Silvia, Inc. Chief Legal Officer Kyle Irvin Wood’s Form 4/A reports 86,705 shares delivered or withheld for payment of exercise price or tax liability on May 26, 2026. It corrects his direct post-transaction holdings to 381,566 shares, replacing the 389,681-share figure in the earlier report. The amendment states it corrects a reporting error and does not reflect a new grant, cancellation, or disposition.
Silvia, Inc. (SVIA) updated the prospectus for an existing registration covering 34,411,715 shares of common stock: 13,900,000 shares for resale by selling securityholders, 7,659,237 shares issuable upon conversion of Convertible Notes and offered for resale, and 12,852,478 shares issuable upon Warrant exercise. The amendment registers no additional securities. Selling securityholders may resell up to 21,559,237 shares, approximately 27% of issued and outstanding shares and 35% of shares held by non-affiliates as of September 30, 2026.
SVIA receives no proceeds from resales; it receives cash proceeds from cash exercises of Warrants. Each Warrant has an $11.50 exercise price per share, while SVIA common stock closed at $4.18 on October 6, 2026. As of June 30, 2026, $99.6 million of Convertible Note principal remained outstanding after SVIA repurchased $135.4 million of principal for $119.2 million cash. The company describes early-stage AI and asset-management initiatives and disclosed a material weakness in internal control over financial reporting.
Silvia, Inc. Chief Technology Officer Noor Shain reported a 125,628-share common-stock award on October 7, 2026. On the same date, the issuer withheld 45,000 shares to satisfy tax withholding obligations connected with the vesting of restricted stock units. The reported price per share for each transaction was $4.18.
Silvia, Inc. (SVIA) reports that Anthony Pompliano, its Chairman and Chief Executive Officer, and Inflection Points Inc., doing business as Professional Capital Management, beneficially own 14,647,595 shares, or 18.45% of its common stock. The total comprises 298,001 shares held directly by Pompliano and 14,349,594 held by Professional Capital Management, over which he has shared voting and dispositive power. Silvia had 79,375,625 common shares outstanding as of October 6, 2026.
The reported percentage increased from 17.37% in Amendment No. 2 solely because Silvia repurchased shares, reducing shares outstanding. The reporting persons acquired no shares in connection with this change and did not participate in the repurchase program. Under the Silvia Merger Agreement, Professional Capital Management is prohibited from participating in issuer repurchases for two years following the Closing Date. The reported total excludes 453,426 escrow shares, over which the reporting persons lack voting or dispositive power, and any Earnout Shares that may be issued.