What indirect Latham Group (SWIM) holdings related to James E. Cline are shown in the filing?

The filing shows 50,000 Latham Group shares held by the Cynthia L. Cline Revocable Trust and 455,883 shares held by the James E. Cline Revocable Trust. These positions are reported as indirect ownership interests associated with Cline through revocable trust structures.

Latham Group (SWIM) grants 22,727 restricted stock units to director

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Latham Group, Inc. director James E. Cline reported an equity award and updated share holdings. He received a grant of 22,727 shares of common stock as a restricted stock unit award at $0.00 per share, classified as a grant or award acquisition.

These restricted stock units vest on the first anniversary of May 1, 2026. After the award, Cline directly owns 211,978 shares of common stock. The filing also shows indirect holdings of 50,000 shares held by the Cynthia L. Cline Revocable Trust and 455,883 shares held by the James E. Cline Revocable Trust.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Cline James E

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common stock, par value $0.0001 per share	22,727	$0.00	--
holding	Common stock, par value $0.0001 per share	--	--	--
holding	Common stock, par value $0.0001 per share	--	--	--

Holdings After Transaction: Common stock, par value $0.0001 per share — 211,978 shares (Direct, null); Common stock, par value $0.0001 per share — 455,883 shares (Indirect, Held by James E. Cline Revocable Trust)

Footnotes (1)

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Key Figures

RSU grant size: 22,727 shares RSU grant price: $0.00 per share Direct holdings post-award: 211,978 shares +2 more

5 metrics

RSU grant size 22,727 shares Restricted stock unit grant to director on May 1, 2026

RSU grant price $0.00 per share Price for restricted stock unit award

Direct holdings post-award 211,978 shares Common stock directly owned by James E. Cline after grant

Cynthia L. Cline Revocable Trust holdings 50,000 shares Indirect ownership reported as held by revocable trust

James E. Cline Revocable Trust holdings 455,883 shares Indirect ownership through revocable trust

Key Terms

restricted stock unit, grant, award, or other acquisition, indirect ownership, revocable trust

4 terms

restricted stock unit financial

"Represents a restricted stock unit grant that vests on the first anniversary of May 1, 2026."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

indirect ownership financial

"direct_or_indirect: I, nature_of_ownership: Held by Cynthia L. Cline Revocable Trust"

revocable trust financial

"Held by James E. Cline Revocable Trust"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

Form 4 Insider Transactions: What Each Field Means →

05/04/2026 - 06:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cline James E

(Last)

(First)

(Middle)

C/O LATHAM GROUP, INC.

787 WATERVLIET SHAKER ROAD

(Street)

LATHAM

NEW YORK

12110

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Latham Group, Inc. [ SWIM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common stock, par value $0.0001 per share	05/01/2026		A		22,727⁽¹⁾	A	$0	211,978	D
Common stock, par value $0.0001 per share								455,883	I	Held by James E. Cline Revocable Trust
Common stock, par value $0.0001 per share								50,000	I	Held by Cynthia L. Cline Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a restricted stock unit grant that vests on the first anniversary of May 1, 2026.

Remarks:

	/s/ Patrick M. Sheller, Attorney-in-Fact	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Latham Group (SWIM) report for James E. Cline?

Latham Group reported that director James E. Cline received a grant of 22,727 shares of common stock as a restricted stock unit award at $0.00 per share. The award is classified as a grant or other acquisition, not an open-market purchase or sale.

How many Latham Group (SWIM) shares does James E. Cline hold directly after this filing?

After the reported award, James E. Cline directly holds 211,978 shares of Latham Group common stock. This figure reflects his direct ownership position following the 22,727-share restricted stock unit grant disclosed in the Form 4 filing.

When do James E. Cline’s newly granted Latham Group (SWIM) restricted stock units vest?

The restricted stock units granted to James E. Cline vest on the first anniversary of May 1, 2026. This means the award becomes fully vested after one year, subject to the terms and conditions outlined for that grant in the award documentation.

Did James E. Cline buy or sell Latham Group (SWIM) shares on the market in this Form 4?

The Form 4 does not report any open-market purchases or sales by James E. Cline. It records a restricted stock unit grant of 22,727 shares at $0.00 and updates indirect trust holdings, which are not described as market transactions.