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Nasdaq publicly held shares deficiency notice disclosed by SU Group (SUGP)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

SU Group Holdings Limited filed a Form 6-K providing an update related to its Nasdaq listing. The filing furnishes a press release, dated August 29, 2025, titled “SU Group Holdings Receives Nasdaq Notification Regarding Publicly Held Shares Deficiency,” indicating Nasdaq has notified the company of a deficiency related to its publicly held shares. The submission is signed by Chief Executive Officer Chan Ming Dave on behalf of the company.

Positive

  • None.

Negative

  • Nasdaq publicly held shares deficiency notice: The company reports a Nasdaq notification regarding a “publicly held shares deficiency,” signaling it does not currently satisfy at least one Nasdaq listing standard related to publicly held shares.

Insights

Nasdaq deficiency notice flags a listing-standard concern for SU Group.

SU Group Holdings Limited reports a Nasdaq notification concerning a “publicly held shares deficiency,” as referenced by the press release attached to its Form 6-K as Exhibit 99.1. This points to an issue with a specific Nasdaq listing requirement tied to the company’s publicly held shares.

A deficiency notice can be significant because it highlights that at least one continuing listing condition is not currently met. The 6-K itself does not detail timelines, cure periods, or potential remedies, only that Nasdaq has issued such a notification via the referenced press release.

Future company communications or additional filings may clarify what steps SU Group plans to take in response. Investors can track subsequent Form 6-K or other disclosures following the August 29, 2025 press release date for more information on how this deficiency is addressed.

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of August 2025

 

Commission File Number: 001-41927

 

SU Group Holdings Limited

(Exact name of registrant as specified in its charter)

 

7th Floor, The Rays
No. 71 Hung To Road, Kwun Tong
Kowloon, Hong Kong
(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  Form 40-F 

 

 

  

 

 

 

EXHIBIT INDEX

 

Exhibit

  Description of Exhibit
     
99.1  

Press Release dated August 29, 2025 – SU Group Holdings Receives Nasdaq Notification Regarding Publicly Held Shares Deficiency

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  SU GROUP HOLDINGS LIMITED
  (Registrant)
     
Date: August 29, 2025 By   /s/ Chan Ming Dave
    Chan Ming Dave
    Chief Executive Officer

 

2

 

 

 

 

FAQ

What did SU Group Holdings Limited (SUGP) disclose in its latest Form 6-K?

SU Group Holdings Limited disclosed that it furnished a press release as Exhibit 99.1 to a Form 6-K. The press release, dated August 29, 2025, states the company received a Nasdaq notification regarding a publicly held shares deficiency.

What is the subject of SU Group Holdings (SUGP) Exhibit 99.1 in the August 2025 6-K?

Exhibit 99.1 is a press release titled “SU Group Holdings Receives Nasdaq Notification Regarding Publicly Held Shares Deficiency.” It indicates Nasdaq has notified the company of a deficiency related to its publicly held shares, as referenced in the exhibit description.

When did SU Group Holdings (SUGP) receive the Nasdaq publicly held shares deficiency notification?

The Form 6-K identifies a press release dated August 29, 2025, titled “SU Group Holdings Receives Nasdaq Notification Regarding Publicly Held Shares Deficiency.” This date anchors when the company publicly described receiving the Nasdaq notification regarding the deficiency.

Who signed SU Group Holdings (SUGP) August 2025 Form 6-K?

The Form 6-K was signed on behalf of SU Group Holdings Limited by Chan Ming Dave. He is identified in the filing as the company’s Chief Executive Officer and signed the report dated August 29, 2025.

What type of SEC form did SU Group Holdings (SUGP) use to report the Nasdaq deficiency notice?

SU Group Holdings Limited used a Form 6-K, which is a report of a foreign private issuer, to furnish the press release about the Nasdaq publicly held shares deficiency. The exhibit containing this press release is labeled as Exhibit 99.1.
SU Group Holdings Limited

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