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SU Group sets 1-for-6 reverse split for October 7

Nominee-held positions will adjust automatically subject to broker processes; holders of physical certificates must submit their old certificates with a letter of transmittal.

(Neutral)

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Form Type
6-K

Rhea-AI Filing Summary

SU Group Holdings Ltd (SUGP) announced a 1-for-6 reverse stock split effective October 7, 2026. The board and the Company’s majority shareholders approved the action on September 18, 2026, with shareholder approval by written resolution.

The company said issued and outstanding Ordinary Shares will decline from approximately 9,010,733 to approximately 1,501,789. Post-split trading is set to begin at market open on October 7 on the Nasdaq Capital Market under the existing symbol, SUGP. The par value will change from HK$0.000005 to HK$0.00003, and the authorized number of shares will be correspondingly reduced. No fractional shares will be issued; each shareholder is entitled to one consolidated share in lieu of a fractional share, with fractional amounts rounded up to the nearest whole number.

Filing Explained

Outstanding convertible securities will be ratio-adjusted; paper-certificate holders must submit old certificates and a transmittal letter to receive new ones.

The split remains scheduled for October 7, 2026; the company says outstanding options, warrants, restricted share units and other convertible securities not exercised or cancelled beforehand will be adjusted under their governing terms at the 1-for-6 ratio.

A reverse split consolidates shares and raises the per-share price proportionally; the split itself does not change company value.

Holders of physical certificates must send old certificates with a letter of transmittal to receive new ones, while book-entry and broker-held positions are adjusted automatically, although broker processing may vary.

The 6-K also incorporates Exhibit 99.1 by reference into the company’s Form F-3 registration statement from the date this report is furnished.

Reverse stock split ratio 1-for-6 Each six current Ordinary Shares convert into one new Ordinary Share.
Effective time 12:01 a.m. Eastern Time October 7, 2026
Issued and outstanding Ordinary Shares before split Approximately 9,010,733 shares Before the Share Consolidation
Issued and outstanding Ordinary Shares after split Approximately 1,501,789 shares After the Share Consolidation
Par value before split HK$0.000005 per share Before the Share Consolidation
Par value after split HK$0.00003 per share After the Share Consolidation
Share Consolidation technical
"will combine every six Class A Ordinary Shares into one Ordinary Share"
Share consolidation is a process where a company reduces the total number of its shares by combining multiple existing shares into a smaller number of higher-value shares. This can make each share more expensive and potentially improve the company’s image. For investors, it often means their ownership remains the same, but the value of each share increases, which can influence how the stock is perceived and traded.
par value financial
"change the par value of the Ordinary Shares"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.
book-entry form financial
"pre-split Ordinary Shares electronically in book-entry form"
A book-entry form is an electronic record showing ownership of securities instead of a paper certificate; think of it like a bank account ledger that notes who owns shares. It matters to investors because it makes buying, selling and transferring securities faster, safer and cheaper by reducing paperwork, loss or forgery risk, and enabling easier settlement through brokers or a central depository.
exchange agent financial
"will serve as exchange agent for the Share Consolidation"
An exchange agent is a third party appointed to handle the practical steps when securities are being swapped, such as during mergers, tender offers, or restructurings. Think of it as a trusted post office that collects old shares, verifies ownership, completes required paperwork and regulatory filings, and delivers the new shares or cash to investors; its efficiency and accuracy affect how quickly and safely investors receive the value they're owed.
Split Ratio 1-for-6 reverse split
Effective Date October 7, 2026
Shares Before Split 9,010,733
Shares After Split 1,501,789

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

When does SUGP’s reverse stock split take effect, and what is the ratio?

SUGP’s 1-for-6 reverse stock split becomes effective at 12:01 a.m. Eastern Time on October 7, 2026, with Class A Ordinary Shares set to begin post-split trading at market open that day on the Nasdaq Capital Market.

What must SUGP shareholders with physical certificates do?

Holders of physical certificates must send their old certificates with a letter of transmittal to receive a new post-Share Consolidation certificate. Registered shareholders holding pre-split shares electronically in book-entry form are not required to take action.

How will SUGP’s outstanding options and warrants be adjusted?

Each outstanding stock option, warrant, restricted share unit, or other security convertible into pre-Share Consolidation Ordinary Shares that has not been exercised or cancelled before the effective date will be adjusted under its governing instrument or plan based on the 1-for-6 ratio.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of October 2026

 

Commission File Number: 001-41927

 

SU Group Holdings Limited

(Registrant’s Name)

 

7th Floor, The Rays
No. 71 Hung To Road, Kwun Tong
Kowloon, Hong Kong

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F ☒ Form 40-F ☐

 

 

 

  

INFORMATION CONTAINED IN THIS FORM 6-K REPORT

 

Explanatory Note

 

Exhibit 99.1 included with this Report on Form 6-K is hereby incorporated by reference into the Company’s Registration Statement on Form F-3 (Reg. No. 333-282687), including the prospectuses contained therein and shall be deemed to be a part thereof from the date on which this Report on Form 6-K is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.

