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SWBI insider Form 3 shows 140,620 beneficially owned shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Smith & Wesson Brands, Inc. (SWBI) reported an insider ownership update via a Form 3. The company’s Vice President, Marketing is shown as beneficially owning 140,620 shares of common stock as of the event date 09/15/2025.

The total includes restricted stock units scheduled to vest over time: 5,333 RSUs (grant 06/15/2022, vest at year 4); 12,788 RSUs (grant 06/15/2023, vest 50% at years 3 and 4); 23,437 RSUs (grant 06/15/2024, vest 33% at years 2–4); and 35,680 RSUs (grant 06/15/2025, vest 33% at years 1–3).

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Tengwall Kyle

(Last) (First) (Middle)
1852 PROFFITT SPRINGS ROAD

(Street)
MARYVILLE TN 37801

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025
3. Issuer Name and Ticker or Trading Symbol
SMITH & WESSON BRANDS, INC. [ SWBI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President, Marketing
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 140,620(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes (i) 5,333 shares underlying RSUs that shall vest on the fourth anniversary of the grant issued on June 15, 2022; (ii) 12,788 shares underlying RSUs that shall vest 50% on each of the third and fourth anniversaries of the grant issued on June 15, 2023; (iii) 23,437 shares underlying RSUs that shall vest 33% on each of the second, third, and fourth anniversaries of the grant issued on June 15, 2024; and (iv) 35,680 shares underlying RSUs that shall vest 33% on each of the first, second, and third anniversaries of the grant issued on June 15, 2025.
Remarks:
Exhibit List Exhibit 24 Limited Power of Attorney
Deana L. McPherson, attorney-in-fact 10/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SWBI file?

Form 3, an initial statement of beneficial ownership under Section 16.

Who is the reporting person and role at SWBI?

The Vice President, Marketing is the reporting person.

How many SWBI common shares are beneficially owned?

140,620 shares of common stock are beneficially owned.

What is the event date for this ownership report?

09/15/2025.

What RSU grants are included in the total?

RSUs include 5,333 (grant 06/15/2022), 12,788 (grant 06/15/2023), 23,437 (grant 06/15/2024), and 35,680 (grant 06/15/2025).

How do the RSUs vest?

2022: vest at year 4; 2023: 50% at years 3 & 4; 2024: 33% at years 2–4; 2025: 33% at years 1–3.

Was this filed by one or multiple reporting persons?

One reporting person filed the form.

Smith & Wesson Brands Inc

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SWBI Stock Data

444.05M
43.56M
1.62%
54.01%
7.65%
Aerospace & Defense
Ordnance & Accessories, (no Vehicles/guided Missiles)
Link
United States
MARYVILLE