Welcome to our dedicated page for Stran & Company SEC filings (Ticker: SWAGW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
When a nationwide transit agency orders thousands of branded passes or a housing developer needs hard hats bearing its logo, Stran & Company makes it happen—and those complex, multi-vendor transactions show up in the SEC filings investors read. If you have ever wondered what margin the company earns on custom sourcing or how seasonal campaign volume affects cash flow, this page brings every disclosure together.
Our AI breaks down every document so you can move from curiosity to clarity in minutes. Need the Stran & Company quarterly earnings report 10-Q filing? It is here, with a plain-English summary that flags revenue swings between promotional products and loyalty incentives. Looking for Stran & Company insider trading Form 4 transactions? Real-time alerts surface executive stock moves the moment they post, helping you track Stran & Company Form 4 insider transactions real-time.
- 10-K annual report highlights supplier concentration risks—see the Stran & Company annual report 10-K simplified section for quick ratios and segment data.
- 8-K releases decode last-minute client wins or supply-chain issues: Stran & Company 8-K material events explained.
- DEF 14A proxy files unpack Stran & Company proxy statement executive compensation so you can compare incentive plans to industry norms.
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Offering overview: GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. (ticker GS), is marketing Autocallable Contingent Coupon Equity-Linked Notes due 5 Jan 2027 that reference the common stock of NVIDIA Corporation (NVDA). The preliminary filing discloses an issue price of 100 % of face value, a 1.5 % underwriting discount and net proceeds of 98.5 %. The issuer’s own valuation on the trade date is $925-$955 per $1,000 note, meaning investors pay 4.5-7.5 % above estimated fair value.
Income profile: The notes pay a contingent quarterly coupon only if NVDA closes at or above the coupon trigger—55 % of the initial level—on each observation date. The formula is $32.125 × (observation count) – coupons already paid, implying a potential cumulative coupon of up to $192.75 over six periods if the trigger is met every eligible quarter.
Early redemption: Any quarter in which NVDA closes at or above the initial level also serves as a call observation date; in that event the notes are automatically redeemed at par plus the due coupon, shortening the investment horizon.
Maturity mechanics: If not called, principal repayment depends on NVDA’s closing price on 30 Dec 2026. • At or above 55 % of initial: investors receive 100 % of face plus the final coupon (if the trigger is met). • Below 55 %: repayment equals $1,000 × (final/initial), exposing investors to the full downside beyond the 45 % buffer and up to total loss of principal.
Key structural terms: Trigger buffer and coupon trigger both fixed at 55 % of initial level; no upside participation beyond par. Calculation agent is Goldman Sachs & Co. LLC; CUSIP 40058JFQ3. Settlement is in cash only; the notes are senior unsecured obligations of GS Finance Corp. and rank pari passu with its other senior debt, fully and unconditionally guaranteed by GS.
Risk highlights: 1) Credit risk of GS Finance Corp. and GS; 2) Single-stock concentration in NVDA, a historically volatile equity; 3) Market value discount—initial fair value is below issue price and secondary prices will include dealer spreads; 4) No market listing, so liquidity depends on discretionary market-making; 5) Tax uncertainty—coupons likely taxed as ordinary income; 6) Limited upside: maximum return is coupons plus par, even if NVDA doubles.
These notes may appeal to investors seeking elevated income and willing to accept significant downside and credit risk tied to a single technology stock over an 18-month horizon.
Stran & Company, Inc. (ticker SWAG) filed a Form 3 reporting the initial beneficial ownership of newly listed insider Sarah Cummins, identified as a Director. Cummins directly holds 32,492 shares of common stock. Of these, 9,449 shares are restricted and will vest in four tranches: 2,362 shares on 9/30/25, 2,362 on 12/31/25, 2,362 on 3/31/26 and 2,363 on 6/30/26. She also received a stock option for 10,000 shares at an exercise price of $1.27, expiring 06/19/2035; the option vests in equal 2,500-share installments on 9/30/25, 12/31/25, 3/31/26 and 6/30/26. The filing, signed on 06/24/25, does not amend prior ownership statements and confirms Cummins is the sole reporting person.
Form 3 Overview: On 06/20/2025, newly appointed director Mark Charles Adams filed an Initial Statement of Beneficial Ownership for Stran & Company, Inc. (ticker SWAG).
Equity Position: Adams directly holds 9,449 common shares. The shares vest in four equal quarterly tranches beginning 09/30/2025 and ending 06/30/2026.
Derivative Position: He also received a stock option for 10,000 shares at an exercise price of $1.27, exercisable through 06/19/2035, with 2,500-share vesting each calendar quarter from 09/30/2025 through 06/30/2026.
Governance Note: The filing confirms Adams’ status as an independent director and aligns his compensation with shareholder value creation through equity incentives.
Stran & Company, Inc. (ticker: SWAG) filed a Form 4 disclosing that director Alan Chippindale increased his beneficial ownership through two equity awards dated 06/20/2025.
In Table I, Chippindale received 9,449 shares of common stock at a price of $0.00, bringing his direct common-stock holdings to 40,341 shares. The grant vests quarterly between 30-Sep-2025 and 30-Jun-2026. In Table II, he was granted a stock option for 10,000 shares with a $1.27 exercise price and a 06/19/2035 expiration. The option vests in four equal tranches of 2,500 shares on the same quarterly schedule. Following these awards, Chippindale holds 10,000 options in addition to his common-stock position.
No shares were sold, no cash changed hands for the stock grant, and the option exercise price sits modestly above recent grant date pricing. The transaction was filed by a single reporting person and Chippindale remains classified as a director, indicating continuing board involvement.
Stran & Company (Nasdaq: SWAGW) filed an 8-K to report substantial board composition changes effective June 17-20, 2025. Three directors — Travis McCourt (6/17), Ashley L. Marshall (6/18) and Alejandro Tani (6/18) — resigned without disagreement regarding the company’s operations or policies. To address the vacancies, the board on June 20 elected Mark Charles Adams and Sarah L. Cummins as independent directors.
The filing details their committee assignments and compensation:
- Adams named Audit Committee chair and member of the Nominating & Corporate Governance and Compensation Committees.
- Cummins named Nominating & Corporate Governance chair and member of the Audit and Compensation Committees.
- Each will receive $20,000 annual cash retainer plus $6,000 for chair duties, 9,449 restricted shares up-front, identical annual equity worth $12,000 thereafter, and options for 10,000 shares at a $1.27 strike.
Independent Director Agreements and standard Indemnification Agreements were executed on June 20, 2025 (Exhibits 10.1 & 10.2). A related press release (Exhibit 99.1) was furnished under Item 7.01 and is expressly not filed for Exchange Act liability purposes. Forward-looking statement cautionary language is included.
While two seats were refilled, one vacancy remains. No financial statements were presented, and the company indicated no disputes leading to the departures. Investors should note the heightened governance transition and new leadership of key oversight committees.
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