Welcome to our dedicated page for SU Group Holdings SEC filings (Ticker: SUGP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SU Group Holdings Limited (Nasdaq: SUGP) files reports with the U.S. Securities and Exchange Commission as a foreign private issuer, primarily under Form 20-F for annual reports and Form 6-K for current reports. This SEC filings page aggregates those regulatory documents and pairs them with AI-powered tools that help explain the contents of each filing in accessible language.
For SUGP, Form 6-K filings have been used to furnish press releases and corporate information on topics such as reverse stock splits, share capital increases, and share capital alterations that created Class A and Class B ordinary shares with different voting rights. The company has also furnished 6-Ks to report on extraordinary general meeting voting results, unaudited interim condensed consolidated financial statements and management’s discussion and analysis, and Nasdaq notifications regarding minimum bid price and minimum publicly held shares requirements.
Through this page, users can access annual reports on Form 20-F (when filed) for a detailed view of SU Group’s security-related engineering services, security guarding and screening services, and related vocational training services, as well as its risk factors, financial statements, and governance disclosures. Current reports on Form 6-K provide more frequent updates on corporate actions, financial results for interim periods, and other material information the company chooses to furnish.
The platform’s AI features summarize key points from lengthy filings, highlight important sections, and help clarify technical terms related to share capital changes, listing compliance, and financial reporting. Users can quickly locate information on topics such as Nasdaq listing status, reverse stock split implementation, and interim financial performance without reading every line of each document.
In addition, this page offers convenient access to inline XBRL-tagged financial data where provided, along with exhibits such as proxy statements, voting instruction forms, and press releases that SU Group files as part of its regulatory obligations.
SU Group Holdings Ltd (SUGP) filed a Form 144 notifying the proposed sale of 10,000 Class A Ordinary Shares through Tiger Brokers (HK) Global Limited on the Nasdaq with an aggregate market value of $59,900. The filing lists total shares outstanding as 563,092 and an approximate sale date of 09/23/2025.
The shares were acquired on 12/09/2024 under the company’s 2024 Equity Incentive Plan from SU Group Holdings Limited and will be sold on a cashless basis. The filer states no undisclosed material adverse information and indicates no sales by the same person in the past three months.
SU Group Holdings Limited filed a report stating it issued a press release on September 19, 2025 about receiving a notice of delisting from Nasdaq. The notice cites a deficiency in the company’s minimum publicly held share requirement, meaning the amount of shares held by the public no longer meets Nasdaq’s listing standards. The company has appealed the determination, which begins a review process that could affect whether its shares remain listed on Nasdaq.
SU Group Holdings Limited filed a Form 6-K providing an update related to its Nasdaq listing. The filing furnishes a press release, dated August 29, 2025, titled “SU Group Holdings Receives Nasdaq Notification Regarding Publicly Held Shares Deficiency,” indicating Nasdaq has notified the company of a deficiency related to its publicly held shares. The submission is signed by Chief Executive Officer Chan Ming Dave on behalf of the company.
SU Group Holdings Limited has furnished a Form 6-K as a foreign private issuer, providing investors with an attached press release dated August 20, 2025. The press release announces a reverse stock split, a share capital increase, and a share capital alteration, signaling changes to the company’s share structure. These steps affect how many shares are outstanding and how they are organized, though specific ratios or amounts are not detailed in this excerpt.
SU Group Holdings Limited (SUGP) – Form 144 filing discloses the intention to sell 132,500 ordinary shares on or about 07 July 2025 through Tiger Brokers (HK) Global Limited on the NASDAQ exchange. The proposed sale has an aggregate market value of US$59,558.75, implying an average reference price of roughly US$0.45 per share. With 13,847,500 shares outstanding, the transaction represents ≈0.96 % of total shares, indicating a relatively modest increase in public float.
The seller originally acquired the stock via a series of private placements:
- 04/29/2021 – 25 shares, cash
- 02/27/2023 – 25 shares, cash
- 03/16/2023 – 386 shares, cash
- 06/20/2023 – 522,764 shares, cash
No shares have been sold by this holder in the past three months, and the filing contains the standard representation that the filer is unaware of undisclosed material adverse information.
Key take-aways for investors:
- The sale is small relative to the company’s outstanding shares and therefore unlikely to materially affect control or liquidity.
- Because Form 144 filings precede actual sales, the transaction may or may not ultimately be executed in full.
- The shares stem from private placements, suggesting they were previously restricted; sale may increase the free-trading float.
SU Group Holdings Limited (SUGP) – Form 144 filing: The submitting shareholder intends to sell 120,000 ordinary shares through Tiger Brokers (HK) Global Limited on or about 07/09/2025. At an aggregate market value of $53,940, the indicated price is roughly $0.45 per share. With 13,847,500 shares outstanding, the planned sale represents ≈0.9 % of total shares. The shares were originally acquired via one private placement (117,738 shares on 06/20/2023) and several small open-market purchases in March 2025 (2,262 shares in total). No other sales by this holder have occurred in the past three months, and the filer attests to having no undisclosed material adverse information. The notice fulfills SEC Rule 144 requirements, signalling the holder’s intent and providing transaction transparency to the market.