Welcome to our dedicated page for Sui Group Holdings SEC filings (Ticker: SUIG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SUI Group Holdings Limited (SUIG) SEC filings page on Stock Titan provides access to the company’s official regulatory documents, offering detailed insight into its specialty finance operations and SUI-focused digital asset treasury strategy. As a Minnesota-incorporated issuer listed on The Nasdaq Capital Market, SUI Group files registration statements, current reports and other disclosures that explain its business model, capital structure and risk profile.
Through annual reports on Form 10-K and quarterly reports on Form 10-Q (when filed), investors can review financial statements that reflect both the company’s commercial short-term non-bank lending and specialty finance business and the impact of its SUI treasury activities. These filings describe how fair value accounting for crypto assets, including SUI holdings, can result in non-cash unrealized gains or losses that affect reported net income.
Current reports on Form 8-K, such as the filing describing the results of the 2025 annual shareholder meeting, document material events including board elections, amendments to authorized share capital, and approvals of equity facilities and management warrants. Registration statements on Form S-1 and S-1/A detail arrangements like the principal equity facility with A.G.P./Alliance Global Partners, under which SUI Group may issue and sell shares of common stock, as well as the registration of shares and warrants held by selling stockholders, including the Sui Foundation and other investors.
On this page, users can also review filings that outline SUI Group’s SUI treasury strategy, its relationship with the Sui Foundation, and risk factors related to digital asset markets, regulation and volatility. Stock Titan enhances these documents with AI-powered summaries that highlight key terms, capital-raising structures, and treasury-related disclosures, helping readers interpret complex registration statements and 8-Ks more efficiently. Real-time updates from the SEC’s EDGAR system ensure that new filings, amendments and supplemental risk factor disclosures for SUIG are available as they are published.
Sui Group Holdings Limited describes a major strategic shift from a niche specialty finance lender to a digital-asset-focused company built around a large SUI token treasury. The company rebranded from Mill City Ventures III and changed its ticker to SUIG to align with this blockchain strategy.
As of December 31, 2025, Sui Group held 105 million SUI tokens valued at $147 million and had loaned an additional 3 million SUI, equivalent to about 1.34 SUI per common share and pre-funded warrant from its 2025 private placement. A significant majority of these holdings are staked at an estimated 1.7% annualized yield, with the rest deployed into higher-yield lending opportunities.
The company raised about $450 million in a 2025 private placement, combining cash, USDT, and SUI, and used approximately $140 million of the cash proceeds to acquire SUI from the Sui Foundation under a discounted purchase agreement with two‑plus‑year transfer restrictions. It plans to use a further ~$140 million over 12 months to buy additional SUI in the open market.
Sui Group details extensive custody and security arrangements with BitGo, a regulated South Dakota trust company that keeps roughly 99% of the company’s digital assets in segregated cold storage supported by a shared $250 million insurance policy. The filing also explains technical aspects of the Sui network, its delegated proof‑of‑stake design, smart contract capabilities, and fee structure.
The company highlights substantial regulatory uncertainty around digital assets, including evolving SEC, CFTC, congressional, and executive-branch initiatives that could materially affect its SUI treasury strategy. It also discloses concentration risk in a $10 million subordinated loan to Mustang Funding and outlines its ongoing short-term specialty finance lending business alongside the new SUI-focused model.
Karatage Opportunities filed an initial insider report as a director by deputization of SUI Group Holdings Ltd. It shows direct beneficial ownership of 4,612,547 shares of common stock.
Karatage also holds four warrant tranches to purchase additional common stock, expiring on July 31, 2030, for 1,245,387 shares at $5.42, 1,245,387 at $5.962, 415,130 at $6.504, and 207,565 at $7.046 per share. These warrants vest in 25% increments on January 31, 2026, July 31, 2026, January 31, 2027, and July 31, 2027.
MMCAP International Inc. SPC and Asset Management Inc. report passive ownership of SUI Group Holdings Ltd. common stock on an amended Schedule 13G. Together they beneficially own 6,141,356 shares, representing 7.4% of the outstanding common stock.
The reporting persons have no sole voting or dispositive power, but share voting and dispositive power over all 6,141,356 shares. They certify that the securities were not acquired and are not held for the purpose of changing or influencing control of SUI Group Holdings Ltd.
SUI Group Holdings Limited has launched its native synthetic dollar, eSui Dollar (suiUSDe), on the Sui Mainnet and begun putting it to work in decentralized finance. The company minted and deployed $10 million of suiUSDe into a new yield-generating vault built on Sui by Ember Protocol.
