the Three Months Ended: Noninterest income increased by $982 thousand, or 167.9%, to $1.57 million for the three months ended March 31, 2026, from the $585 thousand recognized during the same period of 2025. Service charges on deposit accounts increased by $143 thousand to $274 thousand for the three months ended March 31, 2026 compared to $131 thousand recognized during the same period of 2025. ATM fees and debit card income increased $260 thousand and an addition of trust fee income of $351 thousand was recognized in 2026 when compared to March 31, 2025. Both increases are the direct result of the merger with NUBC.  

 

($ In Thousands)

 

Three Months Ended

 
   

March 31, 2026

   

March 31, 2025

   

Change

 
   

Amount

   

% Total

   

Amount

   

% Total

   

Amount

   

%

 

Service charges on deposit accounts

  $ 274       17.5 %   $ 131       22.4 %   $ 143       109.2 %

ATM fees and debit card income

    443       28.3       183       31.3       260       142.1  

Mortgage banking revenue

    172       10.9       42       7.2       130       309.5  

Trust income

    351       22.4       -       -       351       100.0  

Investment fee income

    83       5.3       48       8.2       35       72.9  

Gain on sale of premises

    -       -       52       8.9       (52 )     (100.0 )

Net marketable equity security (losses) gains

    (5 )     (0.3 )     7       1.2       (12 )     (171.4 )

Earnings on bank owned life insurance

    156       10.0       63       10.7       93       147.6  

Other

    93       5.9       59       10.1       34       57.6  

Total non-interest income

  $ 1,567       100.0 %   $ 585       100.0 %   $ 982       167.9 %

 

51

 

 

Noninterest Expense for the Three Months Ended: Noninterest expenses increased $4.90 million or 158.2 percent, from $3.10 million for the three months ended March 31, 2025, to $7.99 million for the three months ended March 31, 2026. The increase was largely due to an increase of $2.63 million in salaries and employee benefit expenses due to the merger with NUBC, an increase in amortization of core deposit intangible of $666 thousand as result of the merger with NUBC for which there was no comparable expense during 2025, a $318 thousand increase in net occupancy and equipment expense, a $265 thousand increase in data processing fees and by a $813 thousand increase in other expenses, including but not limited to amortization expense of acquired assets and liabilities, software expense and ATM expense due to increased utilization and volume due to the merger.   

 

($ In Thousands)

 

Three Months Ended

 
   

March 31, 2026

   

March 31, 2025

   

Change

 
   

Amount

   

% Total

   

Amount

   

% Total

   

Amount

   

%

 

Salaries and employee benefits

  $ 4,425       55.4 %   $ 1,795       58.0 %   $ 2,630       146.5 %

Net occupancy and equipment expense

    620       7.7       302       9.8       318       105.3  

Amortization of core deposit intangible

    666       8.3       -       -       666       100.0  

Data processing fees

    442       5.5       177       5.7       265       149.7  

Pennsylvania shares tax

    231       2.9       114       3.7       117       102.6  

Professional fees

    158       2.0       46       1.5       112       243.5  

Advertising expense

    57       0.7       31       1.0       26       83.9  

FDIC deposit insurance

    180       2.3       67       2.1       113       168.7  

Merger-related expenses

    -       -       163       5.3       (163 )     (100.0 )

Other

    1,213       15.2       400       12.9       813       203.3  

Total non-interest expense

  $ 7,992       100.0 %   $ 3,095       100.0 %   $ 4,897       158.2 %

 

Provision for Income Taxes: The Company recorded income tax provision of $1.04 million in the first quarter of 2026, an increase of $622 thousand, or 148.4%, compared to $419 thousand in the first quarter of 2025.  The increase in income tax provision was due to higher taxable income in 2026 as compared to 2025 due to the merger with NUBC. The Company's effective tax rate decreased to 17.6% at March 31, 2026, compared to 18.8% at March 31, 2025.   The effective tax rate was greater in 2025 as a result of non-deductible merger expenses of $163 thousand during the quarter ended March 31, 2025. 

