STOCK TITAN

SXI Insider David Dunbar Transfers 17,397 Shares into Trust

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

David A. Dunbar, identified as a director and as an officer with the title President/CEO/Chairman of Standex International Corp (SXI), reported transactions dated 09/03/2025 on a Form 4. The filing shows two non-derivative entries for Common Stock with transaction code J(1) and quantity 17,397 shares on each reported line. One line shows those shares as Disposed (D) at $0 with a following beneficial ownership figure shown as 1,429.9759 D in the table. The second line shows the same quantity as Acquired (A) at $0 with a following beneficial ownership figure shown as 132,973 I and the notation Trustee of Trust. The explanatory note states these transactions reflect shares gifted by the reporting person to a revocable trust for which he is Trustee.

Positive

  • Transfer was non-cash (reported consideration $0), indicating no market sale of shares in this filing
  • Explanatory note provided clarifying that shares were gifted to a revocable trust for which the reporting person is Trustee

Negative

  • None.

Insights

TL;DR: Insider moved shares into a revocable trust, remaining linked to the reporting person as Trustee; transaction appears administrative rather than economic.

The Form 4 documents a transfer of equity into a revocable trust via transaction code J(1), which is consistent with gifts or transfers to a trust vehicle that can preserve indirect beneficial ownership while satisfying reporting obligations. The filing lists identical share amounts (17,397) on two lines with $0 consideration, and an explicit explanation that the shares were gifted to a revocable trust for which the reporting person is Trustee. For governance considerations, this preserves the reporting person’s connection to the shares through trustee status and may have implications for future Section 16 reporting, but no sale or third-party purchaser is shown.

TL;DR: The transaction is a non-cash transfer into a trust and does not indicate a market disposition or new third-party ownership.

The entries show transaction code J(1) and $0 prices, indicating a non-market transfer such as a gift to a trust. The table records both disposal and acquisition lines of equal share quantity, and the explanatory statement clarifies the gift to a revocable trust for which the reporting person is Trustee. From a securities-impact perspective, there is no immediate change to free-float via a sale to external investors reflected in this filing; instead it documents a reclassification of beneficial ownership form.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dunbar David A.

(Last) (First) (Middle)
23 KEEWAYDIN DRIVE
SUITE 300

(Street)
SALEM NH 03079

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANDEX INTERNATIONAL CORP/DE/ [ SXI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President/CEO/Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/03/2025 J(1) 17,397 D $0 1,429.9759 D
Common Stock 09/03/2025 J(1) 17,397 A $0 132,973 I Trustee of Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. All transactions reported herein reflect shares gifted by reporting person to a revocable trust for which the reporting person is Trustee.
/s/ Alan J. Glass 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did David A. Dunbar report on the Form 4 for Standex International (SXI)?

The Form 4 reports transfers dated 09/03/2025 involving 17,397 shares in two non-derivative entries executed under transaction code J(1), with $0 consideration, and an explanatory note stating the shares were gifted to a revocable trust for which he is Trustee.

Does the Form 4 show a market sale of SXI shares by the insider?

No. The transactions are reported with a price of $0 and an explanation that the shares were gifted to a revocable trust, so the filing does not show a sale to a third-party purchaser.

What is the reporting person’s role at Standex International (SXI)?

The reporting person, David A. Dunbar, is indicated as a Director and an Officer with the title President/CEO/Chairman.

What does transaction code J(1) indicate in this filing?

The filing uses transaction code J(1) for the reported entries and includes an explanation that these reflect shares gifted to a revocable trust for which the reporting person is Trustee.

How many shares are noted following the reported transactions?

The table shows follow-up beneficial ownership figures of 1,429.9759 D on one line and 132,973 I on the other line as presented in the Form 4 table.
Standex Intl

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2.78B
11.85M
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Specialty Industrial Machinery
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United States
SALEM