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SU Group Holdings Ltd (SUGP) SEC Filings

SUGP NASDAQ

Welcome to our dedicated page for SU Group Holdings SEC filings (Ticker: SUGP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on SU Group Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into SU Group Holdings's regulatory disclosures and financial reporting.

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SU Group Holdings Ltd (SUGP) reports that it has been awarded an exclusive distributorship by HDX for the TRACELINE PX3 portable X-ray system in Hong Kong and Macau. SU Group is now the sole authorized distributor of this flagship portable X-ray technology in these markets.

The PX3 platform targets mission-critical fields including Explosive Ordnance Disposal, Technical Surveillance Counter-Measures, fire investigation, and industrial Non-Destructive Testing, and uses pulsed X-ray technology that the company states can cut radiation exposure by more than 70% compared with continuous-source systems. Management describes this as SU Group’s second international distribution agreement in 2026 and views it as a credible entry into the industrial inspection market, intended to expand its security-related engineering solutions portfolio.

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SU Group Holdings Limited (SUGP) has agreed to a proposed bolt‑on acquisition, signing a sale and purchase agreement for its wholly owned subsidiary to acquire 100% of KM Safety Solution Company Limited for HK$5,616,000 (about US$721,000), payable in cash at completion. Completion is conditional on satisfactory due diligence and receipt of required consents and approvals, and the agreement will terminate if these are not satisfied or waived by October 31, 2026, so there is no assurance the deal will close.

KM provides safety solutions and consultancy services and holds rights under a 24‑month distribution agreement, starting July 22, 2026, to market, sell and distribute intelligent emergency lighting control products in Hong Kong. SU Group states that this acquisition is intended to expand its technology‑enabled safety and security offerings and to complement its existing security‑related engineering capabilities.

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SU Group Holdings Ltd (SUGP) updates its resale prospectus for Class A ordinary shares underlying outstanding warrants. The company reduced the original warrant exercise price of US$5.50 per share, first to US$0.87 effective June 17, 2026, and, after a 1-for-5 reverse share split on August 6, 2026, this became US$4.35 per share with the warrant share count proportionately reduced.

On August 21, 2026, amendments with warrant holders further reduced the exercise price and Initial Exercise Price Floor to US$0.70 per share and adjusted individual warrant share amounts so that aggregate potential cash proceeds per holder are substantially preserved. Based on pre-consolidation equivalent balances, the warrants now represent an aggregate contractual entitlement to approximately 42,717,046 shares at US$0.70, versus about 34,370,035 shares at US$0.87 previously.

The existing registration statement still covers the resale of up to 38,317,241 Class A ordinary shares; this supplement does not register additional shares. Warrant exercises are limited so that holders cannot receive shares in excess of available effective registration coverage, and any additional exercises could result in significant dilution to existing shareholders if more registration coverage becomes effective.

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SU Group Holdings Ltd (SUGP) amended certain outstanding purchase warrants for its Class A ordinary shares. After a 1-for-5 reverse share split effective August 6, 2026, the company agreed with warrant holders to preserve aggregate potential cash proceeds of approximately US$29,901,930.45 while reducing the economic exercise price. Pre-consolidation, the warrants covered 34,370,035 shares at US$0.87 per share; under the amendments, they are now exercisable for approximately 42,717,043.50 Warrant Shares at an Exercise Price and Exercise Price Floor of US$0.70 per share, subject to rounding and existing warrant terms. The amendments also add a cap so holders generally cannot exercise beyond the number of shares covered for resale under effective registration statements, with any excess remaining outstanding but not yet exercisable. The termination date and all other warrant terms remain unchanged, and the company states there is no assurance any warrants will be exercised.

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SU Group Holdings Ltd (SUGP) amended outstanding public-offering warrants to acquire its Class A ordinary shares. Warrants originally had a US$5.50 exercise price, which had been reduced to US$0.87 per share. After a 1-for-5 reverse share split effective August 6, 2026, the warrant exercise terms were mechanically adjusted.

Using pre-consolidation warrant balances as of August 10, 2026, the warrants represented 34,370,035 Warrant Shares at US$0.87, or potential cash exercise proceeds of about US$29.9 million. Under the amendments, the Exercise Price and Exercise Price Floor are each reduced to US$0.70 per share, and the warrants are now exercisable for approximately 42,717,043.50 Warrant Shares, preserving the same aggregate potential proceeds, subject to rounding and existing terms. Exercise is limited by available registration coverage for each holder, and any excess adjusted Warrant Shares remain outstanding but not exercisable until sufficient registration becomes effective. The amendments do not change the warrant Termination Date, and other terms remain in effect. The company’s board approved these changes after considering capital needs, market conditions, potential warrant exercise proceeds, and dilution.