 

52

 

Liquidity

 

The Company's liquidity, represented by cash and due from banks, is a product of its operating, investing and financing activities.  The Company's primary source of funds are deposits, securities sold under agreements to repurchase, principal repayments of securities and outstanding loans, funds provided from operations, federal fund borrowings from Atlantic Community Bankers Bank and short and long term Federal Home Loan Bank ("FHLB") advances. In addition, the Company invests excess funds in short-term interest earning assets such as overnight deposits or U.S. agency securities, which provide liquidity to meet lending requirements.  While scheduled payments from the amortization of loans and securities and short-term investments are relatively predictable sources of funds, general interest rates, economic conditions and competition greatly influence deposit flows and repayments on loans and mortgage-backed securities.  

 

The Company strives to maintain sufficient liquidity to fund operations, loan demand and to satisfy fluctuations in deposit levels.  The Company is required to have enough investments to qualify as liquid assets in order to maintain sufficient liquidity to ensure safe and sound banking operations.  Liquidity may increase or decrease depending upon the availability of funds and comparative yields on investments in relation to the return on loans.  The Company attempts to maintain adequate but not excessive liquidity, and liquidity management is both a daily and long-term function of its business management.  The Company manages its liquidity in accordance with a board of directors-approved asset liability policy, which is administered by its asset-liability committee ("ALCO").  ALCO reports interest rate sensitivity, liquidity, capital and investment-related matters on a quarterly basis to the Company's board of directors.  

 

The Company reviews cash flow projections regularly and updates them in order to maintain liquid assets at levels believed to meet the requirements of normal operations, including loan commitments and potential deposit outflows from maturing certificates of deposit and saving withdrawals.  While deposits and securities sold under agreements to repurchase are its primary source of funds, when needed it is also able to generate cash through borrowings from the FHLB. At March 31, 2026, the Bank had remaining available capacity with FHLB, subject to certain collateral restrictions, of $453.89 million.  

 

Liquidity management is required to ensure that adequate funds will be available to meet anticipated and unanticipated deposit withdrawals, debt service payments, investment commitments, commercial and consumer loan demand, and ongoing operating expenses.  Funding sources include principal repayments on loans, sale of assets, growth in time and core deposits, short and long-term borrowings, investment securities coming due, loan prepayments and repurchase agreements.  Regular loan payments are a dependable source of funds, while the sale of investment securities, deposit growth and loan prepayments are significantly influenced by general economic conditions and the level of interest rates.  

 

The Company manages liquidity on a daily basis.  Management believes that the liquidity is sufficient to meet present and future financial obligations and commitments on a timely basis. 

 

Interest Rate Risk Management

 

Interest rate risk is the risk to earnings or capital arising from movements in market interest rates. When interest-earning assets and interest-bearing liabilities reprice at different times or in different degrees or when call options are exercised, in response to change in market interest rates, future net interest income is impacted. When interest-earning assets mature or re-price more quickly than interest-bearing liabilities, the balance sheet is considered “asset sensitive”. An asset sensitive position will produce relatively more net interest income when interest rates rise and less net interest income when rates decline. Conversely, when interest-bearing liabilities mature or re-price more quickly than interest-earning assets in a given period, the balance sheet is considered “liability sensitive”. A liability sensitive position will produce relatively more net interest income when interest rates fall and less net interest income when rates increase. The Company considers interest rate risk to be a significant risk and manages its exposure through policies approved by its ALCO and Board of Directors. ALCO reviews periodic reports of the Company's interest rate risk position, including results of simulation analysis. Simulation analysis applies interest rate shocks, hypothetical immediate shifts in interest rates, to the Company’s financial instruments and determines the impact to projected one-year net interest income and other key measures. The following table shows the results of rate shocks on net interest income projected for one year from the reporting date. For purposes of this analysis, noninterest income and expenses are assumed to be flat.

