UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
15
CERTIFICATION
AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION
12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION
OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES
EXCHANGE ACT OF 1934.
Commission
File Number 001-39184
SWK
Holdings Corporation
(Exact name
of registrant as specified in its charter)
5956 Sherry
Lane, Suite 2000
Dallas, TX
75225
(972) 687-7250
(Address,
including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock,
par value $0.001 per share
(Title of
each class of securities covered by this Form)
None
(Titles of
all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es)
to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| |
Rule 12g-4(a)(1) |
☒ |
|
| |
Rule 12g-4(a)(2) |
☐ |
|
| |
Rule 12h-3(b)(1)(i) |
☒ |
|
| |
Rule 12h-3(b)(1)(ii) |
☐ |
|
| |
Rule 15d-6 |
☐ |
|
| |
Rule 15d-22(b) |
☐ |
|
Approximate number of holders of
record as of the certification or notice date: None*
| * |
On October 9, 2025, SWK Holdings Corporation,
a Delaware corporation (“Target”) and Runway Growth Finance Corp., a Mayland corporation (“Parent”)
entered into an Agreement and Plan of Merger (the “Merger Agreement”), providing for, among other things,
the merger of Target with and into Parent. Pursuant to the Merger Agreement, on April 6, 2026, Target merged with and into
Parent. |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, Runway Growth Finance Corp., on behalf of SWK Holdings Corporation, has
caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
Date: April 16, 2026
| |
By: |
/s/
Thomas B. Raterman |
| |
Name: |
Thomas B. Raterman |
| |
Title: |
Chief Financial
Officer, Chief Operating Officer, Secretary and Treasurer |
