Welcome to our dedicated page for SU Group Holdings SEC filings (Ticker: SUGP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SU Group Holdings Limited (Nasdaq: SUGP) files reports with the U.S. Securities and Exchange Commission as a foreign private issuer, primarily under Form 20-F for annual reports and Form 6-K for current reports. This SEC filings page aggregates those regulatory documents and pairs them with AI-powered tools that help explain the contents of each filing in accessible language.
For SUGP, Form 6-K filings have been used to furnish press releases and corporate information on topics such as reverse stock splits, share capital increases, and share capital alterations that created Class A and Class B ordinary shares with different voting rights. The company has also furnished 6-Ks to report on extraordinary general meeting voting results, unaudited interim condensed consolidated financial statements and management’s discussion and analysis, and Nasdaq notifications regarding minimum bid price and minimum publicly held shares requirements.
Through this page, users can access annual reports on Form 20-F (when filed) for a detailed view of SU Group’s security-related engineering services, security guarding and screening services, and related vocational training services, as well as its risk factors, financial statements, and governance disclosures. Current reports on Form 6-K provide more frequent updates on corporate actions, financial results for interim periods, and other material information the company chooses to furnish.
The platform’s AI features summarize key points from lengthy filings, highlight important sections, and help clarify technical terms related to share capital changes, listing compliance, and financial reporting. Users can quickly locate information on topics such as Nasdaq listing status, reverse stock split implementation, and interim financial performance without reading every line of each document.
In addition, this page offers convenient access to inline XBRL-tagged financial data where provided, along with exhibits such as proxy statements, voting instruction forms, and press releases that SU Group files as part of its regulatory obligations.
SU Group Holdings Limited has a planned sale under Rule 144 involving 42,070 Class A Ordinary Shares to be sold through Tiger Brokers (HK) Global Limited on Nasdaq around 02/24/2026, with an aggregate market value of 242,743.90.
The filing notes that these shares were acquired on 06/20/2023 via a private placement from a shareholder for cash. The notice also states that there are 563,092 shares outstanding and includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.
SU Group Holdings Limited is registering up to 3,000,000 Units, each consisting of one pre-funded warrant and two six-month Warrants to purchase Class A ordinary shares, plus 3,000,000 Class A ordinary shares underlying the pre-funded warrants and 6,000,000 Class A ordinary shares underlying the Warrants.
The Units are offered on a best-efforts basis at an assumed US$5.74 per Unit, for a maximum gross offering of US$17.22 million and estimated net proceeds of about US$14.1 million, to be used for daily operations of onshore and offshore subsidiaries. If all Warrants are exercised for cash, SU Group could receive an additional approximately US$16.1 million.
After full subscription and exercise of all pre-funded warrants, 3,563,092 Class A ordinary shares and 901,680 Class B ordinary shares would be outstanding. The company remains a Cayman Islands holding company with operating subsidiaries in Hong Kong, is a Nasdaq-listed “controlled company,” and highlights regulatory and political risks tied to PRC oversight of Hong Kong-based issuers and potential HFCAA-related trading prohibitions.
SU Group Holdings Limited has a security holder planning to sell 4,000 Class A Ordinary Shares under Rule 144. The planned sale through Tiger Brokers (HK) Global Limited on Nasdaq has an aggregate market value of 22,960.00 based on the figures provided.
The filing notes 563,092 shares outstanding for this class. The 4,000 shares were acquired on 12/09/2024 under the company’s 2024 Equity Incentive Plan via a cashless transaction, indicating these are equity compensation-related shares being prepared for potential resale.
SU Group Holdings Limited has a planned sale notice under Rule 144 for Class A Ordinary Shares. A holder intends to sell 86,000 shares through Tiger Brokers (HK) Global Limited on or around February 13, 2026, listed on Nasdaq, with an aggregate market value of $493,640.00.