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SU Group Holdings Limited (SUGP) reports that it has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2). Nasdaq provided written confirmation that the company now meets all Nasdaq Capital Market listing requirements, so its Class A ordinary shares will continue trading under the symbol SUGP.

The company also states that this report, including the attached press release, is incorporated by reference into its existing Form F-3 shelf registration. SU Group describes itself as an integrated security-related services company in Hong Kong, providing engineering, guarding, screening, and vocational training services for security systems across public and private sector facilities.

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SU Group Holdings Limited will implement a 1-for-5 reverse stock split (Share Consolidation) of its Class A ordinary shares, combining every five existing shares into one new share. The action was approved by the board and majority shareholders on July 23, 2026.

The split becomes effective at 12:01 a.m. Eastern Time on August 6, 2026, when the shares will begin trading on the Nasdaq Capital Market on a post-split basis under the symbol "SUGP" with new CUSIP G8552M141. Issued and outstanding shares will decrease from approximately 7,124,092 to approximately 1,424,819, and par value will change from HK$0.000001 to HK$0.000005, with authorized shares reduced correspondingly. No fractional shares will be issued; any fractional entitlements will be rounded up to the nearest whole share. Options, warrants, RSUs and similar securities will be adjusted to reflect the 1-for-5 ratio, and the company expects Nasdaq trading to continue, subject to listing requirements.

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SU Group Holdings Limited received a Nasdaq staff delisting determination on August 3, 2026 after the closing bid price of its Class A ordinary shares stayed below $1.00 per share for 30 consecutive business days from June 18 through July 31, 2026, breaching Nasdaq Listing Rule 5550(a)(2). Because the company previously completed a 1-for-10 share consolidation on August 25, 2025, it is not eligible for another standard compliance period under Nasdaq Listing Rule 5810(c)(3)(A)(iv).

The company plans to timely request a hearing before a Nasdaq Hearings Panel under Listing Rule 5815(a). A timely request will stay any trading suspension and Form 25-NSE filing, so the shares are expected to continue trading on the Nasdaq Capital Market under the symbol “SUGP” during the process. The board and shareholders have approved a further 1-for-5 share consolidation, expected to take effect on or about August 6, 2026, aimed at restoring compliance with the minimum bid price requirement. The company cautions there is no assurance the consolidation will sustain a bid price at or above $1.00, that compliance will be regained, or that the Panel will grant continued listing.

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SU Group Holdings Limited changed its independent auditor in July 2026. The audit committee dismissed Marcum Asia CPAs LLP as independent registered public accounting firm on July 6, 2026 and approved Guangdong Prouden CPAs GP, whose engagement becomes effective July 8, 2026.

Marcum Asia’s reports on SU Group’s financial statements for the years ended September 30, 2025 and 2024 contained no adverse opinions, disclaimers, or qualifications. The company reports no disagreements or reportable events with Marcum Asia, other than previously disclosed material weaknesses in internal control, including limited U.S. GAAP and SEC reporting expertise, lack of formal risk-assessment and control frameworks, and deficiencies in IT general controls over access, change management, and cybersecurity. Marcum Asia has confirmed its agreement with SU Group’s description of these auditor-related matters.

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SU Group Holdings Limited has called an extraordinary general meeting on 25 June 2026 to seek shareholder approval for a capital reorganisation and a new memorandum and articles of association. Shareholders of record at the close of business on 4 June 2026 are entitled to vote.

The capital reorganisation would reduce the par value of the shares, giving the company more flexibility to issue new equity in line with prevailing market prices and Cayman law. The board states it expects this to improve the capital structure and financial flexibility without changing relative shareholder rights.

A second proposal would adopt new memorandum and articles that reflect the capital reorganisation and allow written resolutions of shareholders. Both proposals are special resolutions requiring at least two-thirds of votes cast by Class A and Class B holders voting together. Each Class A Ordinary Share carries one vote, while each Class B Ordinary Share carries fifty votes. The board unanimously recommends voting in favour of both proposals.

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FAQ

How many SU Group Holdings (SUGP) SEC filings are available on StockTitan?

StockTitan tracks 50 SEC filings for SU Group Holdings (SUGP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SU Group Holdings (SUGP)?

The most recent SEC filing for SU Group Holdings (SUGP) was filed on September 15, 2026.