SunCoke Energy SVP Osterholm reports 1,365-share holding

Q: How many SXC common shares did Ryan David Osterholm report holding directly?

Ryan David Osterholm reported 1,365 directly held common shares. He also reported separate RSU awards and stock options covering underlying common shares.

Q: What SXC stock options did Ryan David Osterholm report?

The reported options cover 903 shares at $9.85, expiring February 15, 2027; 2,412 shares at $10.49, expiring February 14, 2028; and 5,098 shares at $9.87, expiring February 13, 2029.

The RSU awards are settled in cash over three annual installments, while the option tranches have stated expiration dates through February 15, 2029.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

At SunCoke Energy, Inc., SVP Com Ops and Bus Dev Ryan David Osterholm reported direct holdings of 1,365 common shares, three RSU awards covering 3,131, 6,984 and 16,311 underlying common shares, and stock options covering 903 shares at $9.85, 2,412 at $10.49 and 5,098 at $9.87. The RSUs vest and are settled in cash in three equal annual installments on the first, second and third anniversaries of each grant. The option expiration dates are February 15, 2027, February 14, 2028 and February 13, 2029, respectively.

Insider Trade Summary

7 transactions reported

Mixed 7 txns

Insider OSTERHOLM RYAN DAVID

Role SVP Com Ops and Bus Dev

Type	Security	Shares	Price	Value
holding	RSUs (02.22.2024) ^{F1, F2}	--	--	--
holding	RSUs (02.21.2025) ^{F1, F2}	--	--	--
holding	RSUs (02.19.2026) ^{F1, F2}	--	--	--
holding	Stock Options ^F3	--	--	--
holding	Stock Options ^F3	--	--	--
holding	Stock Options ^F3	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: RSUs (02.22.2024) — 3,131 contracts (Direct); RSUs (02.21.2025) — 6,984 contracts (Direct); RSUs (02.19.2026) — 16,311 contracts (Direct); Stock Options — 8,413 contracts (Direct); Common Stock — 1,365 shares (Direct)

Footnotes (3)

F1. Restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest and are to be settled in cash in three equal annual installments on the first, second and third anniversaries of the grant date.
F2. Not applicable.
F3. Grant of non-qualified stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options were vested on the first anniversary of the grant date and are exercisable during a term expiring ten years from the date of the grant.

Key Figures

Direct common stock: 1,365 shares RSU award dated February 22, 2024: 3,131 underlying common shares RSU award dated February 21, 2025: 6,984 underlying common shares +4 more

7 metrics

Direct common stock 1,365 shares Reported holding dated October 6, 2026

RSU award dated February 22, 2024 3,131 underlying common shares Reported holding dated October 6, 2026

RSU award dated February 21, 2025 6,984 underlying common shares Reported holding dated October 6, 2026

RSU award dated February 19, 2026 16,311 underlying common shares Reported holding dated October 6, 2026

Stock options 903 shares at $9.85 exercise price Expiration date February 15, 2027

Stock options 2,412 shares at $10.49 exercise price Expiration date February 14, 2028

Stock options 5,098 shares at $9.87 exercise price Expiration date February 13, 2029

Key Terms

restricted share units, non-qualified stock options, Rule 16b-3, Omnibus Long-Term Incentive Plan

4 terms

non-qualified stock options financial

"Grant of non-qualified stock options"

Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.

Rule 16b-3 regulatory

"transaction exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Omnibus Long-Term Incentive Plan technical

"SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SXC common shares did Ryan David Osterholm report holding directly?

Ryan David Osterholm reported 1,365 directly held common shares. He also reported separate RSU awards and stock options covering underlying common shares.

How do Ryan David Osterholm's SXC RSUs vest and settle?

The RSUs vest and are settled in cash in three equal annual installments on the first, second and third anniversaries of each grant date.

What SXC stock options did Ryan David Osterholm report?

The reported options cover 903 shares at $9.85, expiring February 15, 2027; 2,412 shares at $10.49, expiring February 14, 2028; and 5,098 shares at $9.87, expiring February 13, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 02:40 PM Accepted by SEC EDGAR 10/06/2026 - 02:39 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

OSTERHOLM RYAN DAVID

(Last)

(First)

(Middle)

1011 WARRENVILLE RD STE 600

(Street)

LISLE

ILLINOIS

60532

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
10/06/2026

3. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP Com Ops and Bus Dev

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,365	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
RSUs (02.22.2024)⁽¹⁾	⁽²⁾	⁽²⁾	Common Stock	3,131	$0	D
RSUs (02.21.2025)⁽¹⁾	⁽²⁾	⁽²⁾	Common Stock	6,984	$0	D
RSUs (02.19.2026)⁽¹⁾	⁽²⁾	⁽²⁾	Common Stock	16,311	$0	D
Stock Options⁽³⁾	02/15/2018	02/15/2027	Common Stock	903	$9.85	D
Stock Options⁽³⁾	02/14/2019	02/14/2028	Common Stock	2,412	$10.49	D
Stock Options⁽³⁾	02/13/2020	02/13/2029	Common Stock	5,098	$9.87	D

Explanation of Responses:

1. Restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units vest and are to be settled in cash in three equal annual installments on the first, second and third anniversaries of the grant date.

2. Not applicable.

3. Grant of non-qualified stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These stock options were vested on the first anniversary of the grant date and are exercisable during a term expiring ten years from the date of the grant.

Remarks:

	/s/ John J. DiRocco, Jr. - Attorney-in-Fact	10/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR