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Smurfit Westrock (SW) director logs 4,438 RSUs, 2,123 shares withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smurfit Westrock plc director Suzan F. Harrison reported routine equity compensation and related tax withholding. On May 1, 2026, she received a grant of 4,438 restricted stock units, each representing one ordinary share, scheduled to vest on the earlier of the first anniversary of grant or the next annual stockholder meeting. On the same date, 2,123 ordinary shares were withheld at $38.39 per share to satisfy her tax withholding obligation upon vesting and settlement of RSUs. After these transactions, she directly owned 30,078 ordinary shares.

Positive

  • None.

Negative

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Insider Harrison Suzan F.
Role null
Type Security Shares Price Value
Grant/Award Ordinary Shares 4,438 $0.00 --
Tax Withholding Ordinary Shares 2,123 $38.39 $82K
Holdings After Transaction: Ordinary Shares — 30,078 shares (Direct, null)
Footnotes (1)
  1. On May 1st, 2026, the Reporting Person was granted 4,438 restricted stock units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The RSUs are scheduled to vest on the earlier of (i) the first anniversary of the date of grant of the RSU or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders. Reflects ordinary shares of Smurfit Westrock plc withheld to satisfy the Reporting Person's tax withholding obligation upon vesting and settlement of RSUs.
RSUs granted 4,438 units Restricted stock units granted on May 1, 2026
Tax-withheld shares 2,123 shares Ordinary shares withheld to satisfy tax obligation on RSU vesting
Withholding price $38.39 per share Value used for 2,123 shares withheld for taxes
Shares owned after transactions 30,078 shares Direct ordinary share ownership following May 1, 2026 transactions
restricted stock units (RSUs) financial
"the Reporting Person was granted 4,438 restricted stock units (RSUs). Each RSU represents a contingent right"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
vest financial
"The RSUs are scheduled to vest on the earlier of (i) the first anniversary"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
tax withholding obligation financial
"withheld to satisfy the Reporting Person's tax withholding obligation upon vesting and settlement"
ordinary shares financial
"Reflects ordinary shares of Smurfit Westrock plc withheld to satisfy"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harrison Suzan F.

(Last)(First)(Middle)
BEECH HILL, CLONSKEAGH

(Street)
DUBLIN 4D04 N2R2

(City)(State)(Zip)

IRELAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
Smurfit Westrock plc [ SW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares05/01/2026A4,438(1)A$030,078D
Ordinary Shares05/01/2026F2,123(2)D$38.3927,955D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On May 1st, 2026, the Reporting Person was granted 4,438 restricted stock units (RSUs). Each RSU represents a contingent right to receive one ordinary share. The RSUs are scheduled to vest on the earlier of (i) the first anniversary of the date of grant of the RSU or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders.
2. Reflects ordinary shares of Smurfit Westrock plc withheld to satisfy the Reporting Person's tax withholding obligation upon vesting and settlement of RSUs.
Remarks:
/s/ Ciara O'Riordan, attorney-in-fact-pursuant for Suzan F. Harrison05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Suzan F. Harrison report at Smurfit Westrock (SW)?

Suzan F. Harrison reported a grant of 4,438 restricted stock units and a related tax-withholding disposition of 2,123 ordinary shares. These transactions reflect routine equity compensation and tax settlement rather than open-market buying or selling of Smurfit Westrock plc shares.

How many Smurfit Westrock (SW) shares does Suzan F. Harrison hold after this Form 4?

Following the reported transactions, Suzan F. Harrison directly owns 30,078 ordinary shares of Smurfit Westrock plc. This figure incorporates the 4,438 restricted stock units granted and the 2,123 shares withheld to cover her tax obligation upon RSU vesting and settlement.

What are the terms of the 4,438 RSUs granted to Suzan F. Harrison at Smurfit Westrock (SW)?

Harrison received 4,438 restricted stock units, each representing a contingent right to one ordinary share. The RSUs are scheduled to vest on the earlier of the first anniversary of the May 1, 2026 grant date or the date of Smurfit Westrock plc’s next annual stockholder meeting.

Was Suzan F. Harrison’s 2,123-share disposition in Smurfit Westrock (SW) an open-market sale?

No. The 2,123 ordinary shares were withheld by Smurfit Westrock plc to satisfy her tax withholding obligation upon vesting and settlement of RSUs. This tax-withholding disposition is a mechanical step, not a discretionary open-market sale of shares.

At what price were the 2,123 Smurfit Westrock (SW) shares withheld for taxes?

The 2,123 ordinary shares withheld to satisfy Suzan F. Harrison’s tax obligation were valued at $38.39 per share. This withholding occurred in connection with the vesting and settlement of restricted stock units on May 1, 2026, as disclosed in the Form 4 filing.