 

   

Changes in Projected Net Interest Income

 
   

as of March 31,

 

Rate Shift (basis points)

 

2026

   

2025

 

400

    -2.78 %     -10.72 %

300

    -1.71 %     -7.63 %

200

    -0.65 %     -4.66 %

100

    -0.08 %     -2.18 %

(-)100

    0.52 %     2.19 %

(-)200

    -2.48 %     0.78 %

(-)300

    -8.08 %     -3.62 %

(-)400

    -7.99 %     -5.33 %

 

Results of the net interest income simulation indicate that the Company is liability sensitive as of March 31, 2026 and March 31, 2025. The simulation process requires certain estimates and assumptions including, but not limited to, asset growth, the mix of assets and liabilities, the interest rate environment and local and national economic conditions. Asset growth and the mix of assets can, to a degree, be influenced by management. Other areas, such as the interest rate environment and economic factors, cannot be controlled. In addition, competitive pressures can make it difficult to price deposits and loans in a manner that optimally minimizes interest rate risk. Actual results will differ from simulated results due to the timing, magnitude, and frequency of interest rate changes; changes in market conditions and customer behavior; and changes in management strategies.

 

While the asset/liability management program is designed to protect the Company over the long term, it does not provide near-term protection from interest rate shocks, as interest rate sensitive assets and liabilities do not by their nature move up or down in tandem in response to changes in the overall rate environment. The Company’s profitability in the near-term may be temporarily negatively affected in a period of rapidly rising or rapidly falling rates, because it takes some time for the Company’s portfolio to reflect changes to offering rates in response to a new interest rate environment.

 

 

53

 

Item 3. Quantitative and Qualitative Disclosures About Market Risk

 

Not required for smaller reporting companies.  

 

Item 4. Controls and Procedures

 

Our Chief Executive Officer (CEO) and Chief Financial Officer (CFO) have concluded that our disclosure controls and procedures (as defined in Rules 13a–15(e) and 15d–15(e) under the Securities Exchange Act of 1934, as amended), based on their evaluation of these controls and procedures as of the end of the period covered by this Report, were effective as of such date at the reasonable assurance level as discussed below to ensure that information required to be disclosed by us in the reports we file under the Securities Exchange Act of 1934, as amended, is recorded, processed, summarized and reported within the time periods specified in the rules and forms of the Securities and Exchange Commission and that such information is accumulated and communicated to our management, including its principal executive officer and principal financial officer, as appropriate to allow timely decisions regarding required disclosure. 

 

Our management, including the CEO and CFO, does not expect that our disclosure controls and internal controls will prevent all errors and all fraud. A control system, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of the system are met. Because of the inherent limitations in all control systems, no evaluation of controls can provide absolute assurance that all control issues and instances of fraud, if any, within our company have been detected. These inherent limitations include the realities that judgments in decision-making can be faulty, and that breakdowns can occur because of simple error or mistake. In addition, controls can be circumvented by the individual acts of some persons, by collusion of two or more people or by management override of the controls.

 

The CEO and CFO have evaluated the changes to our internal controls over financial reporting that occurred during our fiscal quarter ended March 31, 2026, as required by paragraph (d) Rules 13a–15 and 15d–15 under the Securities Exchange Act of 1934, as amended, and have concluded that there were no changes that materially affected, or are reasonably likely to materially affect, our internal controls over financial reporting.

 

 

 

Part II - Other Information

 

 

Item 1. Legal Proceedings

 

At March 31, 2026, the Company was not involved in any legal proceedings other than routine legal proceedings in the ordinary course of business, which involve amounts which, in the aggregate, are believed by management to be immaterial to the financial condition of the Company. In addition, no material proceedings are pending or are known to be threatened or contemplated against the Company by government authorities.

 

Item 1A. Risk Factors

 

There were no material changes to the Company's risk factors as discussed in its Annual Report on Form 10-K for the year ended December 31, 2025.  

 

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

 

None.

 

Item 3. Defaults Upon Senior Securities

 

None.

