SunCoke CFO updates Form 3 to show 4,000 shares
SunCoke Energy, Inc. Chief Financial Officer Shantanu Agrawal has amended his initial insider ownership disclosure.
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Form Type
3/A
Rhea-AI Filing Summary
SunCoke Energy, Inc. Chief Financial Officer Shantanu Agrawal has amended his initial insider ownership disclosure. The Form 3/A reports that he directly holds 4,000 shares of SunCoke common stock, which a footnote explains were inadvertently omitted from his original Form 3 filing.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
AGRAWAL SHANTANU (SA)
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 4,000 shares (Direct)
Footnotes (1)
- F1. These shares were inadvertently omitted from the reporting person's original Form 3.
Key Figures
Directly held common shares: 4,000 shares
Reported buy transactions: 0 shares
Reported sell transactions: 0 shares
3 metrics
Directly held common shares
4,000 shares
Total shares following amendment on Form 3/A
Reported buy transactions
0 shares
Transaction summary in amended Form 3
Reported sell transactions
0 shares
Transaction summary in amended Form 3
Key Terms
Form 3, Form 3/A, beneficial ownership, Common Stock, +1 more
5 terms
Form 3 regulatory
"These shares were inadvertently omitted from the reporting person's original Form 3."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Form 3/A regulatory
"The Form 3/A reports that he directly holds 4,000 shares of SunCoke common stock"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
beneficial ownership financial
"are now being properly reported as part of his beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Chief Financial Officer financial
"officer_title": "Chief Financial Officer""
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does SunCoke Energy (SXC) CFO Shantanu Agrawal report in this Form 3/A?
The Form 3/A shows CFO Shantanu Agrawal directly holding 4,000 shares of SunCoke Energy common stock. A footnote explains these shares were inadvertently left out of his original Form 3 and are now being properly reported as part of his beneficial ownership.
Why did SunCoke Energy (SXC) file an amended Form 3 for its CFO?
The amended Form 3 was filed because 4,000 common shares were "inadvertently omitted" from Shantanu Agrawal’s original Form 3. The amendment updates his reported beneficial ownership so regulatory records accurately reflect his direct holdings in SunCoke Energy stock.
Does this SunCoke Energy (SXC) Form 3/A indicate a change in insider trading activity?
The Form 3/A reflects a reporting correction, not new trading activity. It adds 4,000 common shares that should have been listed originally. Transaction summary data show no reported purchases, sales, option exercises, gifts, or tax-withholding transactions tied to this amendment.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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