STOCK TITAN

SXI Form 4: Director Granted 149 Phantom Stock Units Under 2018 Plan

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robin J. Davenport, a director of Standex International Corporation (SXI), acquired 149 phantom stock units on 08/23/2025 under the Management Stock Purchase component of the companys 2018 Omnibus Incentive Plan. These units are a contingent purchase that will vest and be settled in the form of 149 shares of common stock on 08/23/2028. The reported transaction shows a conversion price of $0, and the ownership is reported as direct with 149 shares beneficially owned following the transaction. The filing indicates this award vests three years after purchase and is intended to convert to common stock at vesting.

Positive

  • Director alignment: Award vests into common stock, aligning the directors interests with shareholders over three years
  • Clear terms: Vesting date and settlement in common stock are explicitly disclosed (149 shares vesting 08/23/2028)

Negative

  • None.

Insights

TL;DR: Director received a standard time‑based equity award that aligns interests with shareholders but is not material to ownership.

The reported acquisition of 149 phantom stock units under the 2018 Omnibus Incentive Plan is a routine, time‑vested compensation event for a director. The award vests three years after purchase and converts to common stock, which supports alignment of the directors incentives with long‑term shareholder value. The size—149 shares—is small relative to typical public company capitalization and unlikely to materially affect control or share count. No cash consideration is reported, consistent with contingent phantom stock awards.

TL;DR: This is a standard management plan contingent purchase that rewards retention; it appears administratively routine and non‑dilutive now.

The transaction is recorded as a contingent purchase of phantom stock units that will convert into 149 common shares at vesting on 08/23/2028. Such awards are common for retention and director alignment. The $0 price and the phantom-unit structure indicate no immediate dilution until settlement and no cash outlay by the company. The disclosure provides clear vesting and settlement terms but does not indicate acceleration provisions or potential aggregate ownership beyond the 149 shares disclosed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davenport Robin J

(Last) (First) (Middle)
STANDEX INTERNATIONAL CORPORATION
23 KEEWAYDIN DRIVE, SUITE 300

(Street)
SALEM NH 03079

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANDEX INTERNATIONAL CORP/DE/ [ SXI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (1) 08/23/2025 A(1) 149 08/23/2028 08/23/2028 Common Stock 149 $0 149 D
Explanation of Responses:
1. Contingent Purchase of Phantom Stock of the Company pursuant to the Management Stock Purchase Plan component of the 2018 Omnibus Incentive Plan vesting three years after the date of purchase in the form of Common Stock.
/s/ Alan J. Glass 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Standex (SXI) filing report?

The filing reports a contingent purchase of 149 phantom stock units on 08/23/2025 that will vest into 149 shares of common stock on 08/23/2028.

Who was the reporting person in the Form 4 for SXI?

The reporting person is Robin J. Davenport, identified as a director of Standex International Corporation.

What plan governed the equity award reported in the Form 4?

The units were granted pursuant to the Management Stock Purchase Plan component of the 2018 Omnibus Incentive Plan.

Was there any cash paid for the reported phantom stock units?

The reported conversion price is $0, indicating no cash price is shown in the transaction disclosure.

How much ownership does the reporting person have after the transaction?

The Form 4 reports 149 shares beneficially owned following the reported transaction.
Standex Intl

NYSE:SXI

SXI Rankings

SXI Latest News

SXI Latest SEC Filings

SXI Stock Data

2.78B
11.85M
2.2%
97.08%
3.33%
Specialty Industrial Machinery
Refrigeration & Service Industry Machinery
Link
United States
SALEM