STOCK TITAN

Total Return Securities Fund SEC Filings

SWZ NYSE

Welcome to our dedicated page for Total Return Securities Fund SEC filings (Ticker: SWZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Wondering whether Swiss Helvetia Fund’s market discount is widening after the latest portfolio shift? Most investors start by scanning dense SEC documents, but finding distribution details or insider trades can take hours. Stock Titan’s AI trims that search to seconds, surfacing what matters in every filing.

Head straight to the information you need:

  • Form 4 insider activity – get Swiss Helvetia Fund insider trading Form 4 transactions and real-time alerts when directors buy or sell. Our dashboard also tags Swiss Helvetia Fund executive stock transactions Form 4 so you can spot sentiment shifts before the next dividend announcement.
  • Quarterly portfolio updates – the platform links each holding change in the Swiss Helvetia Fund quarterly earnings report 10-Q filing to NAV impact, then explains it in plain English.
  • Annual deep dives – the full Swiss Helvetia Fund annual report 10-K simplified with AI-generated summaries of distribution sources, leverage levels, and Swiss sector exposure.

Every document—8-K, N-PORT, proxy statements, or material event notices—feeds into our engine. Ask natural questions like “understanding Swiss Helvetia Fund SEC documents with AI” or “Swiss Helvetia Fund 8-K material events explained” and get instant answers that cut through legal language. Need governance data? The latest Swiss Helvetia Fund proxy statement executive compensation is broken down so you can compare fees and incentive alignment.

Real-time feeds from EDGAR, AI-powered summaries, and expert context combine to give you the edge: monitor price-to-NAV gaps, dissect distribution quality, and act on Swiss Helvetia Fund Form 4 insider transactions real-time—all without wading through hundreds of pages. Complex filings, clarified.

Rhea-AI Summary

Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is marketing five-year, auto-callable “Worst-of” Jump Securities linked to the Dow Jones Industrial Average (INDU), Nasdaq-100 (NDX) and Russell 2000 (RTY).

  • Issue price: $1,000 per security; estimated value: $956.70 (≈4.3% below issue price).
  • Auto-call feature: If on the first determination date (5 Aug 2026) each index closes at or above its initial level, the note is redeemed early for $1,197.50-$1,227.50 (≈+20-23%) and terminates.
  • Participation: 150% of any positive performance of the worst-performing index, payable at maturity if not auto-called.
  • Protection: Principal is returned in full provided the worst index does not fall below its 70% downside threshold (-30%) on the final observation date. Below that level, repayment is reduced 1-for-1 with the index decline (e.g., -40% worst index ⇒ $600).
  • Maturity & key dates: Pricing 31 Jul 2025; final determination 31 Jul 2030; maturity 5 Aug 2030; CUSIP 61778NCG4.

The securities do not pay periodic interest, are unsecured and unsubordinated MSFL obligations, and will not be listed. Investors face credit risk, market risk, liquidity constraints, and potential tax complexity. The worst-of structure amplifies downside exposure and caps upside via auto-call.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider

FAQ

What is the current stock price of Total Return Securities Fund (SWZ)?

The current stock price of Total Return Securities Fund (SWZ) is $6.31 as of July 3, 2025.

What is the market cap of Total Return Securities Fund (SWZ)?

The market cap of Total Return Securities Fund (SWZ) is approximately 82.0M.

What is Swiss Helvetia Fund?

Swiss Helvetia Fund is a non-diversified, closed-end investment company focused on achieving long-term capital appreciation by investing in Swiss equities and equity-linked securities.

What is the investment strategy of Swiss Helvetia Fund?

The Fund employs an active management strategy, investing primarily in Swiss securities through a careful selection process, while managing risk with a diversified mix of equity-linked instruments.

How does the closed-end fund structure work?

In a closed-end fund, shares are issued in a fixed number and traded on an exchange. The share price is determined by market dynamics and may trade at a discount or premium to the net asset value.

What role does Schroder Investment Management play?

Schroder Investment Management North America Inc. manages the Fund. Their expertise provides rigorous research, risk management, and effective asset allocation, underpinning the Fund's strategic investments.

How are distributions handled in the Fund?

The Fund maintains a managed distribution plan that offers periodic income to stockholders. Distributions can include net investment income, capital gains, and return of capital, with details provided in official notices.

What differentiates Swiss Helvetia Fund from other investment vehicles?

Its specialized focus on Swiss equity and equity-linked securities, coupled with the closed-end structure and active management by a globally reputable advisor, differentiates it from broader market funds.

Where are the Fund's shares traded?

The Fund's shares are listed on the New York Stock Exchange, and their value is influenced by a variety of market factors including supply, demand, and inherent discount or premium to net asset value.

What should investors know about the governance of the Fund?

The Fund is governed by a board of directors elected by stockholders, with regular meetings and transparent communication regarding key decisions, ensuring accountability and robust oversight.
Total Return Securities Fund

NYSE:SWZ

SWZ Rankings

SWZ Stock Data

81.97M
12.99M
0.21%
44.77%
0.02%
Asset Management
Financial Services
Link
United States
New York