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Savara Inc (NASDAQ: SVRA) grants CFO 70,000 options, 35,000 RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Savara Inc reported that Chief Fin. & Operating Officer Robert Matthew Lutz received equity awards on July 15, 2026. He was granted 35,000 restricted stock units that vest in full on July 15, 2028, subject to continued service, and options for 70,000 shares at an exercise price of $5.81 per share, vesting in 16 equal quarterly installments starting July 15, 2026. Following these grants, he directly holds 328,977 shares of common stock and 70,000 stock options.

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Insider Lutz Robert Matthew
Role Chief Fin. & Operating Officer
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F2 70,000 $0.00 $0.00
Grant/Award Common Stock F1 35,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 70,000 shares (Direct); Common Stock — 328,977 shares (Direct)
Footnotes (2)
  1. F1. Represents restricted stock units ("RSUs") that vest in full on July 15, 2028, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  2. F2. The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of July 15, 2026, subject to the reporting person's continued service with the Issuer.
RSUs granted 35,000 units Restricted stock units granted to Robert Matthew Lutz on July 15, 2026
RSU vesting date July 15, 2028 Date on which 35,000 RSUs vest in full, subject to continued service
Stock options granted 70,000 options Stock Option (Right to Buy) granted on July 15, 2026
Option exercise price $5.81 per share Exercise price of the 70,000 stock options granted to Lutz
Option expiration date July 15, 2036 Expiration date of the 70,000 stock options
Option vesting installments 16 quarterly installments Options vest in sixteen equal installments on each quarterly anniversary of July 15, 2026
Common shares held after awards 328,977 shares Total Savara common stock directly held by Lutz after the RSU grant
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs") that vest in full on July 15, 2028"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy) granted to the reporting person"
exercise price financial
"conversion_or_exercise_price: 5.8100 per share for the stock options"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
quarterly anniversary financial
"option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary"
A quarterly anniversary marks the date that occurs every three months after a specific event, such as an investment or a business milestone. It is similar to a birthday that repeats four times a year, helping investors track the timing of important updates or changes. Recognizing these anniversaries allows investors to stay informed about progress and make timely decisions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider equity awards did Savara Inc (SVRA) grant to Robert Matthew Lutz?

Savara Inc granted Chief Fin. & Operating Officer Robert Matthew Lutz 35,000 restricted stock units and 70,000 stock options on July 15, 2026. The RSUs vest in full on July 15, 2028, while the options vest in 16 equal quarterly installments starting July 15, 2026.

When do the 35,000 RSUs granted by Savara Inc (SVRA) to Robert Lutz vest?

The 35,000 RSUs granted to Robert Matthew Lutz vest in full on July 15, 2028, subject to his continued service with Savara Inc. Each RSU represents a contingent right to receive one share of Savara’s common stock upon vesting.

What are the key terms of the 70,000 Savara Inc (SVRA) stock options granted to Robert Lutz?

Robert Matthew Lutz received 70,000 stock options with an exercise price of $5.81 per share, expiring on July 15, 2036. These options vest and become exercisable in 16 equal quarterly installments starting on July 15, 2026, contingent on continued service.

How many Savara Inc (SVRA) common shares does Robert Lutz hold after these awards?

After the July 15, 2026 awards, Robert Matthew Lutz directly holds 328,977 shares of Savara common stock. In addition, he holds 70,000 stock options for Savara common stock, subject to the stated vesting and exercise terms disclosed in the filing.

Are the Savara Inc (SVRA) awards to Robert Lutz immediately vested or subject to conditions?

Both awards are subject to service-based vesting conditions. The 35,000 RSUs vest in full on July 15, 2028, and the 70,000 options vest in 16 equal quarterly installments from July 15, 2026, in each case subject to his continued service with Savara.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lutz Robert Matthew

(Last)(First)(Middle)
1717 LANGHORNE NEWTOWN ROAD
SUITE 300

(Street)
LANGHORNE PENNSYLVANIA 19047

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Savara Inc [ SVRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Fin. & Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/202607/15/2026A35,000(1)A$0.00328,977D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$5.8107/15/202607/15/2026A70,000 (2)07/15/2036Common Stock70,000$0.0070,000D
Explanation of Responses:
1. Represents restricted stock units ("RSUs") that vest in full on July 15, 2028, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
2. The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of July 15, 2026, subject to the reporting person's continued service with the Issuer.
/s/ Robert Lutz07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)