STOCK TITAN

Director at Stock Yards Bancorp (SYBT) adds shares via deferred plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stock Yards Bancorp director John Schutte reported acquiring additional company stock through a compensation plan. On January 28, 2026, a trust under a Director Deferred Compensation Plan acquired 131 shares of common stock at $67.65 per share, held indirectly for his benefit.

Following this transaction, Schutte indirectly holds 8,830 shares through the trust and directly holds 83,768 common shares. He also holds a stock appreciation right covering 1,000 shares with a conversion price of $38.85, exercisable from August 28, 2019 until August 28, 2028.

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Insider Schutte John
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 131 $67.65 $9K
holding Stock Appreciation Right -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 8,830 shares (Indirect, Trust Director Deferred Comp Plan); Stock Appreciation Right — 1,000 shares (Direct); Common Stock — 83,768 shares (Direct)
Footnotes (1)
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schutte John

(Last) (First) (Middle)
PO BOX 32890

(Street)
LOUISVILLE KY 40232-2890

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Stock Yards Bancorp, Inc. [ SYBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 83,768 D
Common Stock 01/28/2026 A 131 A $67.65 8,830 I Trust Director Deferred Comp Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right $38.85 08/28/2019 08/28/2028 Common Stock 1,000 1,000 D
Explanation of Responses:
/s/ Vycki Seigle, by Power of Attorney 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SYBT director John Schutte report?

John Schutte reported an acquisition of 131 shares of Stock Yards Bancorp common stock. The shares were acquired on January 28, 2026 at $67.65 per share through a Director Deferred Compensation Plan trust held indirectly for his benefit.

How many Stock Yards Bancorp (SYBT) shares does John Schutte now hold?

After the reported transaction, John Schutte holds 83,768 shares of Stock Yards Bancorp common stock directly. He also has 8,830 shares held indirectly through a Director Deferred Compensation Plan trust, according to the ownership figures reported in the Form 4 filing.

Was the SYBT Form 4 transaction a purchase or sale of shares?

The Form 4 shows an acquisition of Stock Yards Bancorp common stock. Transaction code “A” indicates 131 shares were acquired at $67.65 per share through an indirect trust account tied to a Director Deferred Compensation Plan.

What derivative securities does SYBT director John Schutte hold?

John Schutte holds a stock appreciation right linked to Stock Yards Bancorp common stock. It covers 1,000 shares at a conversion price of $38.85, exercisable from August 28, 2019 until its expiration on August 28, 2028, and is reported as directly owned.

Is John Schutte considered a 10% owner of Stock Yards Bancorp (SYBT)?

The Form 4 identifies John Schutte as a director of Stock Yards Bancorp, not a 10% owner. The box for 10% owner is not marked, indicating his reported holdings do not classify him in that ownership category in this filing.