Skyworks CFO converts 9,917 RSUs into shares
Skyworks Solutions’ CFO exercised RSUs into common stock, with a significant portion of shares withheld to cover tax obligations.
Rhea-AI Filing Summary
SKYWORKS SOLUTIONS, INC. (SWKS) reported that its SVP & Chief Financial Officer, Philip Matthew Carter, exercised restricted stock units into common stock on September 8, 2026. A total of 9,917 RSUs converted into an equal number of common shares, and 5,046 shares were withheld to satisfy tax withholding obligations at $75.38 per share. The RSUs convert one-for-one into common stock and vest in four equal annual installments from September 8, 2026 through September 8, 2029. An additional 775 common shares are held indirectly in the company’s 401(k) plan as of August 31, 2026. No Rule 10b5-1 trading plan is reported for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
9,917 shares exercised/converted
Exercise
4 txns
Insider
Carter Philip Matthew
Role
SVP & Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units F1, F4 | 9,917 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 9,917 | -- | -- |
| Tax Withholding | Common Stock F2 | 5,046 | $75.38 | $380K |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 29,749 contracts (Direct);
Common Stock — 4,871 shares (Direct);
Common Stock — 775 shares (Indirect, By 401(k) plan)
Footnotes (4)
- F1. Restricted stock units convert into shares of common stock on a one-for-one basis.
- F2. Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
- F3. This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 8/31/2026.
- F4. The restricted stock units vest in four (4) equal annual installments, beginning on 9/8/2026 and ending on 9/8/2029.
Key Figures
RSUs converted: 9,917 units
Shares withheld for taxes: 5,046 shares
Per-share tax value: $75.38 per share
+4 more
7 metrics
RSUs converted
9,917 units
Restricted Stock Units exercised into common stock on September 8, 2026
Shares withheld for taxes
5,046 shares
Withheld to satisfy tax withholding obligations related to issuance of unrestricted stock
Per-share tax value
$75.38 per share
Value used for shares withheld for tax withholding obligations
RSU vesting period
4 annual installments
Vesting from September 8, 2026 through September 8, 2029
RSU-to-share conversion ratio
1.0
Restricted stock units convert into shares of common stock on a one-for-one basis
Indirect 401(k) holdings
775 shares
Common stock held in Skyworks Solutions, Inc. 401(k) plan as of August 31, 2026
RSUs remaining after transaction
29,749 units
Total restricted stock units following the September 8, 2026 exercise transaction
Key Terms
Restricted Stock Units, tax withholding obligations, 401(k) plan, Rule 10b5-1
4 terms
Restricted Stock Units financial
"Restricted stock units convert into shares of common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Represents shares withheld to satisfy tax withholding obligations related to the issuance"
401(k) plan financial
"represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
What did SWKS disclose about CFO Philip Matthew Carter’s recent equity transactions?
SWKS disclosed that CFO Philip Matthew Carter exercised 9,917 restricted stock units into an equal number of common shares on September 8, 2026, with a portion of the resulting shares withheld to cover related tax obligations.
What is the conversion ratio of the SWKS restricted stock units reported?
The filing states that the restricted stock units convert into shares of common stock on a one-for-one basis, meaning each RSU delivers one share of Skyworks Solutions common stock when it converts.
What is the vesting schedule for the SWKS restricted stock units mentioned?
According to the filing, the restricted stock units vest in four equal annual installments, beginning on September 8, 2026 and ending on September 8, 2029, subject to the terms described.
Does the SWKS Form 4 indicate trades under a Rule 10b5-1 plan?
No. The company-level checkbox for Rule 10b5-1 plans is not marked as affirming a plan, and there are no footnotes indicating that the reported transactions were made pursuant to a Rule 10b5-1 trading arrangement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
