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Allspring discloses 12.5% holding in Total Return Securities Fund (SWZ)

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Allspring Global Investments Holdings, LLC reports beneficial ownership of 2,127,310 Mutual Fund SH CL B shares of Total Return Securities Fund, representing 12.5% of the class as of 12/31/2025. Allspring has sole power to vote 2,013,125 of these shares and sole power to dispose of all 2,127,310 shares, with no shared voting or dispositive power.

The securities are held of record by clients of investment advisers owned directly or indirectly by Allspring, and those clients are entitled to dividends and sale proceeds. The filing states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the fund. A subsidiary, Allspring Global Investments, LLC, beneficially owns 5% or more of this share class.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



Allspring Global Investments Holdings, LLC
Signature:Jennifer Grunberg
Name/Title:Senior Compliance Manager
Date:01/06/2026
Exhibit Information

Exhibit A Subsidiary Allspring Global Investments, LLC* - IA Allspring Funds Management, LLC - IA *Entity beneficially owns 5% or greater of the outstanding shares of the security class being reported on this schedule 13G.

FAQ

What ownership stake does Allspring report in Total Return Securities Fund (SWZ)?

Allspring Global Investments Holdings, LLC reports beneficial ownership of 2,127,310 Mutual Fund SH CL B shares of Total Return Securities Fund, representing 12.5% of the class as of 12/31/2025.

How much voting and dispositive power does Allspring have over SWZ Mutual Fund SH CL B shares?

Allspring reports sole voting power over 2,013,125 shares and sole dispositive power over 2,127,310 shares, with no shared voting or shared dispositive power.

Who ultimately benefits from the Allspring-held shares of Total Return Securities Fund?

The securities are owned of record by clients of one or more investment advisers identified in Exhibit A that are directly or indirectly owned by Allspring. These clients have the right to receive dividends and sale proceeds from the shares.

Does Allspring intend to influence control of Total Return Securities Fund (SWZ)?

The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of the issuer, nor in connection with any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 240.14a-11.

Which Allspring subsidiaries are linked to this 12.5% position in Total Return Securities Fund?

Exhibit A lists Allspring Global Investments, LLC (IA) and Allspring Funds Management, LLC (IA) as relevant subsidiaries. It notes that Allspring Global Investments, LLC beneficially owns 5% or greater of the outstanding shares of this security class.

What type of reporting person is Allspring in this Schedule 13G/A for SWZ?

Allspring Global Investments Holdings, LLC is classified as a parent holding company or control person, indicated by the type of reporting person code "HC" in the ownership section.

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