Welcome to our dedicated page for Firsthand Technology Value Fund SEC filings (Ticker: SVVC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) SEC filings page on Stock Titan provides access to the Fund’s regulatory disclosures as a non-diversified, closed-end investment company that has elected to be treated as a business development company. These filings document how the Fund invests in technology and cleantech companies, reports its financial condition, and communicates material events to regulators and investors.
Through this page, users can review the Fund’s periodic reports, such as annual and quarterly filings, which typically present details on net assets, net asset value (NAV) per share, portfolio composition, and the fair values of equity and debt investments, cash and cash equivalents, and other assets. Current reports on Form 8-K, including those referencing press releases about quarterly results, highlight material events such as the announcement of financial results for specific periods.
AI-powered tools on Stock Titan help interpret these documents by summarizing key sections, explaining complex accounting and valuation language, and highlighting items that may be important for investors, such as changes in portfolio valuations, fee waiver agreements with the investment adviser, or strategic reviews initiated by the Board. Users can quickly see how the Valuation Committee applies the Fund’s valuation procedures and ASC 820 guidance, and how these decisions affect reported NAV and net assets.
The filings page also offers convenient access to information on management fees, expense structures, and risk disclosures referenced in the Fund’s public documents. By combining real-time updates from EDGAR with AI-generated insights, this resource helps readers understand the regulatory record of a venture capital-oriented fund focused on technology and cleantech investments.
Firsthand Technology Value Fund (SVVC) filed its Q3 2025 report, showing a sharp decline in assets. Net assets were $296,547 and net asset value (NAV) per share was $0.04 as of September 30, 2025, with 6,893,056 shares outstanding. Based on NAV, total return for the period was (73.33)%.
Operations were pressured by expenses far exceeding income. For the nine months, investment income was $179,140 while total net expenses were $786,161, leading to a net investment loss of $607,021 and a net decrease in net assets from operations of $764,132. The portfolio’s market value was $256,934, with Level 3 and restricted securities comprising 66.7% of net assets.
Holdings were highly concentrated: UCT Coatings common stock was valued at $171,528 (57.8% of net assets) and EQX Capital Series A preferred at $23,173 (7.8%). The Fidelity Treasury money market position was $59,009 (19.9%). Many legacy investments, including certain equity and preferred positions, were marked near or at zero.
Amendment No. 13 to a Schedule 13D reports that Star Equity Fund, LP and affiliated reporting persons own 2,029,829 shares of Firsthand Technology Value Fund, Inc. (SVVC), representing approximately 29.4% of the 6,893,056 shares outstanding as of June 30, 2025. The filing lists the reporting group: Star Equity Fund, Star Equity Fund GP, Star Investment Management, Star Operating Companies, Star Value, Hudson Global, and Jeffrey E. Eberwein, and confirms each has sole voting and dispositive power over the 2,029,829 shares. No transactions in the past 60 days are reported. The reporting persons executed a Joint Filing Agreement on August 22, 2025 and attached it as Exhibit 99.9.