Silvaco Group, Inc. SEC Filings

Ganti Anita reported acquisition or exercise transactions in this Form 4 filing.

Silvaco Group director Anita Ganti received a grant of 2,757 shares of common stock as part of non-employee director compensation. The award was made in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with fair market value equal to that retainer. Following this stock award, she directly holds 36,226 Silvaco Group shares.

Lee Hau L. reported acquisition or exercise transactions in this Form 4 filing.

Silvaco Group director Lee Hau L. received an equity grant of 3,760 shares of common stock on March 17, 2026. The award was made under the non‑employee director compensation plan in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with a fair market value equal to that retainer. Following this stock award, Lee directly holds 48,448 shares of Silvaco Group common stock. This is a compensation-related share grant, not an open‑market purchase or sale.

Ngai Anthony K.K. reported acquisition or exercise transactions in this Form 4 filing.

Silvaco Group, Inc. director Ngai Anthony K.K. received a grant of 3,259 shares of common stock. These shares were awarded under an amendment to the non-employee director compensation plan in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with fair market value equal to that retainer. Following this stock award, the director directly owns 95,036 common shares.

SVCO submitted a Form 144 notice reporting a proposed sale of 1,500 shares of Common Stock tied to restricted stock vesting under a registered compensation plan dated 01/01/2026. The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker and is dated 03/17/2026.

Silvaco Group, Inc. established an at-the-market equity program allowing it to sell shares of common stock with an aggregate offering price of up to $15.0 million through Jefferies LLC as sales agent.

Sales will be made from time to time under an effective Form S-3 shelf registration and related prospectus supplement, with Jefferies earning up to 3.0% of the gross sales price on shares sold. Either party may suspend or terminate the offering, and Silvaco is not obligated to sell any shares under this agreement.

Silvaco Group, Inc. filed a prospectus supplement to offer up to $15,000,000 of common stock in an at-the-market offering under a Sales Agreement with Jefferies LLC acting as sales agent. Sales may occur from time to time at market prices; Jefferies may receive up to 3.0% commission.

The prospectus supplement states the offering is conditioned on market activity and limits tied to Form S-3 General Instruction I.B.6; the company reported 30,948,403 shares outstanding as of December 31, 2025 and listed certain equity reserves and restricted stock units. Net proceeds are to be used for general corporate purposes.

Silvaco Group, Inc. reports 2025 strategic reset with three acquisitions, leadership changes and early financial improvement. The company completed acquisitions of Tech‑X Corporation, Mixel Group, Inc. and the PPC product line from Cadence, and appointed Dr. Walden C. Rhines as CEO and Christopher Zegarelli as CFO.

Management says Q4 revenue "exceeded expectations," gross margin expanded by 52% year‑over‑year between halves and operating expenses fell 8% sequentially, producing the smallest quarterly operating loss in 2025. A cost reduction program targets at least $15 million in annualized non‑GAAP operating expense cuts for 2026; $14 million had been executed by early 2026 and a new goal of $20 million by year‑end was set. The company reported as of March 09, 2026 31,440,906 shares outstanding.

Silvaco Group, Inc. is holding its annual stockholders meeting on April 22, 2026 via live webcast, asking investors to elect seven director nominees to one-year terms. The Board unanimously recommends voting for all nominees, including Chair and controlling stockholder Katherine Ngai‑Pesic and CEO Walden Rhines.

Principal stockholders collectively own about 58.2% of common stock and, under a stockholders agreement, currently designate four nominees, reinforcing Silvaco’s “controlled company” status under Nasdaq rules. Independent directors chair key committees, and Baker Tilly serves as auditor, billing $1.19 million in 2025 fees.

The proxy details director and executive backgrounds, committee structures, risk and cybersecurity oversight, and a pay‑for‑performance compensation program using base salary, performance bonuses, and RSU-based long‑term incentives, alongside specific employment and severance terms for senior leaders, including the CEO and CFO.

Silvaco Group, Inc. files its annual report describing a global business built around TCAD and EDA software and semiconductor IP used to design and optimize chips and manufacturing processes. Its tools, including AI‑driven FTCO process "digital twins," aim to cut time‑to‑market and development costs for foundries, IDMs and fabless customers.

The company has over 800 customers, heavy exposure to Asia, and a growing SIP portfolio enhanced by acquisitions such as Mixel and Tech‑X. It operates in cyclical, highly competitive semiconductor markets, faces complex global regulatory, export control and data‑privacy regimes, and highlights risks tied to China, geopolitical conflicts, talent retention, acquisitions and its status as a controlled, emerging growth, smaller reporting company.