 

 

 

EXHIBIT INDEX

 

 

Exhibit   Description of Exhibit
99.1   Press Release dated October 2, 2026 – SU Group Holdings Limited Announces Reverse Stock Split
     

 

 

  

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  SU GROUP HOLDINGS LIMITED
     
Date: October 2, 2026 By: /s/ Chan Ming Dave
    Chan Ming Dave
    Chief Executive Officer

 

 

  

 

 

 

 

 

Exhibit 99.1 

 

SU Group Holdings Limited Announces Reverse Stock Split

Reverse Stock-Split to be effective on October 7, 2026

HONG KONG, October 2, 2026 -- SU Group Holdings Limited (Nasdaq: SUGP) (“SU Group” or the “Company”), an integrated security-related engineering services company in Hong Kong, today announced that it will effect a 1-for-6 reverse stock split (“Share Consolidation”) of its class A ordinary shares, par value HK$0.000005 per share (“Ordinary Shares”). This action was approved by the board of directors of the Company on September 18, 2026 and by written resolution of the Company’s majority shareholders on September 18, 2026.

Share Consolidation

The Share Consolidation, approved as an ordinary resolution, will combine every six Class A Ordinary Shares into one Ordinary Share with a par value of HK$0.00003. The Share Consolidation will become effective at 12:01 a.m. Eastern Time on Wednesday October 7, 2026, and the Company’s Class A Ordinary Shares will commence trading on the Nasdaq Capital Market on a post-split basis at the opening of the market on Wednesday October 7, 2026. The Company’s Class A Ordinary Shares will continue to trade on the Nasdaq Capital Market under the Company’s existing trading symbol, “SUGP,” and a new CUSIP number G8552M158 has been assigned as a result of the Share Consolidation.

The Share Consolidation will reduce the number of issued and outstanding Ordinary Shares of the Company from approximately 9,010,733 to approximately 1,501,789. No fractional shares will be issued. Each shareholder will be entitled to receive one consolidated share in lieu of any fractional share, resulting in all fractional shares being rounded up to the nearest whole number.

The 1-for-6 Share Consolidation (the “Ratio”) will automatically combine and convert 6 current Ordinary Shares into 1 issued and outstanding new Ordinary Share. The Company’s transfer agent, Transhare Corporation, will serve as exchange agent for the Share Consolidation. Registered shareholders holding pre-split Ordinary Shares electronically in book-entry form are not required to take any action to receive post-split shares. Shareholders owning shares via a broker, bank, trust or other nominee will have their positions automatically adjusted to reflect the Share Consolidation, subject to such broker’s particular processes, and will not be required to take any action in connection with the Share Consolidation. Holders of stock certificates will need to send their old physical certificates with a letter of transmittal to receive their new post-Share Consolidation certificate.

Additional Information

Each outstanding stock option, warrant, restricted share unit, or other security convertible into pre-Share Consolidation Ordinary Shares that has not been exercised or cancelled prior to the effective date will be adjusted pursuant to the terms of the instrument or plan governing such security based on the 1-for-6 ratio. The Share Consolidation will change the par value of the Ordinary Shares from HK$0.000005 to HK$0.00003 and the authorized number of shares will be correspondingly reduced as described. The trading of the Company’s Class A Ordinary Shares on Nasdaq is expected to continue without disruption, subject to compliance with Nasdaq listing requirements.

  

 

About SU Group Holdings Limited

 

SU Group (Nasdaq: SUGP) is an integrated security-related services company that primarily provides security-related engineering services, security guarding and screening services, and related vocational training services in Hong Kong. Through its subsidiaries, SU Group has been providing turnkey services to the existing infrastructure or planned development of its customers through the design, supply, installation, and maintenance of security systems for over two decades. The security systems that SU Group provides services include threat detection systems, traffic and pedestrian control systems, and extra-low voltage systems in private and public sectors, including commercial properties, public facilities, and residential properties in Hong Kong. For more information visit www.sugroup.com.hk.

 

Forward-Looking Statements

 

The Company makes forward-looking statements in this report within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements involve known and unknown risks and uncertainties, and are based on the Company's current expectations and projections about future events that the Company believes may affect its financial condition, results of operations, business strategy and financial needs. These statements may be preceded by, followed by or include the words "may," "might," "will," "will likely result," "should," "estimate," "plan," "project," "forecast," "intend," "expect," "anticipate," "believe," "seek," "continue," "target" or similar expressions. These forward-looking statements are based on information available to the Company as of the date of this report and involve substantial risks and uncertainties. Actual results may vary materially from those expressed or implied by the forward-looking statements herein due to a variety of factors, and other risks and uncertainties set forth in our reports filed with the U.S. Securities and Exchange Commission. The Company does not undertake any obligation to update forward-looking statements as a result of new information, future events or developments or otherwise. 

 

 Contact:

 

Global IR Partners
David Pasquale
Phone: +1 914-337-8801
Email: SUGP@globalirpartners.com

 

  

 

 

Filing Exhibits & Attachments

1 document

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