The suiUSDe Vault is a permissionless, stablecoin-backed product with an initial capacity of $25 million, open to both institutional and individual participants. SUI Group acted as the anchor participant to help establish a foundational liquidity layer for stablecoin-based yield within the Sui ecosystem, advancing its strategy of combining native asset issuance with direct capital deployment.
SUI Group Holdings Limited disclosed board election results and multiple shareholder proposals related to its capital structure and potential issuances of stock. Shareholder votes elected five directors with vote totals shown for each nominee. The company asked shareholders to approve an amendment to increase authorized shares from 111,111,111 to 2,000,000,000 to provide a much larger equity capacity. Separate proposals seek approval under Nasdaq rules for issuing shares upon exercise of management warrants and for issuing shares under a $500,000,000 principal equity facility where such issuance could exceed 20% of outstanding common stock. The filing is signed by the CEO and lists the company ticker as SUIG.
Sui Group Holdings Limited (SUIG) amended its S-1 registration to disclose a principal equity facility (PEF) with A.G.P./Alliance Global Partners to register up to 86,994,345 shares for resale and a PIPE transaction that closed July 31, 2025. The company used approximately $140 million of PIPE cash proceeds to acquire SUI tokens on the Closing Date and, as of a recent disclosure, held 96,318,536 SUI (about 81% of its digital assets) acquired for ~$350.8 million. SUIG intends to allocate another ~$140 million of PIPE proceeds to market purchases of SUI over the next 12 months and will allocate half of future cash raises until the Initial Purchase Amount is met to subsequent SUI purchases under a Digital Asset Purchase and Sale Agreement with the Foundation Investor. The filing discloses material terms and limits of the PEF (including a 4.99% beneficial ownership cap for A.G.P.), warrants issued in the PIPE, custodial and asset management arrangements, and multiple risk disclosures about SUI volatility, regulatory uncertainty, staking risks, transfer restrictions and potential dilution from resale by the Selling Stockholder.
Sui Group Holdings Limited (f/k/a Mill City Ventures III, Ltd.) completed a PIPE Transaction that closed on July 31, 2025, issuing common shares and pre-funded warrants and raising cash proceeds used primarily to acquire SUI digital assets. The company used approximately $140 million of PIPE cash proceeds to acquire initial SUI tokens and intends to use another ~$140 million over the next 12 months, subject to market conditions. As of June 26, 2025 the company reported holding 96,318,536 SUI (about 81% of its treasury) purchased for an aggregate $350.8 million. The filing discloses detailed warrant issuances and exercise prices, registration and placement arrangements with A.G.P., an Asset Management Agreement with Galaxy Digital Capital Management LP for execution and staking, custodial services with BitGo, and regulatory risk discussion concerning the possible classification of SUI under U.S. securities laws.
Sui Group Holdings Limited (SUIG) amended its S-1 registration to reflect a July 31, 2025 PIPE financing that sold Common Stock at $5.42 and pre-funded warrants, including 7,144,205 pre-funded warrants exercisable at $0.0001 each. The Company used approximately $140 million of PIPE cash proceeds to purchase SUI tokens and intends to use another ~$140 million of proceeds to acquire additional SUI over the next 12 months. Approximately 2% of net PIPE proceeds will fund its short-term lending business; the lending operations remain ongoing. The filing documents multiple classes of warrants (Lead Investor, Foundation, Management, Advisor, Placement Agent, Director) that could increase outstanding common shares if exercised, and describes transfer restrictions, custody arrangements (BitGo), registration rights, and material regulatory risks related to whether SUI may be deemed a security under U.S. law, which could require registration under the Investment Company Act.
Sui Group Holdings Limited (SUIG) filed an amended S-1 registration statement registering up to 86,994,345 shares of common stock for resale to A.G.P./Alliance Global Partners under a principal equity facility (PEF Agreement). The company closed a PIPE on July 31, 2025 that raised cash and issued pre-funded warrants and warrants; approximately $140 million of cash PIPE proceeds were used to acquire SUI tokens as Initial Purchased Digital Assets under a Digital Asset Purchase and Sale Agreement and the company intends to use an additional ~$140 million of PIPE cash to acquire more SUI in the next 12 months.
The filing discloses material terms and risks: shares sold under the PEF are subject to beneficial ownership and exchange caps (generally 4.99% cap and 19.99% exchange cap), resale registration mechanics, potential dilution to existing holders, transfer restrictions on purchased SUI tokens for two years, custody by BitGo under a Custodial Services Agreement, and an Asset Management Agreement with Galaxy Digital Capital Management LP. The company states it seeks to avoid investment-company status under the 1940 Act by monitoring investment securities and structuring loans accordingly.