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Symbotic Inc. (SYM) SEC Filings

SYM NASDAQ

Symbotic Inc. SEC filings document the company’s AI-enabled supply-chain robotics business, quarterly financial results, Regulation FD disclosures, governance matters and material corporate events. Recent Form 8-K reports include furnished earnings releases, investor presentation disclosures, board and officer-related arrangements, and other event reporting tied to the company’s operating and corporate structure.

The company’s proxy and annual-meeting filings cover director elections, advisory compensation votes, auditor ratification, non-employee director compensation, executive compensation and shareholder voting mechanics. Symbotic’s filings also describe its multi-class common stock structure, including Class A, Class V-1 and Class V-3 shares, and related voting power in security-holder matters.

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Symbotic Inc. director Charles Kane reported an intended sale of 6,000 common shares, with an aggregate market value of $252,420.00 and an approximate sale date of October 1, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and NASDAQ is identified as the exchange. The notice lists 129,873,381 shares outstanding.

The 6,000 shares are listed as acquired on June 7, 2022, through a private acquisition from the issuer or an affiliate. The notice also lists two prior 10b5-1 sales for Charles F. Kane: 2,000 shares for $86,420 on August 3, 2026, and 2,000 shares for $78,000 on September 1, 2026.

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Symbotic Inc. (SYM) reports indirect ownership changes related to trusts associated with major holder David A. Ladensohn. On September 10, 2026, two trusts each distributed 200,000 Symbotic Holdings Units and paired Class V-1 shares to their beneficiaries, while two other trusts received bona fide gifts of Symbotic Holdings Units and Class V-3 shares. Ladensohn is a trustee or co‑trustee of the involved trusts but consistently disclaims beneficial ownership. Symbotic Holdings Units are redeemable on a one‑for‑one basis for Class A Common Stock, with the corresponding Class V shares cancelled upon redemption.

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Symbotic Inc. (SYM) director Todd Krasnow reported a structured transaction on September 8, 2026 involving Symbotic Holdings Units and Class A shares, executed through Inlet View, Inc. Under a pre-established Rule 10b5-1 trading plan, 2,000 Symbotic Holdings Units and 2,000 paired shares of Class V-1 common stock were redeemed for 2,000 shares of Class A Common Stock, after which the units and V‑1 shares were canceled.

The 2,000 Class A shares received were then sold in market transactions, with 1,489 shares at an average price of about $43.46 and 511 shares at about $43.88, at prices ranging from $42.745 to $44.255 per share. Krasnow continues to have reported interests in Symbotic Holdings Units representing 194,036 underlying Class A shares held directly and 180,000 underlying Class A shares held indirectly, plus 40,000 Class A shares held by charitable trusts, all subject to footnoted beneficial ownership disclaimers and limited voting or investment control in certain entities.

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Symbotic Inc. (SYM) received a notice of proposed sale under Rule 144 covering up to 6,000 Class A common shares to be sold for the account of Todd Krasnow through Goldman Sachs & Co. LLC, with a proposed sale date of September 8, 2026 on NASD.

The notice reports that entities associated with Krasnow, identified as Inlet View, Inc., have already sold 4,000 Class A shares in the prior three months. All sales are described as being made under a selling plan dated December 8, 2025 that is intended to comply with Rule 10b5‑1(c).

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Symbotic Inc. (SYM) director Charles Kane reported a pre-planned restructuring and sale of equity interests on September 1, 2026. He redeemed 2,000 Symbotic Holdings Units, each paired with a share of Class V-1 Common Stock, for 2,000 shares of Class A Common Stock, then sold those 2,000 Class A shares at $39.00 per share pursuant to a Rule 10b5-1 trading plan adopted on December 8, 2025. Following the redemption and related cancellations, Kane reported 583,353 Symbotic Holdings Units and an equal number of Class V-1 shares held directly.

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Symbotic Inc. (SYM) director Ross Andrew D reported a routine equity compensation event involving restricted stock units (RSUs). On 2026-08-26, 2,568 RSUs were converted into 2,568 shares of Class A common stock on a one-for-one basis. Following the transactions, he directly held 7,672 shares of Class A common stock and 5,137 RSUs. The RSUs stem from a grant of 7,705 units awarded on 2025-08-26 that vest in three equal annual installments on 2026-08-26, 2027-08-26 and 2028-08-26, subject to continued service.

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Symbotic Inc. (SYM) received a Form 144 notice indicating that officer Michael Dunn plans to sell 5,827 shares of Symbotic common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of about $235,469.07. The shares relate to Restricted Stock Units acquired from the issuer on 08/23/2026. The notice also lists multiple prior common stock sales by Michael Dunn over the past three months, several executed under a Rule 10b5‑1 trading plan, with individual transactions ranging from roughly 1,400 to 3,100 shares.

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Symbotic Inc. (SYM) reported that Chief Technology Officer James Kuffner had restricted stock units vest and settle into Class A common stock, followed by a related tax sale. On August 23, 2026, 9,748 RSUs converted into 9,748 shares of Class A common stock, leaving 48,744 RSUs reported as outstanding. On August 24, 2026, Kuffner sold 3,952 shares at an average price of $40.5926 per share in transactions within a price range of $40.565 to $40.67. According to the company’s footnotes, these sales were mandated "sell to cover" transactions to satisfy tax withholding obligations arising from the RSU vesting and did not represent discretionary trades.

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Symbotic Inc. (SYM) is identified as the issuer in a notice by officer Michael D. Dunn regarding planned and recent sales of Symbotic common stock under Rule 144. Dunn lists an upcoming sale of 3,985 common shares, relating to restricted stock vesting under a registered plan, with brokerage through Morgan Stanley Smith Barney. Over the prior three months, Dunn reports multiple sales of Symbotic Class A common stock, including 3,930 shares on May 26, 2026 for $208,851.68, 3,083 shares on June 3, 2026 for $147,795.21, and several additional sales through August 12, 2026, each disclosing shares sold, dates, and dollar amounts.

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Symbotic Inc. (SYM) is named as the issuer in a Form 144 notice filed for the account of officer James J. Kuffner Jr.. The filing covers a proposed sale of 3,952 shares of Common Stock, with an aggregate market value of $160,421.96, through Morgan Stanley Smith Barney LLC on NASDAQ. The table lists 129,873,381 Common shares outstanding. The shares relate to restricted stock vesting under a registered plan for services rendered.

The notice also reports that during the past three months Kuffner sold 18,987 Common shares for $766,695.06 on July 24, 2026 and 3,878 Common shares for $207,500.92 on May 26, 2026.

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FAQ

How many Symbotic (SYM) SEC filings are available on StockTitan?

StockTitan tracks 205 SEC filings for Symbotic (SYM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Symbotic (SYM)?

The most recent SEC filing for Symbotic (SYM) was filed on October 1, 2026.