Stock Yards Bancorp EVP reports share holdings

Stock Yards Bancorp, Inc. executive vice president William J. Otten filed an initial statement of beneficial ownership of securities.

Accepted by SEC EDGAR 04/02/2026 - 01:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Stock Yards Bancorp, Inc. executive vice president William J. Otten filed an initial statement of beneficial ownership of securities. He reports holding 2,148 shares of common stock directly and 882 shares indirectly through "KSOP-William J. Otten," reflecting his reported equity position in the company as of the filing.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Otten William J.

Role Executive Vice President

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings: Common Stock — 2,148 shares (Direct); Common Stock — 882 shares (Indirect, KSOP-William J. Otten)

Key Figures

Direct common shares: 2,148 shares Indirect common shares: 882 shares Holding entries: 2 entries +1 more

4 metrics

Direct common shares 2,148 shares Total common stock directly owned by William J. Otten

Indirect common shares 882 shares Common stock held indirectly via "KSOP-William J. Otten"

Holding entries 2 entries Two holding records reported, one direct and one indirect

Unknown transaction entries 2 entries Entries classified with unknown transaction code and holding type

Key Terms

Common Stock, indirect, KSOP-William J. Otten

3 terms

Common Stock financial

"security_title: "Common Stock" for both reported holdings"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect financial

"ownership_type: "indirect" for KSOP-William J. Otten holdings"

KSOP-William J. Otten financial

"nature_of_ownership: "KSOP-William J. Otten" on indirect line"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SYBT Form 3 filed by William J. Otten report?

The Form 3 shows that executive vice president William J. Otten beneficially owns Stock Yards Bancorp common stock, with 2,148 shares held directly and 882 shares held indirectly through an account labeled "KSOP-William J. Otten," establishing his initial reported ownership position.

How many Stock Yards Bancorp (SYBT) shares does William J. Otten hold directly?

William J. Otten reports direct ownership of 2,148 shares of Stock Yards Bancorp common stock. This direct holding is listed as common stock with ownership type coded as direct, reflecting shares held in his own name rather than through another entity.

What indirect SYBT holdings are reported for William J. Otten on the Form 3?

The filing lists 882 shares of Stock Yards Bancorp common stock held indirectly under "KSOP-William J. Otten." These shares are coded as indirect ownership, indicating they are held through that plan or account rather than directly in his personal name.

Does the SYBT Form 3 for William J. Otten show any stock purchases or sales?

No purchases or sales are indicated. The entries are coded as holdings with unknown transaction codes, meaning the document functions as an initial ownership report showing direct and indirect share amounts rather than detailing recent buy or sell transactions.

What role does William J. Otten hold at Stock Yards Bancorp (SYBT)?

William J. Otten is identified as an officer of Stock Yards Bancorp with the title of executive vice president. The Form 3 connects his officer position to his reported beneficial ownership of the company’s common stock, both directly and indirectly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Otten William J.

(Last) (First) (Middle)

PO BOX 32890

(Street)

LOUISVILLE KENTUCKY 40232

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
Stock Yards Bancorp, Inc. [ SYBT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,148	D
Common Stock	882	I	KSOP-William J. Otten

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Vycki Seigle, by Power of Attorney	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)