STOCK TITAN

Stock Yards Bancorp director gifts 655 shares

After the gift, the director reported 13,315 directly held shares and a Stock Appreciation Right covering 1,000 common shares.

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Form Type
4

Rhea-AI Filing Summary

Stock Yards Bancorp, Inc. director Scott P. Davis made a bona fide gift of 655 common shares to a charitable organization on November 9, 2026. He held 13,315 shares directly after the gift. His reported holdings also included a directly held Stock Appreciation Right covering 1,000 common shares, with a $70.21 exercise price, an exercise date of May 19, 2027, and an expiration date of May 19, 2036. No Rule 10b5-1 plan is reported.

Insider Davis Scott P.
Role Director
Type Security Shares Price Value
Gift Common Stock F1 655 -- --
Holding Stock Appreciation Right -- -- --
Holdings After Transaction: Common Stock — 13,315 shares (Direct); Stock Appreciation Right — 1,000 rights (Direct)
Holdings Before and After: Common Stock, 13,970 to 13,315 shares (Direct)
Footnotes (1)
  1. F1. Gifted Shares to Charitable Organization
Common shares gifted 655 shares Bona fide gift on November 9, 2026
Direct common shares after gift 13,315 shares Reported after the November 9, 2026 gift
Stock Appreciation Right underlying shares 1,000 common shares Directly held position reported
Exercise price $70.21 Stock Appreciation Right
Exercise date May 19, 2027 Stock Appreciation Right
Expiration date May 19, 2036 Stock Appreciation Right
bona fide gift financial
"bona fide gift to charitable organization"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Stock Appreciation Right financial
"Stock Appreciation Right covering 1,000 common shares"
A stock appreciation right (SAR) is a form of employee pay that gives the holder the right to receive the increase in a company's share price over a set reference price, paid in cash or shares, without having to buy stock first. It matters to investors because SARs can create future cash outflows or dilute existing shareholders if settled in stock, and they align employee incentives with share-price performance like a bonus tied to a home's price rise.
Rule 10b5-1 plan regulatory
"No Rule 10b5-1 plan is reported"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SYBT shares did director Scott P. Davis give to charity?

Scott P. Davis gave 655 common shares to a charitable organization on November 9, 2026. He reported holding 13,315 shares directly after the gift.

What were the terms of Scott P. Davis's SYBT Stock Appreciation Right?

The reported Stock Appreciation Right covered 1,000 common shares and had a $70.21 exercise price. Its exercise date was May 19, 2027, and its expiration date was May 19, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davis Scott P.

(Last)(First)(Middle)
1040 EAST MAIN STREET

(Street)
LOUISVILLE KENTUCKY 40206

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Stock Yards Bancorp, Inc. [ SYBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/09/2026G655D(1)13,315D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Right$70.2105/19/202705/19/2036Common Stock1,0001,000D
Explanation of Responses:
1. Gifted Shares to Charitable Organization
/s/ Vycki Seigle, by Power of Attorney11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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