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SYMBOTIC INC SEC Filings

SYM NASDAQ

Symbotic Inc. SEC filings document the company’s AI-enabled supply-chain robotics business, quarterly financial results, Regulation FD disclosures, governance matters and material corporate events. Recent Form 8-K reports include furnished earnings releases, investor presentation disclosures, board and officer-related arrangements, and other event reporting tied to the company’s operating and corporate structure.

The company’s proxy and annual-meeting filings cover director elections, advisory compensation votes, auditor ratification, non-employee director compensation, executive compensation and shareholder voting mechanics. Symbotic’s filings also describe its multi-class common stock structure, including Class A, Class V-1 and Class V-3 shares, and related voting power in security-holder matters.

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Symbotic Inc. officer Maria G. Freve reported RSU vesting and a related share sale. On April 23, 4,600 restricted stock units converted into an equal number of Class A common shares at a $0.00 exercise price. On April 24, 2,335 Class A shares were sold at an average of $60.0773 per share.

According to the disclosure, this sale was a mandatory “sell to cover” transaction to satisfy tax withholding obligations tied to the RSU vesting and did not represent a discretionary trade. After these moves, Freve directly holds 3,004 Class A shares, which include 200 shares acquired under Symbotic’s 2022 Employee Stock Purchase Plan, along with remaining unvested RSUs referenced in the filing.

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Symbotic Inc.’s Chief Strategy Officer, William M. Boyd III, reported a series of equity transactions. On April 23, 2026, he exercised restricted stock units that convert into Class A common stock on a one-for-one basis, acquiring 9,194 shares at a conversion price of $0.00 per share. On April 27, 2026, he executed open‑market sales totaling 9,194 shares of Class A common stock in multiple trades at prices ranging from $57.36 to $60.10 per share, carried out under a pre‑arranged Rule 10b5-1 trading plan. Following these transactions, he directly held 62,227 Class A shares and 8,728 restricted stock units, with his holdings also including 548 shares previously acquired through the company’s 2022 Employee Stock Purchase Plan.

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Symbotic Inc.’s Chief Technology Officer James Kuffner reported routine equity compensation activity. On April 23, 2026, 47,923 restricted stock units converted into the same number of Class A common shares. On April 24, 2026, 19,729 of these shares were sold at an average of $59.8205 per share solely to cover tax withholding obligations under the company’s equity incentive plans, described as a mandatory “sell to cover” rather than a discretionary trade. Following these transactions, Kuffner directly holds 179,255 shares of Class A common stock. A prior grant on January 23, 2025 covered 575,048 restricted stock units with a multi-year vesting schedule.

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Symbotic Inc. SVP, Commercial Alexander Brian Daniel reported a combination of equity vesting and mandated tax-related share sales. On April 23, he exercised 82,036 restricted stock units (RSUs) into Class A common stock at a $0.00 conversion price, reflecting the settlement of equity awards.

The following day, 37,860 shares of Class A common stock were sold in open-market transactions solely to cover tax withholding obligations tied to this RSU vesting, under a required “sell to cover” election and not as discretionary trades. These sales occurred at weighted-average prices around $60 per share, within ranges of $59.55–$60.51 and $60.56–$60.69.

Footnotes also note 53 shares acquired on February 27, 2026 under the Symbotic Inc. 2022 Employee Stock Purchase Plan and an outstanding grant of 246,135 RSUs awarded on April 23, 2025 that vests over time, starting with one-third on April 23, 2026 and the remainder in quarterly installments, plus a small indirect holding via an HSA.

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Filing
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The filing reports a Rule 144 notice for the sale of 5,115 shares of common stock via restricted stock units. The sale occurred on 04/01/2026 and generated $286,377.60 in proceeds. The shares were tied to RSUs dated 01/23/2024 and the broker listed is Morgan Stanley Smith Barney LLC.

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Form 144 notice: 19,729 shares of Common stock were listed for sale in connection with restricted stock vesting under a registered plan on 04/23/2026. The filing lists prior sales by James J. Kuffner Jr. of 3,669 and 77,321 shares on 02/25/2026 and 01/26/2026, respectively.

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Michael D. Dunn reported proposed sales of Common stock under Form 144. The filing lists multiple share dispositions during the past three months, including restricted stock vesting under a registered plan dated 04/23/2026. The transactions are described as securities to be sold and prior sales are itemized with share counts and gross proceeds.

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SYM reports a proposed sale of 2,335 shares of Common stock tied to restricted stock vesting under a registered plan, scheduled 04/23/2026. The filing notes prior sales by Maria G. Freve of 8,306 shares on 01/28/2026 and 6,667 shares on 01/26/2026, with proceeds of $457,715.23 and $399,956.88, respectively.

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Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting the proposed sale of 37,860 shares of Common Stock relating to restricted stock vesting under a registered plan on 04/23/2026. The filing lists an aggregate value of $2,270,539.92 and shows 125,753,388 shares outstanding as of 04/24/2026.

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MIRIAM ORT submitted a Form 144 notice for proposed sale of 4,089 shares of Common Stock, tied to restricted stock vesting under a registered plan; the sale date listed is 04/23/2026. The filing also records that 17,073 shares were sold on 01/27/2026 with dollar amounts shown alongside each transaction.

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FAQ

How many SYMBOTIC (SYM) SEC filings are available on StockTitan?

StockTitan tracks 156 SEC filings for SYMBOTIC (SYM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SYMBOTIC (SYM)?

The most recent SEC filing for SYMBOTIC (SYM) was filed on April 27, 2026.