The shares were originally acquired on June 20, 2023 in a private placement from a shareholder for cash. The filing notes 563,092 shares of this class outstanding and states that the seller is not aware of undisclosed material adverse information about the company’s current or prospective operations.
SU Group Holdings Limited has a notice of proposed sale under Rule 144 for 10,000 Class A ordinary shares on Nasdaq, with an aggregate market value of $57,400. The filing lists Tiger Brokers (HK) Global Limited as broker and 563,092 shares outstanding.
The seller acquired the 10,000 ordinary shares on 12/09/2024 under the company’s 2024 Equity Incentive Plan through a cashless transaction. By signing the notice, the seller represents they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
SU Group Holdings Limited, a Cayman holding company operating security-related services through subsidiaries in Hong Kong, reports 2025 results in its Form 20‑F. Revenue grew from HK$163.7 million in 2023 to HK$192.4 million (about US$24.7 million) in 2025, but gross profit fell to HK$30.7 million as costs increased. The company moved from net income of HK$10.7 million in 2024 to a net loss of HK$18.5 million (about US$2.4 million) in 2025. As of September 30, 2025, SU Group held HK$25.4 million in cash and cash equivalents, total assets of HK$125.9 million, and shareholders’ equity of HK$86.2 million. The report highlights that operations are concentrated in Hong Kong, with no variable interest entity structure, and discusses extensive risks related to Hong Kong’s political environment, evolving PRC oversight, HFCA Act delisting risk, data‑privacy laws, and potential restrictions on cash transfers and dividends.
SU Group Holdings Limited filed a Form S-8 to register an additional 400,000 Class A ordinary shares for issuance under its 2024 Equity Incentive Plan, as amended.
The company previously registered 1,000,000 ordinary shares, which were adjusted to 100,000 Class A Ordinary Shares following a 1-for-10 reverse stock split effective August 25, 2025.
SU Group Holdings Limited reports that it has regained compliance with Nasdaq’s minimum publicly held shares and minimum bid price requirements under Listing Rules 5550(a)(4) and 5550(a)(2). This means its shares currently meet Nasdaq’s standards to remain listed on that market.
The company also corrects a typographical error from a prior press release. Its Extraordinary General Meeting took place on July 31, 2025, at 10 p.m. ET, where shareholders approved a reverse stock split and a redesignation of ordinary shares. Both the reverse split and the redesignation actually became effective on August 25, 2025, at 12:01 a.m. ET.
Following the redesignation, the authorized share capital of HK$75,000,000, previously comprising 750,000,000 consolidated shares, was restructured into 749,098,320 Class A ordinary shares and 901,680 Class B ordinary shares, each with a par value of HK$0.10 and rights as set out in the amended memorandum and articles of association.
SU Group Holdings Ltd (SUGP) filed a Form 144 reporting a proposed sale of 42,070 Class A Ordinary Shares through Tiger Brokers (HK) Global Limited on 09/26/2025 with an aggregate market value of $243,164.60. The filing shows total shares outstanding of 563,092, and indicates the shares were originally acquired on 06/20/2023 in a private placement from SU Group Holdings Limited, purchase paid in cash.
The filer also reported a sale on 07/09/2025 by Koo Lon Tien of 13,250 ordinary shares for gross proceeds of $153,138.41. The notice includes the required representation that the seller is not aware of any undisclosed material adverse information about the issuer.
SU Group Holdings Ltd (SUGP) filed a Form 144 disclosing a proposed sale of 4,000 Class A Ordinary Shares through Tiger Brokers (HK) Global Limited with an aggregate market value of $23,960.00. The shares were acquired on 12/09/2024 under the company’s 2024 Equity Incentive Plan from SU Group Holdings Limited and the acquisition/payment method is recorded as cashless. The approximate date of sale is 09/23/2025. The filing also reports a prior sale on 07/09/2025 of 12,000 ordinary shares for $186,416.82 by Kong Wing Fai. The signer represents no undisclosed material adverse information.