Welcome to our dedicated page for Total Return Securities Fund SEC filings (Ticker: SWZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wondering whether Swiss Helvetia Fund’s market discount is widening after the latest portfolio shift? Most investors start by scanning dense SEC documents, but finding distribution details or insider trades can take hours. Stock Titan’s AI trims that search to seconds, surfacing what matters in every filing.
Head straight to the information you need:
- Form 4 insider activity – get Swiss Helvetia Fund insider trading Form 4 transactions and real-time alerts when directors buy or sell. Our dashboard also tags Swiss Helvetia Fund executive stock transactions Form 4 so you can spot sentiment shifts before the next dividend announcement.
- Quarterly portfolio updates – the platform links each holding change in the Swiss Helvetia Fund quarterly earnings report 10-Q filing to NAV impact, then explains it in plain English.
- Annual deep dives – the full Swiss Helvetia Fund annual report 10-K simplified with AI-generated summaries of distribution sources, leverage levels, and Swiss sector exposure.
Every document—8-K, N-PORT, proxy statements, or material event notices—feeds into our engine. Ask natural questions like “understanding Swiss Helvetia Fund SEC documents with AI” or “Swiss Helvetia Fund 8-K material events explained” and get instant answers that cut through legal language. Need governance data? The latest Swiss Helvetia Fund proxy statement executive compensation is broken down so you can compare fees and incentive alignment.
Real-time feeds from EDGAR, AI-powered summaries, and expert context combine to give you the edge: monitor price-to-NAV gaps, dissect distribution quality, and act on Swiss Helvetia Fund Form 4 insider transactions real-time—all without wading through hundreds of pages. Complex filings, clarified.
Total Return Securities Fund reported that Lazard Asset Management LLC beneficially owns 666,252 shares of the fund's equity, representing 5.1% of the class. The filing states Lazard is organized in New York and exercises sole voting and sole dispositive power over all 666,252 shares, with no shared voting or dispositive power. The statement includes a certification that the shares were not acquired to change or influence control of the issuer. The filing lists issuer headquarters as U.S. Bank Global Fund Services in Milwaukee.
Total Return Securities Fund (SWZ): RiverNorth Capital Management, LLC reports beneficial ownership of 669,946 shares, representing 5.16% of the class. RiverNorth is identified as an investment adviser and discloses sole voting and dispositive power over these shares, indicating it can vote and sell the shares without sharing authority. The filing contains a certification that the securities are held in the ordinary course of business and are not held to change or influence control. This Schedule 13G is a routine disclosure of a passive, material stake.
FAQ
What is the current stock price of Total Return Securities Fund (SWZ)?
What is the market cap of Total Return Securities Fund (SWZ)?