 

Item 4. Mine Safety Disclosures

 

None.

 

 

Item 5. Other Information

 

(a) There was no information the Company was required to disclose in a report on Form 8-K during the fiscal quarter ended  March 31, 2026 that was not disclosed. 

 

(b) There were no material changes to the procedures by which security holders may recommend nominees to the Company's board of directors during the fiscal quarter ended March 31, 2026.

 

(c) During the fiscal quarter ended March 31, 2026, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408(a) of Regulation S-K). 

 

 

54

 

 

 

Item 6. Exhibits

EXHIBIT INDEX

 

Exhibit No.

Description

   
3.1 Amended and Restated Articles of Incorporation, as amended (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on August 1, 2025).
   
3.2 Amended and Restated Bylaws (incorporated by reference to Exhibit 3(ii) to Registrant's Current Report on Form 8-K filed on July 17, 2025)
   

31.1

Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer
   

31.2

Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer
   

32.1

Section 1350 Certification of Chief Executive Officer and Principal Financial Officer
   

101

The following materials from the Company's Quarterly Report on Form 10-Q for the period ended March 31, 2026, formatted in XBRL (Extensible Business Reporting Language); (i) the Consolidated Balance Sheets (unaudited), (ii) the Consolidated Statements of Income (unaudited), (iii) the Consolidated Statement of Comprehensive Income (unaudited), (iv) the Consolidated Statement of Changes in Stockholders' Equity (unaudited), (v) the Consolidated Statements of Cash Flows (unaudited), and (vi) the Notes to Consolidated Financial Statements (unaudited). 

 

 

104

Cover Page for Interactive Data File (embedded with the Inline XBRL document)

 

55

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  STEELE BANCORP, INC.  
       
    /s/ Jeffrey J. Kapsar  
       
Date: May 14, 2026 By:    
    Jeffrey J. Kapsar, President and Chief Executive Officer  
       
       
    /s/ Thomas C. Graver, Jr.   
       
  By:    
    Thomas C. Graver, Jr. Senior Executive Vice President and Chief Financial Officer  
       

 

 

 

 

56

FAQ

How did Steele Bancorp (STLE) perform in Q1 2026?

Steele Bancorp reported Q1 2026 net income of $4.88 million, up from $1.81 million a year earlier. Earnings per share were $1.43 versus $0.97, reflecting higher net interest income and contributions from the Northumberland Bancorp acquisition.

What were Steele Bancorp’s key balance sheet totals as of March 31, 2026?

As of March 31, 2026, Steele Bancorp reported total assets of $1.27 billion. Loans totaled $916.9 million and total deposits were $1.12 billion, showing a balance sheet dominated by core lending and deposit activities.

How did the Northumberland Bancorp acquisition affect Steele Bancorp (STLE)?

The Northumberland Bancorp deal closed August 1, 2025 with total consideration of about $40.45 million. Steele Bancorp recorded an adjusted bargain purchase gain of $18.30 million, plus ongoing acquisition accounting accretion that added $0.31 million to Q1 2026 pre-tax income.

What is Steele Bancorp’s capital position under the Community Bank Leverage Ratio?

Steele Bancorp’s bank subsidiary reported a Community Bank Leverage Ratio of 8.94% at March 31, 2026. The 9.00% level is the CBLR benchmark, and the bank is in a grace period while still considered well capitalized under regulatory rules.

What were Steele Bancorp’s credit quality and allowance for credit losses in Q1 2026?

At March 31, 2026, Steele Bancorp had nonaccrual loans totaling $7.31 million and an allowance for credit losses of $9.76 million. The quarter showed a small net recovery in the provision line, with a $0.13 million overall recovery of credit losses.

How large is Steele Bancorp’s securities portfolio and what unrealized losses exist?

Debt securities available-for-sale had a fair value of $220.69 million at March 31, 2026, with gross unrealized losses of $3.57 million. Management attributes these losses primarily to interest rate movements, not credit concerns, and has not recorded a credit loss allowance on these securities.