[144] StoneCo Ltd. SEC Filing

Rhea-AI Filing Summary

StoneCo Ltd. (STNE) filed a Form 144 notifying the proposed sale of 100,000 common shares with an aggregate market value of $1,539,000.00. The sale is scheduled for 08/14/2025 on NASDAQ through Morgan Stanley Smith Barney LLC. The filing shows these shares were acquired as restricted stock vesting under a registered plan and issued as compensation in three tranches: 85,545 shares on 12/19/2023, 6,476 shares on 05/22/2024, and 7,979 shares on 09/04/2024, which together equal the 100,000 shares to be sold. No sales by the reporting person are reported in the prior three months, and the filer attests they have no undisclosed material adverse information about the issuer.

Positive

• Compliance: Form 144 filed and sale routed through a registered broker (Morgan Stanley Smith Barney LLC), indicating procedural compliance with Rule 144.
• Clarity of acquisition: All shares to be sold were disclosed as restricted stock vesting and issued as compensation with specific acquisition dates and quantities that sum to the total 100,000 shares.
• Limited market impact: 100,000 shares represent a very small fraction (~0.037%) of the reported 269,087,488 shares outstanding.

Negative

• None.

Insights

Securities Analyst

TL;DR: Insignificant volume relative to total shares outstanding; confirms routine post-vesting disposition under Rule 144.

The proposed sale of 100,000 shares represents roughly 0.037% of the issuer's reported 269,087,488 shares outstanding, indicating limited dilution or market impact. The acquisition entries show the shares were received as compensation via restricted stock vesting across three dates in 2023-2024, and the planned use of a broker (Morgan Stanley Smith Barney LLC) and a Form 144 filing are consistent with compliance steps under Rule 144. No prior sales in the past three months are reported, which may reflect a single-event disposition following vesting rather than an ongoing selling pattern.

Corporate Governance Expert

TL;DR: Filing documents a compliant, routine insider sale post-vesting with standard representations about material information.

The statement that the securities were acquired through restricted stock vesting under a registered plan and paid as compensation is standard for executive equity awards. The signer’s attestation that they are unaware of undisclosed material adverse information is the required certification on Form 144. No indications of unusual trading plans, aggregated sales, or recent related-party transactions are shown in the filing text provided.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	100000	1539000.00	269087488	08/14/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/19/2023	Restricted stock vesting under a registered plan	Issuer			85545	12/19/2023	Compensation
Common	05/22/2024	Restricted stock vesting under a registered plan	Issuer			6476	05/22/2024	Compensation
Common	09/04/2024	Restricted stock vesting under a registered plan	Issuer			7979	09/04/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for StoneCo (STNE) report?

The filing reports a proposed sale of 100,000 common shares with an aggregate market value of $1,539,000.00 to occur on 08/14/2025 on NASDAQ through Morgan Stanley Smith Barney LLC.

How were the 100,000 shares acquired according to the filing?

The shares were acquired as restricted stock vesting under a registered plan and issued as compensation on 12/19/2023 (85,545), 05/22/2024 (6,476), and 09/04/2024 (7,979).

Does the filing show recent prior sales by the same person?

The filing lists 'Nothing to Report' for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker is handling the sale and on which exchange will it occur?

The broker listed is Morgan Stanley Smith Barney LLC and the sale is scheduled to occur on NASDAQ.

What representations does the filer make about material information?

By signing the notice the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.