Swvl director reports warrant and share holdings
Swvl Holdings Corp director Grace Victoria K. filed an initial Form 3 showing her beneficial ownership in the company.
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Form Type
3
Rhea-AI Filing Summary
Swvl Holdings Corp director Grace Victoria K. filed an initial Form 3 showing her beneficial ownership in the company. The filing lists warrants and ordinary shares held directly and through related entities Queens Gambit Holdings LLC and CATCH 22 Trust, without reporting any purchases or sales.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Grace Victoria K.
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Warrants to purchase ordinary shares | -- | -- | -- |
| holding | Warrants to purchase ordinary shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Holdings After Transaction:
Warrants to purchase ordinary shares — 237,333 contracts (Indirect, Warrants indirectly held by Queens Gambit Holdings LLC);
Warrants to purchase ordinary shares — 285,000 contracts (Indirect, Warrants indirectly held by CATCH 22 Trust);
Ordinary Shares — 25,000 shares (Direct);
Ordinary Shares — 345,000 shares (Indirect, Shares indirectly held by Queens Gambit Holdings LLC);
Ordinary Shares — 30,000 shares (Indirect, Shares indirectly held by CATCH 22 Trust)
Footnotes (4)
- F1. The reporting person is the manager and a shareholder of Queens Gambit Holdings LLC.
- F2. The reporting person is a grantor of CATCH 22 Trust, of which the husband of the reporting person is a trustee.
- F3. The warrants were granted on March 30, 2022.
- F4. The warrants were granted on February 6, 2025.
Key Figures
Warrants underlying shares (Queens Gambit): 237,333 ordinary shares
Warrants exercise price (Queens Gambit): $287.5000 per share
Warrants underlying shares (CATCH 22 Trust): 285,000 ordinary shares
+4 more
7 metrics
Warrants underlying shares (Queens Gambit)
237,333 ordinary shares
Underlying shares for warrants at $287.5000 exercise price, expiring 2027
Warrants exercise price (Queens Gambit)
$287.5000 per share
Exercise price for 237,333 underlying ordinary shares, expiration 2027-03-21
Warrants underlying shares (CATCH 22 Trust)
285,000 ordinary shares
Underlying shares for warrants at $4.7900 exercise price, expiring 2030
Warrants exercise price (CATCH 22 Trust)
$4.7900 per share
Exercise price for 285,000 underlying ordinary shares, expiration 2030-02-05
Direct ordinary shares
25,000 shares
Ordinary shares held directly by Grace Victoria K.
Indirect ordinary shares (Queens Gambit)
345,000 shares
Ordinary shares indirectly held by Queens Gambit Holdings LLC
Indirect ordinary shares (CATCH 22 Trust)
30,000 shares
Ordinary shares indirectly held by CATCH 22 Trust
Key Terms
Form 3, indirect ownership, warrants to purchase ordinary shares, trust, +1 more
5 terms
Form 3 regulatory
"filed an initial statement of beneficial ownership on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
indirect ownership financial
"warrants and shares are indirectly held through Queens Gambit Holdings LLC and CATCH 22 Trust"
trust financial
"Securities are indirectly held by the CATCH 22 Trust associated with the reporting person"
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
exercise price financial
"Warrants carry an exercise price of $287.5000 and $4.7900 per underlying ordinary share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does Swvl (SWVL) director Grace Victoria K. report on this Form 3?
She reports her beneficial ownership in Swvl, including ordinary shares and warrants. Holdings are split between direct ownership and indirect stakes held through Queens Gambit Holdings LLC and the CATCH 22 Trust, establishing her baseline position as a company director.
What warrant positions in Swvl (SWVL) does this Form 3 disclose?
The filing shows warrants for 237,333 underlying ordinary shares with a $287.5000 exercise price expiring in 2027, and warrants for 285,000 underlying shares with a $4.7900 exercise price expiring in 2030, both held indirectly.
Through which entities are Swvl (SWVL) securities indirectly held in this Form 3?
Indirect holdings are reported through Queens Gambit Holdings LLC and the CATCH 22 Trust. Queens Gambit holds both warrants and ordinary shares, while the CATCH 22 Trust holds warrants and ordinary shares, with the filing clarifying the director’s relationship to these entities.
Does this Swvl (SWVL) Form 3 show any recent insider buying or selling activity?
No, the Form 3 functions as an initial ownership report and shows holding entries only. Transaction summary data lists zero buys and zero sells, indicating it records existing positions rather than new trading activity in Swvl securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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