[Form 4] Stoke Therapeutics, Inc. Insider Trading Activity
Rhea-AI Filing Summary
Jonathan Allan, General Counsel and Corporate Secretary of Stoke Therapeutics, Inc. (STOK), reported a sale of 13,712 shares of the issuer's common stock on 08/13/2025 at a price of $15.00 per share. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2024. After the reported transaction, the reporting person beneficially owned 19,631 shares, which includes an aggregate 1,778 shares acquired under the issuer's Employee Stock Purchase Plan in one or more transactions exempt under Rules 16b-3(c) and 16b-3(d). The form is signed and dated 08/15/2025.
Positive
- Transaction executed under a Rule 10b5-1 trading plan, which documents pre-established trading intent
- Disclosure includes ESPP share detail (1,778 shares) clarifying part of the remaining holdings
- Form is signed and dated, meeting filing formalities
Negative
- Reporting person reduced direct holdings by 13,712 shares, a material disposition relative to individual position size
- No derivative activity disclosed to offset the reported disposition (options or other instruments not reported)
Insights
TL;DR: Routine insider sale under a pre-established 10b5-1 plan; no derivative activity reported.
The Form 4 discloses a direct disposition of 13,712 common shares at $15.00 executed under a Rule 10b5-1 plan adopted December 12, 2024. The filing reports remaining beneficial ownership of 19,631 shares, which includes 1,778 ESPP shares acquired in exempt transactions. There are no option exercises or other derivative transactions reported. For investors, this is a documented, planned sale by a senior officer rather than an ad hoc disposition; the filing contains clear transaction dates, prices, and the plan adoption date relevant for compliance review.
TL;DR: Disclosure aligns with Rule 10b5-1 and Section 16 reporting; timing and plan adoption are clearly stated.
The report identifies the reporting person as an officer and discloses that the sale was made pursuant to a 10b5-1 trading plan adopted on December 12, 2024, which supports the affirmative defense against insider trading claims. The Form 4 also notes ESPP-acquired shares included in total holdings and provides a manual signature dated August 15, 2025. No amendments or additional related-party filings are indicated in the document. From a governance perspective, the form contains the required information to evaluate procedural compliance.