Stock Yards Bancorp (SYBT) EVP discloses direct and indirect holdings
Rhea-AI Filing Summary
Stock Yards Bancorp, Inc. executive vice president William J. Otten filed an initial statement of beneficial ownership of securities. He reports holding 2,148 shares of common stock directly and 882 shares indirectly through "KSOP-William J. Otten," reflecting his reported equity position in the company as of the filing.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Otten William J.
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 2,148 shares (Direct);
Common Stock — 882 shares (Indirect, KSOP-William J. Otten)
Key Figures
Direct common shares: 2,148 shares
Indirect common shares: 882 shares
Holding entries: 2 entries
+1 more
4 metrics
Direct common shares
2,148 shares
Total common stock directly owned by William J. Otten
Indirect common shares
882 shares
Common stock held indirectly via "KSOP-William J. Otten"
Holding entries
2 entries
Two holding records reported, one direct and one indirect
Unknown transaction entries
2 entries
Entries classified with unknown transaction code and holding type
Key Terms
Common Stock, indirect, KSOP-William J. Otten
3 terms
Common Stock financial
"security_title: "Common Stock" for both reported holdings"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
indirect financial
"ownership_type: "indirect" for KSOP-William J. Otten holdings"
KSOP-William J. Otten financial
"nature_of_ownership: "KSOP-William J. Otten" on indirect line"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the SYBT Form 3 filed by William J. Otten report?
The Form 3 shows that executive vice president William J. Otten beneficially owns Stock Yards Bancorp common stock, with 2,148 shares held directly and 882 shares held indirectly through an account labeled "KSOP-William J. Otten," establishing his initial reported ownership position.
What indirect SYBT holdings are reported for William J. Otten on the Form 3?
The filing lists 882 shares of Stock Yards Bancorp common stock held indirectly under "KSOP-William J. Otten." These shares are coded as indirect ownership, indicating they are held through that plan or account rather than directly in his personal name.
Does the SYBT Form 3 for William J. Otten show any stock purchases or sales?
No purchases or sales are indicated. The entries are coded as holdings with unknown transaction codes, meaning the document functions as an initial ownership report showing direct and indirect share amounts rather than detailing recent buy or sell transactions.
What role does William J. Otten hold at Stock Yards Bancorp (SYBT)?
William J. Otten is identified as an officer of Stock Yards Bancorp with the title of executive vice president. The Form 3 connects his officer position to his reported beneficial ownership of the company’s common stock, both directly and indirectly.